0001732966-23-000002.txt : 20230109
0001732966-23-000002.hdr.sgml : 20230109
20230109162703
ACCESSION NUMBER: 0001732966-23-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230103
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PECK MICHAEL D
CENTRAL INDEX KEY: 0001732966
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23791
FILM NUMBER: 23518420
MAIL ADDRESS:
STREET 1: 225 W WACKER DRIVE
STREET 2: SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER NAME:
FORMER CONFORMED NAME: PECK MICHAEL P
DATE OF NAME CHANGE: 20180228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Trust Private Assets Fund
CENTRAL INDEX KEY: 0001912938
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 235 WEST GALENA STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53212
BUSINESS PHONE: 414-299-2270
MAIL ADDRESS:
STREET 1: 235 WEST GALENA STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53212
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2023-01-03
0
0001912938
First Trust Private Assets Fund
N/A
0001732966
PECK MICHAEL D
225 W WACKER DRIVE
SUITE 2100
CHICAGO
IL
60606
0
1
0
0
Principal
Common Shares
10000
I
First Trust Capital Management L.P.
Common Shares
3974304
I
VFT Holdings LP
Amount is estimated using the net asset value at September 30, 2022, which is the latest net asset value available.
Marc Bassewitz
2023-01-09
EX-24
2
michaelpeckpoajan2023.txt
UPDATED POWER OF ATTORNEY
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Marc Bassewitz and Jennifer Yong, or either of them signing
singly, and with full power of substitution, the undersigned's true and lawful
attorney-in-fact to:
1. prepare, execute in the undersigned?s name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form
ID, including amendments thereto, and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by Section 16(a) of the
Securities Exchange Act of 1934 or any rule or regulation of the SEC;
2. execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director, investment adviser and/or affiliate of an investment
adviser of any registered investment company advised by First Trust Capital
Management L.P. (the "Companies"), Forms 3, 4 and 5 in accordance with Section
16(a) of the Securities Exchange Act of 1934 and the rules thereunder;
3. do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form 3, 4
or 5, complete and execute any amendment or amendments thereto, and timely
file such form with the SEC and any stock exchange or similar authority; and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney- in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the undersigned
might or could do it personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or substitutes, shall lawfully do or cause
to be done by virtue of this power of attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing attorneys-in
-fact, in serving in such capacity at the request of the undersigned, are not
assuming, nor are the Companies assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the
Companies, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 9 day of January, 2023.
/s/ Michael Peck
Chief Executive Officer