0001279569-19-002351.txt : 20191115 0001279569-19-002351.hdr.sgml : 20191115 20191115121247 ACCESSION NUMBER: 0001279569-19-002351 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aphria Inc. CENTRAL INDEX KEY: 0001733418 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38708 FILM NUMBER: 191223203 BUSINESS ADDRESS: STREET 1: 245 TALBOT STREET W., SUITE 103 CITY: LEAMINGTON STATE: A6 ZIP: N8H 1N8 BUSINESS PHONE: (844) 427-4742 MAIL ADDRESS: STREET 1: 245 TALBOT STREET W., SUITE 103 CITY: LEAMINGTON STATE: A6 ZIP: N8H 1N8 6-K 1 aphria6k.htm FORM 6-K

 

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

  

 

For the month of November, 2019.

 

 

Commission File Number 001-38708

 

 

APHRIA INC.
(Translation of registrant’s name into English)

 

265 TALBOT ST. W.

LEAMINGTON, ONTARIO, N8H 4H3, CANADA

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F

 

Form 20-F      o  Form 40-F    ☒  

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   o              

 

  Note:  Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):    o            

 

  Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

 

 

 

 
 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  APHRIA INC.

 

Date:   November 15, 2019

/s/ Carl Merton______________________

Carl Merton

Chief Financial Officer

 

 
 

INDEX TO EXHIBITS

 

 

99.1 News Release dated November 15, 2019

EX-99.1 2 ex991.htm NEWS RELEASE DATED NOVEMBER 15, 2019

Exhibit 99.1

 

Aphria Inc. Logo (CNW Group|Aphria Inc.)

Aphria Inc. Announces Election of Board of Directors and Executive Appointments and Promotions

All seven director nominees elected
Executive changes support Company's growth

LEAMINGTON, ON, Nov. 15, 2019 /CNW/ - Aphria Inc. ("Aphria" or the "Company") (TSX: APHA and NYSE: APHA) today announced that all seven of the nominees listed in the Company's management information circular dated October 4, 2019 were elected as directors of the Company at the Company's Annual Meeting of Shareholders held in Toronto, Ontario on November 14, 2019.

The following table provides detailed results of matters which were considered and voted upon:

Matters Voted Upon at the Meeting Votes in
Favour
% Votes
Withheld
%
1. Election of Directors        
Irwin D. Simon 27,054,172 95.54 1,263,861 4.46
John M. Herhalt 27,268,609 96.29 1,049,424 3.71
Jodi Butts 27,149,031 95.87 1,169,002 4.13
David Hopkinson 27,238,224 96.19 1,079,809 3.81
Tom Looney 24,774,168 87.49 3,543,865 12.51
Renah Persofsky 27,030,187 95.45 1,287,845 4.55
Walter Robb 27,262,772 96.27 1,055,260 3.73
2. Re-appointment of Auditors –PricewaterhouseCoopers LLP 87,958,602 97.31 2,427,180 2.69

 

In addition to the re-election of Mr. Simon, Mr. Herhalt, Mr. Robb, Ms. Persofsky, Mr. Looney, and Mr. Hopkinson, shareholders elected the following new director:

Jodi Butts

Ms. Butts is a lawyer, entrepreneur, and a seasoned executive with a strong track record in driving positive change and growth within leading organizations. Previously, Ms. Butts served as Chief Executive Officer of Rise Asset Development and Senior Vice-President of Operations and Redevelopment at Mount Sinai Hospital. Currently, Ms. Butts serves as an independent member of the Board of Directors of Canada Goose Inc.; a member of the Board of Directors of Dot Health; a member of the Board of Governors and Audit Committee of the University of Windsor; and a member of the Walrus Foundation Board of Directors and Risk Management Committee. She also holds several Board Advisory roles including with Bayshore Home Healthcare and the World Health Innovation Network at the University of Windsor. 

Executive Appointments and Promotions

The Company also announced several appointments and promotions to the Company's executive leadership team subject to the issuance of their security clearances by Health Canada:

Denise Faltischek joins as Chief Strategy Officer (CSO) with extensive consumer-packaged goods experience and expertise leading over 50 acquisitions. As CSO, Ms. Faltischek will work with Mr. Simon on the Company's global strategy as the Company scales its operations internationally and explores opportunities in the United States. Ms. Faltischek will also oversee Aphria's medical and international business segments, as well as quality function.

