0001733186-19-000080.txt : 20190509 0001733186-19-000080.hdr.sgml : 20190509 20190509211551 ACCESSION NUMBER: 0001733186-19-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190507 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGLER JAMES M CENTRAL INDEX KEY: 0001009139 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38471 FILM NUMBER: 19812585 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veoneer, Inc. CENTRAL INDEX KEY: 0001733186 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 823720890 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26545 AMERICAN DRIVE CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 248-223-0600 MAIL ADDRESS: STREET 1: 26545 AMERICAN DRIVE CITY: SOUTHFIELD STATE: MI ZIP: 48034 4 1 wf-form4_155745093593240.xml FORM 4 X0306 4 2019-05-07 0 0001733186 Veoneer, Inc. VNE 0001009139 RINGLER JAMES M KLARABERGSVIADUKTEN 70 STOCKHOLM V7 SE-11164 SWEDEN 1 0 0 0 Common Stock 2019-05-07 4 M 0 1430 0 A 9836 D Common Stock 2019-05-08 4 A 0 5698 0 A 15534 D Restricted Stock Unit 0.0 2019-05-07 4 M 0 1430 0 D 2019-05-07 2019-05-07 Common Stock 1430.0 0 D Includes 6,061 shares acquired in the distribution by Autoliv, Inc. ("ALV") of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"). Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2019-2020 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of (a) the date of VNE's 2020 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Each RSU represents a contingent right to receive one share of VNE common stock. As reported in the Registration Statement on Form 10 filed by VNE with the SEC, in connection with the Spin-off, stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of a RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to a RSU of VNE, and 50% to a RSU of ALV, in each case with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. Fractional RSUs associated with each tranche of RSU awards are rounded down to the nearest whole number at vesting. The fractional amounts are forfeited. /s/ Lars A. Sjobring, as attorney-in-fact for James M. Ringler 2019-05-09