0001628280-22-019017.txt : 20220715 0001628280-22-019017.hdr.sgml : 20220715 20220715193441 ACCESSION NUMBER: 0001628280-22-019017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220713 FILED AS OF DATE: 20220715 DATE AS OF CHANGE: 20220715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnhart James CENTRAL INDEX KEY: 0001734406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38703 FILM NUMBER: 221087907 MAIL ADDRESS: STREET 1: C/O NANOMETRICS, INC. STREET 2: 1550 BUCKEYE ROAD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velodyne Lidar, Inc. CENTRAL INDEX KEY: 0001745317 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5521 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (669) 275-2251 MAIL ADDRESS: STREET 1: 5521 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 FORMER COMPANY: FORMER CONFORMED NAME: Graf Industrial Corp. DATE OF NAME CHANGE: 20180702 4 1 wf-form4_165792805936920.xml FORM 4 X0306 4 2022-07-13 0 0001745317 Velodyne Lidar, Inc. VLDR 0001734406 Barnhart James 5521 HELLYER AVENUE SAN JOSE CA 95138 0 1 0 0 Chief Operating Officer Common Stock 2022-07-13 4 M 0 14214 A 1122731 D Common Stock 2022-07-15 4 S 0 5004 0.9852 D 1117727 D Restricted Stock Unit 2022-07-13 4 M 0 14214 0 D Common Stock 170578.0 156364 D The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022. Includes 5,498 shares acquired under the VLDR 2020 Employee Stock Purchase Plan on May 31, 2022. This transaction is exempt pursuant to Rule 16b-3(c). The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. /s/ Tracey Mastropoalo - Attorney-in-Fact 2022-07-15