The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 26,328,562 | 36,537,000 | PRN | SOLE | 36,537,000 | 0 | 0 | |||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 35,714,162 | 41,098,000 | PRN | SOLE | 41,098,000 | 0 | 0 | |||
ALLOT LTD | SHS | M0854Q105 | 19,115,692 | 8,768,666 | SH | SOLE | 8,768,666 | 0 | 0 | |||
ALTERYX INC | NOTE 1.000% 8/0 | 02156BAF0 | 32,142,606 | 36,067,000 | PRN | SOLE | 36,067,000 | 0 | 0 | |||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 126,764,469 | 159,574,000 | PRN | SOLE | 159,574,000 | 0 | 0 | |||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 79,727,664 | 92,276,000 | PRN | SOLE | 92,276,000 | 0 | 0 | |||
BRIGHTCOVE INC | COM | 10921T101 | 14,172,481 | 4,307,745 | SH | SOLE | 4,307,745 | 0 | 0 | |||
CALAMP CORP | COM | 128126109 | 148,720 | 366,666 | SH | SOLE | 366,666 | 0 | 0 | |||
CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 194,057,819 | 229,139,000 | PRN | SOLE | 229,139,000 | 0 | 0 | |||
EDGIO INC | NOTE 3.500% 8/0 | 53261MAB0 | 103,083,279 | 118,870,000 | PRN | SOLE | 118,870,000 | 0 | 0 | |||
EVENTBRITE INC | NOTE 0.750% 9/1 | 29975EAD1 | 1,242,000 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | |||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 140,925,750 | 165,795,000 | PRN | SOLE | 165,795,000 | 0 | 0 | |||
GOPRO INC | CL A | 38268T103 | 2,620,723 | 834,625 | SH | SOLE | 834,625 | 0 | 0 | |||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 45,281,250 | 51,750,000 | PRN | SOLE | 51,750,000 | 0 | 0 | |||
JAMF HLDG CORP | NOTE 0.125% 9/0 | 47074LAB1 | 94,375,165 | 112,018,000 | PRN | SOLE | 112,018,000 | 0 | 0 | |||
KALEYRA INC | COM | 483379202 | 674,174 | 93,118 | SH | SOLE | 93,118 | 0 | 0 | |||
LANTRONIX INC | COM NEW | 516548203 | 296,664 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | |||
LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 16,967,040 | 17,674,000 | PRN | SOLE | 17,674,000 | 0 | 0 | |||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 116,855,041 | 155,083,000 | PRN | SOLE | 155,083,000 | 0 | 0 | |||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 162,633,740 | 189,109,000 | PRN | SOLE | 189,109,000 | 0 | 0 | |||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 9,423,750 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | |||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 31,693,100 | 36,200,000 | PRN | SOLE | 36,200,000 | 0 | 0 | |||
ON24 INC | COM | 68339B104 | 46,397,374 | 7,329,759 | SH | SOLE | 7,329,759 | 0 | 0 | |||
ONE STOP SYS INC | COM | 68247W109 | 3,554,248 | 1,921,215 | SH | SOLE | 1,921,215 | 0 | 0 | |||
ONESPAN INC | COM | 68287N100 | 9,084,771 | 845,095 | SH | SOLE | 845,095 | 0 | 0 | |||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 221,648,096 | 241,184,000 | PRN | SOLE | 241,184,000 | 0 | 0 | |||
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 27,383,637 | 36,150,000 | PRN | SOLE | 36,150,000 | 0 | 0 | |||
POWERFLEET INC | COM | 73931J109 | 7,461,245 | 3,604,466 | SH | SOLE | 3,604,466 | 0 | 0 | |||
PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 37,853,424 | 39,295,000 | PRN | SOLE | 39,295,000 | 0 | 0 | |||
RADCOM LTD | SHS NEW | M81865111 | 19,437,922 | 2,236,815 | SH | SOLE | 2,236,815 | 0 | 0 | |||
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 24,558,494 | 8,677,913 | SH | SOLE | 8,677,913 | 0 | 0 | |||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 169,667,435 | 210,735,000 | PRN | SOLE | 210,735,000 | 0 | 0 | |||
TERADATA CORP DEL | COM | 88076W103 | 228,101,303 | 5,066,666 | SH | SOLE | 5,066,666 | 0 | 0 | |||
VEECO INSTRS INC DEL | COM | 922417100 | 1,030,681 | 36,666 | SH | SOLE | 36,666 | 0 | 0 | |||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 21,417,225 | 24,940,000 | PRN | SOLE | 24,940,000 | 0 | 0 | |||
VIMEO INC | COMMON STOCK | 92719V100 | 7,315,998 | 2,066,666 | SH | SOLE | 2,066,666 | 0 | 0 | |||
WISDOMTREE INC | NOTE 3.250% 6/1 | 97717PAD6 | 115,846,320 | 118,695,000 | PRN | SOLE | 118,695,000 | 0 | 0 | |||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 104,056,328 | 116,850,000 | PRN | SOLE | 116,850,000 | 0 | 0 | |||
YEXT INC | COM | 98585N106 | 21,984,881 | 3,473,125 | SH | SOLE | 3,473,125 | 0 | 0 |