0000899243-21-012398.txt : 20210317 0000899243-21-012398.hdr.sgml : 20210317 20210317214422 ACCESSION NUMBER: 0000899243-21-012398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ackerman Tomas CENTRAL INDEX KEY: 0001733420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752834 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET 2: SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Daniel CENTRAL INDEX KEY: 0001733466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752833 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET 2: SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL III, L.P. CENTRAL INDEX KEY: 0001773942 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752837 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peridot Acquisition Sponsor II, LLC CENTRAL INDEX KEY: 0001841897 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752839 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 713-322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL GP III, L.P. CENTRAL INDEX KEY: 0001825632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752836 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CEC AVENTURINE HOLDINGS, LLC CENTRAL INDEX KEY: 0001825713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752838 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 FORMER NAME: FORMER CONFORMED NAME: CEC PERIDOT HOLDINGS, LLC DATE OF NAME CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL HOLDINGS, LLC CENTRAL INDEX KEY: 0001825619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 21752835 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Peridot Acquisition Corp. II CENTRAL INDEX KEY: 0001841845 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 713-322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-17 0 0001841845 Peridot Acquisition Corp. II PDOT 0001841897 Peridot Acquisition Sponsor II, LLC C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825713 CEC AVENTURINE HOLDINGS, LLC 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001773942 CARNELIAN ENERGY CAPITAL III, L.P. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825632 CARNELIAN ENERGY CAPITAL GP III, L.P. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825619 CARNELIAN ENERGY CAPITAL HOLDINGS, LLC 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001733420 Ackerman Tomas C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 1 0 1 0 0001733466 Goodman Daniel 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 Class B Ordinary Shares 2021-03-17 4 J 0 138631 0.00 D Class A Ordinary Shares 138631 10121369 D As described in the issuer's registration statement on Form S-1 (File No. 333-252583) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. This Form 4 reflects the automatic surrender to Peridot Acquisition Corp. II (the "issuer") of 138,631 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units. This Form 4 is being filed by Peridot Acquisition Sponsor II, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the (Continued from footnote 3) extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. /s/ See signatures included in Exhibit 99.1 2021-03-17 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1

This Statement on Form 4 is filed jointly by Peridot Acquisition Sponsor II, LLC
, CEC Aventurine Holdings, LLC, Carnelian Energy Capital III, L.P., Carnelian
Energy Capital GP III, L.P., Carnelian Energy Capital Holdings, LLC, Tomas
Ackerman and Daniel Goodman. The principal business address of each of these
reporting persons is 2229 San Felipe Street, Suite 1450, Houston, Texas 77019.

Name of Designated Filer: Peridot Acquisition Sponsor II, LLC

Date of Event Requiring Statement:March 17, 2021

Issuer Name and Ticker or Trading Symbol:           Peridot Acquisition Corp. II
                                                    (NYSE: PDOT)

    PERIDOT ACQUISITION SPONSOR, LLC

    By: /s/ Jeffrey Gilbert
        -------------------
    Name: Jeffrey Gilbert
    Title: General Counsel and Corporate Secretary

    CEC AVENTURINE HOLDINGS, LLC

    By: Carnelian Energy Capital III, L.P.
    By: Carnelian Energy Capital GP III, L.P.
    Its: General Partner
    By: Carnelian Energy Capital Holdings, LLC
    Its: General Partner

    By: /s/ Tomas Ackerman
        ------------------
    Name: Tomas Ackerman
    Title: Manager

    CARNELIAN ENERGY CAPITAL III, L.P.

    By: Carnelian Energy Capital GP III, L.P.
    Its: General Partner
    By: Carnelian Energy Capital Holdings, LLC
    Its: General Partner

    By: /s/ Tomas Ackerman
        ------------------
    Name: Tomas Ackerman
    Title: Manager

    CARNELIAN ENERGY CAPITAL GP III, L.P.

    By: Carnelian Energy Capital Holdings, LLC
    Its: General Partner

    By: /s/ Tomas Ackerman
        ------------------
    Name: Tomas Ackerman
    Title: Manager

    CARNELIAN ENERGY CAPITAL HOLDINGS, LLC

    By: /s/ Tomas Ackerman
        ------------------
    Name: Tomas Ackerman
    Title: Managing Member

    By: /s/ Daniel Goodman
        ------------------
    Name: Daniel Goodman
    Title: Managing Member

    TOMAS ACKERMAN

    By: /s/ Tomas Ackerman
        ------------------
    Name: Tomas Ackerman

    DANIEL GOODMAN

    By: /s/ Daniel Goodman
        ------------------
    Name: Daniel Goodman