0001493152-23-038986.txt : 20231101 0001493152-23-038986.hdr.sgml : 20231101 20231101151548 ACCESSION NUMBER: 0001493152-23-038986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231101 DATE AS OF CHANGE: 20231101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volk David J. CENTRAL INDEX KEY: 0001733127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41684 FILM NUMBER: 231367875 MAIL ADDRESS: STREET 1: 4450 EXCELSIOR BLVD. STREET 2: SUITE 100 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern California Bancorp \ CA CENTRAL INDEX KEY: 0001795815 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 843288397 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-4787 MAIL ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 ownership.xml X0508 4 2023-10-31 0 0001795815 Southern California Bancorp \ CA BCAL 0001733127 Volk David J. C/O SOUTHERN CALIFORNIA BANCORP 355 S. GRAND AVE STE 1200 LOS ANGELES CA 90071 1 0 0 0 0 Common Stock 2023-10-31 4 J 0 367 0 A 628 D Common Stock 2023-10-31 4 J 0 3360 0 D 2343816 I see footnote 3 367 shares of Common Stock were distributed by Castle Creek Capital Partners IV LP ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on October 31, 2023. 3,360 shares of Common Stock were distributed by Advisors IV to its members on October 31, 2023. Includes 2,553 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein. Manisha Merchant, by POA for David Volk 2023-11-01