0001746254-22-000020.txt : 20221104 0001746254-22-000020.hdr.sgml : 20221104 20221104174658 ACCESSION NUMBER: 0001746254-22-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221102 FILED AS OF DATE: 20221104 DATE AS OF CHANGE: 20221104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vollmer A. Gustavo J CENTRAL INDEX KEY: 0001746254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38534 FILM NUMBER: 221363234 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amerant Bancorp Inc. CENTRAL INDEX KEY: 0001734342 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 650032379 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305)460-4038 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Mercantil Bank Holding Corp DATE OF NAME CHANGE: 20180312 4 1 wf-form4_166759839892717.xml FORM 4 X0306 4 2022-11-02 0 0001734342 Amerant Bancorp Inc. AMTB 0001746254 Vollmer A. Gustavo J 220 ALHAMBRA CIRCLE CORAL GABLES FL 33134 1 0 0 0 Class A Common Stock 2022-11-02 4 S 0 8496 30.1718 D 641700 I See footnote Class A Common Stock 2022-11-03 4 S 0 6325 29.1362 D 635375 I See footnote Class A Common Stock 2022-11-04 4 S 0 49249 29.5908 D 586126 I See footnote On November 2, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 8,496 shares of Class A Common Stock. On November 2, 2022, Winterland Ltd. sold 8,496 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.05 to $30.60 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. On November 3, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 6,325 shares of Class A Common Stock. On November 3, 2022, Winterland Ltd. sold 6,325 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.10 to $29.23 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. On November 4, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 49,249 shares of Class A Common Stock. On November 4, 2022, Winterland Ltd. sold 49,249 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.02 to $30.11 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Julio V. Pena, as Attorney-in-Fact for Gustavo J. Vollmer A. 2022-11-04