Tamara Macgregor, previously Vice President, Communications and Public Affairs, is promoted to Chief Corporate Affairs Officer. Ms. Macgregor will lead an integrated corporate affairs team responsible for the Company's global corporate communications, brand PR, public affairs, and corporate social responsibility and sustainability efforts.

Megan McCrae, previously Vice President of Marketing, is promoted to Chief Marketing Officer. In this role, Ms. McCrae will lead global marketing efforts, including brand, portfolio, innovation and marketing strategy across the medical, recreational, and wellness lines of business.   

Bernie Yeung joins as Vice President, Sales and Channel Strategy. Mr. Yeung's expertise in the cannabis, consumer packaged goods and alcohol industries will help further Aphria's growth as it continues to grow its competitive position in both the adult-use and medical markets. Responsible for managing all recreational, retail and medical sales, Mr. Yeung will drive new and existing product distribution coast to coast.

"We are excited to welcome Bernie and Denise to the Aphria team and very pleased to announce the well-deserved promotions of Tamara and Megan," said Irwin D. Simon. "We have assembled a strong team of leaders, including our existing executives who made significant contributions to help transform Aphria into a leading global cannabis company, combined with new key hires, that together will provide a robust depth of experience in the key areas of operations, strategy, sales and marketing, IT and human resources to support our long-term growth opportunities domestically and internationally."

We Have A Good Thing Growing

About Aphria Inc.
Aphria Inc. is a leading global cannabis company driven by an unrelenting commitment to our people, the planet, product quality and innovation. Headquartered in Leamington, Ontario – the greenhouse capital of Canada – Aphria Inc. has been setting the standard for the low-cost production of high-quality cannabis at scale, grown in the most natural conditions possible. Focusing on untapped opportunities and backed by the latest technologies, Aphria Inc. is committed to bringing breakthrough innovation to the global cannabis market. The Company's portfolio of brands is grounded in expertly-researched consumer insights designed to meet the needs of every consumer segment. Rooted in our founders' multi-generational expertise in commercial agriculture, Aphria Inc. drives sustainable long-term shareholder value through a diversified approach to innovation, strategic partnerships and global expansion, with a presence in more than 10 countries across 5 continents.

For more information, visit: aphriainc.com

CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS: Certain information in this news release constitutes forward-looking statements under applicable securities laws. Any statements that are contained in this news release that are not statements of historical fact may be deemed to be forward-looking statements. Forward looking statements are often identified by terms such as "may", "should", "anticipate", "expect", "potential", "believe", "intend" or the negative of these terms and similar expressions. Forward-looking statements in this news release include, but are not limited to, the expected success of our leadership team. Forward-looking statements necessarily involve known and unknown risks, including, without limitation, risks associated with general economic conditions; adverse industry events; marketing costs; loss of markets; future legislative and regulatory developments involving cannabis; inability to access sufficient capital from internal and external sources, and/or inability to access sufficient capital on favourable terms; the cannabis industry in Canada generally, income tax and regulatory matters; the ability of Aphria Inc. to implement its business strategies; competition; crop failure; currency and interest rate fluctuations and other risks.

Readers are cautioned that the foregoing list is not exhaustive and should carefully review the various risks and uncertainties identified in the Company's filings on SEDAR and EDGAR. Readers are further cautioned not to place undue reliance on forward-looking statements as there can be no assurance that the plans, intentions or expectations upon which they are placed will occur. Such information, although considered reasonable by management at the time of preparation, may prove to be incorrect and actual results may differ materially from those anticipated.

The forward-looking statements included in this news release are made as of the date of this news release and the Company does not undertake an obligation to publicly update such forward-looking statements to reflect new information, subsequent events or otherwise unless required by applicable securities laws.

Forward-looking statements contained in this news release are expressly qualified by this cautionary statement.

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SOURCE Aphria Inc.

View original content to download multimedia: http://www.newswire.ca/en/releases/archive/November2019/15/c0075.html

%CIK: 0001733418

For further information: For media inquiries please contact: Tamara Macgregor, Chief Corporate Affairs Officer, Aphria Inc., tamara.macgregor@aphria.com, 437-343-4000; For investor inquiries please contact: Katie M. Turner, ICR, Inc., katie.turner@icrinc.com, 646-277-1228

CO: Aphria Inc.

CNW 08:04e 15-NOV-19

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