0001493152-23-036481.txt : 20231006
0001493152-23-036481.hdr.sgml : 20231006
20231006143457
ACCESSION NUMBER: 0001493152-23-036481
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230625
FILED AS OF DATE: 20231006
DATE AS OF CHANGE: 20231006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volk David J.
CENTRAL INDEX KEY: 0001733127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41684
FILM NUMBER: 231313931
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BLVD.
STREET 2: SUITE 100
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Southern California Bancorp \ CA
CENTRAL INDEX KEY: 0001795815
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 843288397
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-4787
MAIL ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
4
1
ownership.xml
X0508
4
2023-06-25
0
0001795815
Southern California Bancorp \ CA
BCAL
0001733127
Volk David J.
C/O SOUTHERN CALIFORNIA BANCORP
355 S. GRAND AVE STE 1200
LOS ANGELES
CA
90071
1
0
0
0
0
Common Stock
2023-06-25
4
J
0
61
0
A
987
D
Common Stock
2023-10-03
4
A
0
726
0
A
2346450
I
see footnote 3
61 shares of Common Stock were distributed by Castle Creek Advisors IV LLC ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on June 25, 2023.
2,178 restricted stock units ("RSUs"), each of which represents the right to receive one share of common stock of Southern California Bancorp ("Common Stock"), were issued to David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp on January 18, 2023 and will become fully vested on January 03, 2024. 182 RSUs vested on October 3, 2023. David Volk assigned such vested shares and the remaining 544 unvested RSUs to Advisors IV.
-Includes 5,187 shares of Common Stock and 544 RSUs held by Advisors IV (inclusive of the assignment noted in footnote 2) and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.
Manisha Merchant, by POA for David Volk
2023-10-06