0001213900-20-028935.txt : 20200929
0001213900-20-028935.hdr.sgml : 20200929
20200929173951
ACCESSION NUMBER: 0001213900-20-028935
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200924
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANO CHRISTOPHER
CENTRAL INDEX KEY: 0001826407
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39102
FILM NUMBER: 201209912
MAIL ADDRESS:
STREET 1: 2600 VIA FORTUNA, SUITE 360
STREET 2: C/O TFF PHARMACEUTICALS, INC
CITY: AUSTIN
STATE: TX
ZIP: 78746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFF Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001733413
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 824344737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 VIA FORTUNA, SUITE 360
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 737-802-1973
MAIL ADDRESS:
STREET 1: 2600 VIA FORTUNA, SUITE 360
CITY: AUSTIN
STATE: TX
ZIP: 78746
3
1
ownership.xml
X0206
3
2020-09-24
0
0001733413
TFF Pharmaceuticals, Inc.
TFFP
0001826407
CANO CHRISTOPHER
2600 VIA FORTUNA, SUITE 360
AUSTIN
TX
78746
0
1
0
0
Chief Operating Officer
Stock Option (Right to Buy)
2.50
2029-02-01
Common Stock
8500
D
Stock Option (Right to Buy)
5.16
2029-12-19
Common Stock
30000
D
Stock Option (Right to Buy)
5.81
2030-06-24
Common Stock
30000
D
Stock Option (Right to Buy)
13.65
2030-08-23
Common Stock
10000
D
Stock Option (Right to Buy)
14.06
2030-09-10
Common Stock
78500
D
3,187 shares have vested on August 1, 2020 and the remainder of shares scheduled to vest at an approximate rate of 531 every three months thereafter.
Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on December 20, 2020 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on March 20, 2021.
Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on June 25, 2021 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on September 25, 2021.
Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on August 24, 2021 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on November 24, 2021.
Each Option shall vest and first become exercisable as follows: one quarter of the Option shall vest and first become exercisable on September 11, 2021 and the remainder of the Option shall vest and become exercisable in 12 equal quarterly installments commencing on December 11, 2021.
/s/Christopher Cano
2020-09-29