0001213900-20-028935.txt : 20200929 0001213900-20-028935.hdr.sgml : 20200929 20200929173951 ACCESSION NUMBER: 0001213900-20-028935 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200924 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANO CHRISTOPHER CENTRAL INDEX KEY: 0001826407 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39102 FILM NUMBER: 201209912 MAIL ADDRESS: STREET 1: 2600 VIA FORTUNA, SUITE 360 STREET 2: C/O TFF PHARMACEUTICALS, INC CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFF Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001733413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 824344737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 VIA FORTUNA, SUITE 360 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 737-802-1973 MAIL ADDRESS: STREET 1: 2600 VIA FORTUNA, SUITE 360 CITY: AUSTIN STATE: TX ZIP: 78746 3 1 ownership.xml X0206 3 2020-09-24 0 0001733413 TFF Pharmaceuticals, Inc. TFFP 0001826407 CANO CHRISTOPHER 2600 VIA FORTUNA, SUITE 360 AUSTIN TX 78746 0 1 0 0 Chief Operating Officer Stock Option (Right to Buy) 2.50 2029-02-01 Common Stock 8500 D Stock Option (Right to Buy) 5.16 2029-12-19 Common Stock 30000 D Stock Option (Right to Buy) 5.81 2030-06-24 Common Stock 30000 D Stock Option (Right to Buy) 13.65 2030-08-23 Common Stock 10000 D Stock Option (Right to Buy) 14.06 2030-09-10 Common Stock 78500 D 3,187 shares have vested on August 1, 2020 and the remainder of shares scheduled to vest at an approximate rate of 531 every three months thereafter. Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on December 20, 2020 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on March 20, 2021. Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on June 25, 2021 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on September 25, 2021. Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on August 24, 2021 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on November 24, 2021. Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on September 11, 2021 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on December 11, 2021. /s/Christopher Cano 2020-09-29