0001562180-24-006168.txt : 20240812
0001562180-24-006168.hdr.sgml : 20240812
20240812214535
ACCESSION NUMBER: 0001562180-24-006168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240808
FILED AS OF DATE: 20240812
DATE AS OF CHANGE: 20240812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volk David J.
CENTRAL INDEX KEY: 0001733127
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41684
FILM NUMBER: 241198549
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BLVD.
STREET 2: SUITE 100
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: California BanCorp \ CA
CENTRAL INDEX KEY: 0001795815
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 843288397
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-4787
MAIL ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Southern California Bancorp \ CA
DATE OF NAME CHANGE: 20191204
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0508
4
2024-08-08
false
0001795815
California BanCorp \ CA
BCAL
0001733127
Volk David J.
C/O CALIFORNIA BANCORP
355 S. GRAND AVE STE 1200
LOS ANGELES
CA
90071
true
false
false
false
false
Common Stock
2024-08-08
4
A
false
3146.00
0.00
A
2346104.00
I
see footnote 3
Common Stock
1195.00
D
Stock Options
12.96
2024-02-20
2029-02-20
Common Stock
7500.00
7500.00
D
Stock Options
9.67
2022-03-15
2027-03-15
Common Stock
10000.00
10000.00
D
These restricted stock units, each of which represents the right to receive one share of common stock of California BanCorp, Inc. (Common Stock), were issued to Castle Creek Advisors IV LLC (Advisors IV), on behalf of David Volk in his capacity as a member of the Board of Directors of California BanCorp, Inc. and will become fully vested on May 30, 2025.
This amount has been reduced by 3,097 shares to reflect the pro-rata, in-kind distributions of shares of Common Stock effected by Advisors IV to its members, for no additional consideration.
Includes 5,385 shares of unvested RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Includes shares were received by the reporting person from Advisors IV in the pro-rata, in-kind distributions of shares of Common Stock effected by Advisors IV to its members, for no additional consideration, in transactions exempt from Section 16 pursuant to Rule 16a-9.
These options are fully vested.
The reporting person is a principal of Castle Creek Capital Partners VI LP and Advisors IV. The reporting person disclaims beneficial ownership of the shares of the Issuer's common stock owned by Advisor IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of Advisors IV Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Manisha Merchant, by POA for David Volk
2024-08-12