0001104659-20-127316.txt : 20201119 0001104659-20-127316.hdr.sgml : 20201119 20201119155811 ACCESSION NUMBER: 0001104659-20-127316 CONFORMED SUBMISSION TYPE: F-X PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 EFFECTIVENESS DATE: 20201119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aphria Inc. CENTRAL INDEX KEY: 0001733418 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: F-X SEC ACT: 1933 Act SEC FILE NUMBER: 333-250195 FILM NUMBER: 201328793 BUSINESS ADDRESS: STREET 1: 245 TALBOT STREET W., SUITE 103 CITY: LEAMINGTON STATE: A6 ZIP: N8H 1N8 BUSINESS PHONE: (844) 427-4742 MAIL ADDRESS: STREET 1: 245 TALBOT STREET W., SUITE 103 CITY: LEAMINGTON STATE: A6 ZIP: N8H 1N8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Aphria Inc. CENTRAL INDEX KEY: 0001733418 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: F-X BUSINESS ADDRESS: STREET 1: 245 TALBOT STREET W., SUITE 103 CITY: LEAMINGTON STATE: A6 ZIP: N8H 1N8 BUSINESS PHONE: (844) 427-4742 MAIL ADDRESS: STREET 1: 245 TALBOT STREET W., SUITE 103 CITY: LEAMINGTON STATE: A6 ZIP: N8H 1N8 F-X 1 a20-36029_2fx.htm F-X

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM F-X

 

APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING

 

A.

Name of issuer or person filing (“Filer”):

Aphria Inc.

 

 

 

B.

(1)

This is an (check one):

 

 

 

 

 

 

x

original filing for the Filer

 

 

 

 

 

 

o

amended filing for the Filer

 

 

 

 

 

 

(2)

 Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T Rule 101(b)(9) o

 

 

 

C.

Identify the filing in conjunction with which this form is being filed:

 

 

 

 

Name of Registrant:

Aphria Inc.

 

 

 

 

Form type:

Registration Statement on Form F-10

 

 

 

 

File Number (if known):

333-250195

 

 

 

 

Filed by:

Aphria Inc.

 

 

 

 

Date Filed (if filed concurrently, so indicate):

November 19, 2020 (filed concurrently)

 

 

 

D.

The Filer is incorporated under the laws of the Province of Ontario, Canada, and has its principal place of business at 98 Talbot St. W., Leamington, Ontario N8H 1M8, Canada.

 

 

E.

The Filer designates and appoints CT Corporation System (“Agent”), located at 1015 15th Street N.W., Suite 1000, Washington, DC 20005; telephone (202) 572-3100 as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in:

 

 

 

(a)

any investigation or administrative proceeding conducted by the U.S. Securities and Exchange Commission (the “Commission”); and

 

 

 

 

(b)

any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns any offering made or purported to be made in connection with the securities registered or qualified by the Filer on Form F-10 on the date hereof or any purchases or sales of any security in connection therewith. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

 

 

 

F.

 

The Filer stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the Filer has ceased reporting under the Securities Exchange Act of 1934, as amended. The Filer further undertakes to advise the Commission promptly of any change to the Agent’s name or  address during the applicable period by amendment of this Form F-X, referencing the file number of the relevant form in conjunction with which the amendment is being filed.

 

 

 

G.

 

The Filer undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to the forms, schedules and offering statements described in the Form F-10; the securities to which the Form F-10 relates and the transactions in such securities.

 


 

The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, in Leamington, Ontario this 19th day of November, 2020.

 

 

APHRIA INC.

 

 

 

By:

/s/ Carl Merton

 

 

Name:

Carl Merton

 

 

Title:

Chief Financial Officer

 

2


 

This statement has been signed by the following person in the capacity and on the date indicated:

 

 

CT CORPORATION SYSTEM
(Agent for Service)

 

 

 

By:

/s/ Scott White

 

 

Name:

Scott White

 

 

Title:

Assistant Secretary

 

 

 

Dated: November 19, 2020

 

3