0001746248-23-000002.txt : 20230221 0001746248-23-000002.hdr.sgml : 20230221 20230221180459 ACCESSION NUMBER: 0001746248-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palacios Miguel CENTRAL INDEX KEY: 0001746248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38534 FILM NUMBER: 23649839 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amerant Bancorp Inc. CENTRAL INDEX KEY: 0001734342 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 650032379 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305)460-4038 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Mercantil Bank Holding Corp DATE OF NAME CHANGE: 20180312 4 1 wf-form4_167702067064502.xml FORM 4 X0306 4 2023-02-16 0 0001734342 Amerant Bancorp Inc. AMTB 0001746248 Palacios Miguel 220 ALHAMBRA CIRCLE CORAL GABLES FL 33134 0 1 0 0 See Remarks Class A Common Stock 2023-02-16 4 M 0 4436 0 A 38114.75 D Class A Common Stock 2023-02-16 4 F 0 1746 28.93 D 36368.75 D Restricted Stock Units LTI 2021 0.0 2023-02-16 4 M 0 3003 0 D Class A Common Stock 3003.0 3003 D Restricted Stock Units LTI 2022 0.0 2023-02-16 4 M 0 1433 0 D Class A Common Stock 1433.0 2867 D Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. This number reflects an aggregate of 1,746 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock units. On February 16, 2021, Mr. Palacios was awarded 9,009 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Palacios remains in the continuous service of the Company or a subsidiary through each such date. On February 16, 2022, Mr. Palacios was awarded 4,300 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Palacios remains in the continuous service of the Company or a subsidiary through each such date. Executive Vice-President and Head of Commercial Banking /s/ Julio V. Pena, as Attorney-in-Fact for Miguel Palacios 2023-02-21