0001213900-20-004953.txt : 20200227 0001213900-20-004953.hdr.sgml : 20200227 20200227175522 ACCESSION NUMBER: 0001213900-20-004953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200227 DATE AS OF CHANGE: 20200227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Sing CENTRAL INDEX KEY: 0001733028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38631 FILM NUMBER: 20664276 MAIL ADDRESS: STREET 1: SUITE 1003-1004, 10/F, ICBC TOWER STREET 2: THREE GARDEN ROAD, CENTRAL CITY: HONG KONG STATE: F4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TKK Symphony Sponsor 1 CENTRAL INDEX KEY: 0001738757 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38631 FILM NUMBER: 20664277 BUSINESS ADDRESS: STREET 1: UNIT 1631, LEVEL 16, MAN YEE BUILDING STREET 2: 6068 DES VOEUX ROAD CENTRAL CITY: HONG KONG STATE: F4 ZIP: 518000 BUSINESS PHONE: 85237962750 MAIL ADDRESS: STREET 1: UNIT 1631, LEVEL 16, MAN YEE BUILDING STREET 2: 6068 DES VOEUX ROAD CENTRAL CITY: HONG KONG STATE: F4 ZIP: 518000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLORY STAR NEW MEDIA GROUP HOLDINGS Ltd CENTRAL INDEX KEY: 0001738758 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22ND FLOOR, BLOCK B, XINHUA TECH BLDG. STREET 2: NO. 8 TUOFANGYING ROAD CITY: CHAOYANG DISTRICT, BEIJING STATE: F4 ZIP: 00000 BUSINESS PHONE: 86-13810355988 MAIL ADDRESS: STREET 1: 22ND FLOOR, BLOCK B, XINHUA TECH BLDG. STREET 2: NO. 8 TUOFANGYING ROAD CITY: CHAOYANG DISTRICT, BEIJING STATE: F4 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: TKK SYMPHONY ACQUISITION Corp DATE OF NAME CHANGE: 20180426 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2020-02-14 0 0001738758 GLORY STAR NEW MEDIA GROUP HOLDINGS Ltd GSMG 0001733028 Wang Sing 2039, 2/F UNITED CENTER 95 QUEENSWAY, ADMIRALTY HONG KONG F4 CHINA 0 0 1 0 0001738757 TKK Symphony Sponsor 1 2039, 2/F UNITED CENTER 95 QUEENSWAY, ADMIRALTY HONG KONG F4 CHINA 0 0 1 0 Amended and Restated Promissory Note 2020-02-14 4 P 0 1400000 A Ordinary Shares 280000 280000 I See footnote The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. /s/ Sing Wang 2020-02-27 /s/ Sing Wang, as Managing Member of TKK Symphony Sponsor 1 2020-02-27