S-1MEF 1 d727737ds1mef.htm S-1MEF S-1MEF

AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON MAY 22, 2019

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Veoneer, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   3714   82-3720890

(State or Other Jurisdiction of

Incorporation or Organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

Klarabergsviadukten 70,

Section C6

Box 13089, SE-103 02

Stockholm, Sweden

+48 8 527 762 00

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

 

The Corporation Trust Company

1209 Orange Street

Wilmington, DE

(302) 658-7581

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service)

 

 

Copies to:

 

Dennis O. Garris

David A. Brown

Alston & Bird LLP

950 F Street NW

Washington, DC 20004

(202) 239-3463

 

Lars A. Sjöbring

Executive Vice President, Legal Affairs,

General Counsel and Secretary

Veoneer, Inc.

Klarabergsviadukten 70, Section C6

Box 13089, SE-103 02

Stockholm, Sweden

+48 8 527 762 00

 

Sebastian R. Sperber

Jorge U. Juantorena

Cleary Gottlieb Steen & Hamilton LLP

2 London Wall Place

London EC27 5AU, England

+44 20 7614 2237

 

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  ☐

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.   (File No. 333-231609)

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer          ☒   Accelerated filer  ☐    Non-accelerated filer            ☐
Smaller reporting company  ☐      Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title Of Each Class Of

Securities To Be Registered

 

Proposed

Maximum

Aggregate

Offering Price (1)(2)

  Amount of
Registration Fee (3)

Convertible Senior Notes

  $34,500,000   $4,181.40

Common Stock, par value $1.00 per share

  (4)   $ (4)

 

 

 

(1)

Includes $4,500,000 aggregate principal amount of the notes that the underwriters have an option to purchase.

(2)

Calculated pursuant to Rule 457(o), based on the proposed maximum aggregate offering price of the convertible senior notes.

(3)

The Registrant previously registered an offering of its convertible senior notes with a maximum aggregate offering price of $172,500,000 on Form S-1 (File No. 333-231609), for which a filing fee of $20,907 was previously paid upon the filing of such Registration Statement.

(4)

The shares of common stock into which the convertible senior notes may be converted are also registered hereunder. Pursuant to Rule 457(i), no separate registration fee is payable where securities and securities into which conversion is offered are registered at the same time and no additional consideration is payable upon conversion.

 

 

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

Pursuant to Rule 462(b) under the Securities Act of 1933, as amended, Veoneer, Inc. (the “Registrant”) is filing this registration statement on Form S-1MEF (this “Registration Statement”) with the Securities and Exchange Commission (the “Commission”). This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-1, as amended (File No. 333-231609) (the “Prior Registration Statement”), which the Registrant originally filed on May 20, 2019 and which the Commission declared effective on May 22, 2019.

The Registrant is filing this Registration Statement for the sole purpose of registering an additional $34,500,000 principal amount of convertible senior notes. The additional principal amount of notes that is being registered for sale represents no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement.

The information set forth in the Prior Registration Statement and all exhibits thereto are hereby incorporated by reference into this Registration Statement.

The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.

EXHIBIT INDEX

 

Exhibit
No.

  

Description

5.1    Legal Opinion of Alston & Bird
23.1    Consent of Ernst & Young AB (Veoneer, Inc.)
23.2    Consent of Ernst & Young AB (Zenuity AB)
23.3    Consent of Alston & Bird LLP (included in Exhibit 5.1)
24    Power of Attorney (contained on the signature pages to the Registration Statement on Form S-1).


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Stockholm, Sweden, on May 22, 2019.

 

VEONEER, INC.
By:  

/s/ Mats Backman

Name:     Mats Backman
Title:  

Chief Financial Officer and Executive

Vice President of Financial Affairs

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

  

Title

 

Date

        /s/ Jan Carlson

    Jan Carlson

  

Chairman of the Board of Directors,

President and Chief Executive Officer

(Principal Executive Officer)

  May 22, 2019

        /s/ Mats Backman

    Mats Backman

  

Chief Financial Officer and Executive

Vice President of Financial Affairs
(Principal Financial Officer and

Principal Accounting Officer)

  May 22, 2019

        *

    Robert W. Alspaugh

   Director   May 22, 2019

        *

    Mary Louise Cummings

   Director   May 22, 2019

        *

    Mark Durcan

   Director   May 22, 2019

        *

    James M. Ringler

   Director   May 22, 2019

        *

    Kazuhiko Sakamoto

   Director   May 22, 2019

        *

    Jonas Synnergren

   Director   May 22, 2019

        *

    Wolfgang Ziebart

   Director   May 22, 2019

*By: /s/ Mats Backman

    Mats Backman

    Attorney-in-Fact