0001493152-23-038986.txt : 20231101
0001493152-23-038986.hdr.sgml : 20231101
20231101151548
ACCESSION NUMBER: 0001493152-23-038986
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20231101
DATE AS OF CHANGE: 20231101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volk David J.
CENTRAL INDEX KEY: 0001733127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41684
FILM NUMBER: 231367875
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BLVD.
STREET 2: SUITE 100
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Southern California Bancorp \ CA
CENTRAL INDEX KEY: 0001795815
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 843288397
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-4787
MAIL ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
4
1
ownership.xml
X0508
4
2023-10-31
0
0001795815
Southern California Bancorp \ CA
BCAL
0001733127
Volk David J.
C/O SOUTHERN CALIFORNIA BANCORP
355 S. GRAND AVE STE 1200
LOS ANGELES
CA
90071
1
0
0
0
0
Common Stock
2023-10-31
4
J
0
367
0
A
628
D
Common Stock
2023-10-31
4
J
0
3360
0
D
2343816
I
see footnote 3
367 shares of Common Stock were distributed by Castle Creek Capital Partners IV LP ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on October 31, 2023.
3,360 shares of Common Stock were distributed by Advisors IV to its members on October 31, 2023.
Includes 2,553 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.
Manisha Merchant, by POA for David Volk
2023-11-01