0000899243-20-027622.txt : 20201006 0000899243-20-027622.hdr.sgml : 20201006 20201006172024 ACCESSION NUMBER: 0000899243-20-027622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201006 FILED AS OF DATE: 20201006 DATE AS OF CHANGE: 20201006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERIDOT ACQUISITION SPONSOR, LLC CENTRAL INDEX KEY: 0001824519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227543 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CEC PERIDOT HOLDINGS, LLC CENTRAL INDEX KEY: 0001825713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227544 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL III, L.P. CENTRAL INDEX KEY: 0001773942 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227545 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL GP III, L.P. CENTRAL INDEX KEY: 0001825632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227546 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL HOLDINGS, LLC CENTRAL INDEX KEY: 0001825619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227547 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ackerman Tomas CENTRAL INDEX KEY: 0001733420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227548 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET 2: SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Daniel CENTRAL INDEX KEY: 0001733466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 201227549 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET 2: SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERIDOT ACQUISITION CORP. CENTRAL INDEX KEY: 0001821317 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-06 0 0001821317 PERIDOT ACQUISITION CORP. PDAC 0001824519 PERIDOT ACQUISITION SPONSOR, LLC C/O PERIDOT ACQUISITION CORP. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825713 CEC PERIDOT HOLDINGS, LLC 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001773942 CARNELIAN ENERGY CAPITAL III, L.P. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825632 CARNELIAN ENERGY CAPITAL GP III, L.P. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825619 CARNELIAN ENERGY CAPITAL HOLDINGS, LLC 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001733420 Ackerman Tomas C/O PERIDOT ACQUISITION CORP. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001733466 Goodman Daniel 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 Class B Ordinary Shares 2020-10-02 4 J 0 30000 90.00 D Class A Ordinary Shares 30000 8505000 D As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with Jonathan Silver's election as an independent director of the issuer, 30,000 shares of Class B common stock of the issuer were transferred by Peridot Acquisition Sponsor, LLC to Mr. Silver for approximately $90.00, or $0.003 per share. The Class B ordinary shares beneficially owned by the reporting person include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. This Form 4 is being filed by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. (Continued from Footnote 4) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. /s/ See signatures included in Exhibit 99.1 2020-10-06 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1

This Statement on Form 4 is filed jointly by Peridot Acquisition Sponsor, LLC,
CEC Aventurine Holdings, LLC, Carnelian Energy Capital III, L.P., Carnelian
Energy Capital GP III, L.P. and Carnelian Energy Capital Holdings, LLC. The
principal business address of each of these reporting persons is 2229 San Felipe
Street, Suite 1450, Houston, Texas 77019.

Name of Designated Filer: Peridot Acquisition Sponsor, LLC

Date of Event Requiring Statement: October 6, 2020

Issuer Name and Ticker or Trading Symbol: Peridot Acquisition Corp. (NYSE: PDAC)

          PERIDOT ACQUISITION SPONSOR, LLC

          By: /s/ Jeffrey Gilbert
              ---------------------------------------
          Name: Jeffrey Gilbert
          Title: General Counsel and Corporate Secretary

          CEC Aventurine Holdings, LLC

          By: Carnelian Energy Capital III, L.P.
          By: Carnelian Energy Capital GP III, L.P.
          Its: General Partner
          By: Carnelian Energy Capital Holdings, LLC
          Its: General Partner

          By: /s/ Tomas Ackerman
              ---------------------------------------
          Name: Tomas Ackerman
          Title: Manager

          CARNELIAN ENERGY CAPITAL III, L.P.

          By: Carnelian Energy Capital GP III, L.P.
          Its: General Partner
          By: Carnelian Energy Capital Holdings, LLC
          Its: General Partner

          By: /s/ Tomas Ackerman
              ---------------------------------------
          Name: Tomas Ackerman
          Title: Manager

          CARNELIAN ENERGY CAPITAL GP III, L.P.

          By: Carnelian Energy Capital Holdings, LLC
          Its: General Partner

          By: /s/ Tomas Ackerman
              ---------------------------------------
          Name: Tomas Ackerman
          Title: Manager

          CARNELIAN ENERGY CAPITAL HOLDINGS, LLC

          By: /s/ Tomas Ackerman
              ---------------------------------------
          Name: Tomas Ackerman
          Title: Managing Member

          By: /s/ Daniel Goodman
              ---------------------------------------
          Name: Daniel Goodman
          Title: Managing Member