0001733756-21-000007.txt : 20210602 0001733756-21-000007.hdr.sgml : 20210602 20210602123035 ACCESSION NUMBER: 0001733756-21-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DAY,SPENCER,CRAIG, FILED AS OF DATE: 20210525 DATE AS OF CHANGE: 20210602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Masterson Advisors LLC CENTRAL INDEX KEY: 0001733756 IRS NUMBER: 824640889 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05417 FILM NUMBER: 21988384 BUSINESS ADDRESS: STREET 1: 3 GREENWAY PLAZA STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-814-0550 MAIL ADDRESS: STREET 1: 3 GREENWAY PLAZA STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77046 MA-I/A 1 primary_doc.xml MA-I/A 0001733756 XXXXXXXX Chris McManus 9736189507 cmcmanus@alternativereg.com cmcmanus@alternativereg.com N N Spencer Craig Day 5667891 N 1 0001733756 Masterson Advisors LLC Masterson Advisors 09-04-2018 N 867-02338 LOCATED SUPERVISED 09-04-2018 3 Greenway Plaza SUITE 1100 HOUSTON TX 77046 09-2018 MASTERSON ADVISORS LLC HOUSTON TX 77046 Y N ASSISTANT VICE PRESIDENT 01-2016 09-2018 HILLTOP SECURITIES INC HOUSTON TX 77002 Y Y VICE PRESIDENT 07-2012 01-2016 FIRST SOUTHWEST COMPANY LLC HOUSTON TX 77002 Y Y ASSOCIATE 01-2009 07-2012 NORTH STAR RESOURCES GROUP AUSTIN TX 78746 N Y FINANCIAL ADVISOR. DUE TO EDGAR LIMITATIONS WITH OVERLAPPING DATES, ALSO WORKED AT CRI SECURITIES LLC 5/2009 - 7/2012 AND SECURIAN FINANCIAL SERVICES INC 5/2009 - 7/2012 11-2008 01-2009 UNEMPLOYED HOUSTON TX 77379 N N N/A 08-2007 10-2008 HOUSTON NORTHWEST CHAMBER OF COMMERCE HOUSTON TX 77068 N N DIRECTOR OF MEMBERSHIP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-25-2021 Kim McManus President of ARS