0001747079-23-000037.txt : 20230303 0001747079-23-000037.hdr.sgml : 20230303 20230303170643 ACCESSION NUMBER: 0001747079-23-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lavan Robert M. CENTRAL INDEX KEY: 0001733907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38850 FILM NUMBER: 23705531 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bally's Corp CENTRAL INDEX KEY: 0001747079 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 200904604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WESTMINSTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: (401) 475-8474 MAIL ADDRESS: STREET 1: 100 WESTMINSTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 FORMER COMPANY: FORMER CONFORMED NAME: Twin River Worldwide Holdings, Inc. DATE OF NAME CHANGE: 20201105 FORMER COMPANY: FORMER CONFORMED NAME: Bally's Corp DATE OF NAME CHANGE: 20201103 FORMER COMPANY: FORMER CONFORMED NAME: Twin River Worldwide Holdings, Inc. DATE OF NAME CHANGE: 20180718 4 1 wf-form4_167788116727716.xml FORM 4 X0306 4 2023-03-01 0 0001747079 Bally's Corp BALY 0001733907 Lavan Robert M. C/O BALLY'S CORPORATION 100 WESTMINSTER STREET PROVIDENCE RI 02903 0 1 0 0 Executive Vice President, CFO Common Stock 2023-03-01 4 A 0 9794 0 A 26835 D Common Stock 2023-03-01 4 F 0 2536 20.35 D 24299 D Common Stock 21 I In Trust On March 1, 2023, the reporting person was granted 11,523 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2022. Based on the performance of Bally's Corporation (the "Company") against the applicable goals, 9,794 performance units subject to such criteria vested on March 1, 2023, resulting in the issuance of 9,794 shares of the Company's common stock to the reporting person. As described in footnote 1, on March 1, 2023, the reporting person became entitled to receive 9,794 shares of the Company's common stock. The Company retained 2,536 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting. These shares are held in a trust for the benefit of the reporting person's child for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Victoria Ellis, Attorney-In-Fact 2023-03-03