The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 67,231,992 | 5,866,666 | SH | SOLE | 5,866,666 | 0 | 0 | |||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 35,217,412 | 41,098,000 | PRN | SOLE | 41,098,000 | 0 | 0 | |||
ALLOT LTD | SHS | M0854Q105 | 27,708,985 | 8,768,666 | SH | SOLE | 8,768,666 | 0 | 0 | |||
ALTERYX INC | NOTE 1.000% 8/0 | 02156BAF0 | 6,337,500 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | |||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 113,707,451 | 144,574,000 | PRN | SOLE | 144,574,000 | 0 | 0 | |||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 78,549,945 | 92,276,000 | PRN | SOLE | 92,276,000 | 0 | 0 | |||
BRIGHTCOVE INC | COM | 10921T101 | 13,624,585 | 3,397,652 | SH | SOLE | 3,397,652 | 0 | 0 | |||
CALAMP CORP | COM | 128126109 | 388,666 | 366,666 | SH | SOLE | 366,666 | 0 | 0 | |||
CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 195,066,031 | 229,139,000 | PRN | SOLE | 229,139,000 | 0 | 0 | |||
DOMO INC | COM CL B | 257554105 | 5,341,913 | 364,387 | SH | SOLE | 364,387 | 0 | 0 | |||
EDGIO INC | NOTE 3.500% 8/0 | 53261MAB0 | 100,657,592 | 118,870,000 | PRN | SOLE | 118,870,000 | 0 | 0 | |||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 133,874,850 | 161,295,000 | PRN | SOLE | 161,295,000 | 0 | 0 | |||
GOPRO INC | CL A | 38268T103 | 3,455,348 | 834,625 | SH | SOLE | 834,625 | 0 | 0 | |||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 41,210,158 | 46,000,000 | PRN | SOLE | 46,000,000 | 0 | 0 | |||
JAMF HLDG CORP | NOTE 0.125% 9/0 | 47074LAB1 | 95,739,149 | 111,072,000 | PRN | SOLE | 111,072,000 | 0 | 0 | |||
KALEYRA INC | COM | 483379202 | 627,615 | 93,118 | SH | SOLE | 93,118 | 0 | 0 | |||
LANTRONIX INC | COM NEW | 516548203 | 280,664 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | |||
LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 16,783,460 | 17,674,000 | PRN | SOLE | 17,674,000 | 0 | 0 | |||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 98,203,950 | 151,083,000 | PRN | SOLE | 151,083,000 | 0 | 0 | |||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 175,539,174 | 206,274,000 | PRN | SOLE | 206,274,000 | 0 | 0 | |||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 13,610,000 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | |||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 54,257,200 | 63,200,000 | PRN | SOLE | 63,200,000 | 0 | 0 | |||
ON24 INC | COM | 68339B104 | 59,517,643 | 7,329,759 | SH | SOLE | 7,329,759 | 0 | 0 | |||
ONE STOP SYS INC | COM | 68247W109 | 5,513,887 | 1,921,215 | SH | SOLE | 1,921,215 | 0 | 0 | |||
ONESPAN INC | COM | 68287N100 | 298,210 | 20,095 | SH | SOLE | 20,095 | 0 | 0 | |||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 221,092,042 | 240,967,000 | PRN | SOLE | 240,967,000 | 0 | 0 | |||
POWERFLEET INC | COM | 73931J109 | 10,813,398 | 3,604,466 | SH | SOLE | 3,604,466 | 0 | 0 | |||
PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 37,655,062 | 39,295,000 | PRN | SOLE | 39,295,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 870,378 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | |||
QUOTIENT TECHNOLOGY INC | COM | 749119103 | 28,911,913 | 7,529,144 | SH | SOLE | 7,529,144 | 0 | 0 | |||
RADCOM LTD | SHS NEW | M81865111 | 21,114,767 | 2,232,005 | SH | SOLE | 2,232,005 | 0 | 0 | |||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 6,548,438 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | |||
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 19,351,746 | 8,677,913 | SH | SOLE | 8,677,913 | 0 | 0 | |||
SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 | 8,675,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | |||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 157,211,539 | 200,332,000 | PRN | SOLE | 200,332,000 | 0 | 0 | |||
TERADATA CORP DEL | COM | 88076W103 | 265,747,971 | 4,975,622 | SH | SOLE | 4,975,622 | 0 | 0 | |||
VEECO INSTRS INC DEL | COM | 922417100 | 1,711,983 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | |||
VIMEO INC | COMMON STOCK | 92719V100 | 7,249,070 | 1,759,483 | SH | SOLE | 1,759,483 | 0 | 0 | |||
WISDOMTREE INC | COM | 97717P104 | 1,336,451 | 194,818 | SH | SOLE | 194,818 | 0 | 0 | |||
WISDOMTREE INC | NOTE 3.250% 6/1 | 97717PAD6 | 116,321,100 | 118,695,000 | PRN | SOLE | 118,695,000 | 0 | 0 | |||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 132,868,750 | 151,850,000 | PRN | SOLE | 151,850,000 | 0 | 0 | |||
YEXT INC | COM | 98585N106 | 6,396,382 | 565,551 | SH | SOLE | 565,551 | 0 | 0 |