0001732966-23-000002.txt : 20230109 0001732966-23-000002.hdr.sgml : 20230109 20230109162703 ACCESSION NUMBER: 0001732966-23-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECK MICHAEL D CENTRAL INDEX KEY: 0001732966 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23791 FILM NUMBER: 23518420 MAIL ADDRESS: STREET 1: 225 W WACKER DRIVE STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER NAME: FORMER CONFORMED NAME: PECK MICHAEL P DATE OF NAME CHANGE: 20180228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Trust Private Assets Fund CENTRAL INDEX KEY: 0001912938 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 414-299-2270 MAIL ADDRESS: STREET 1: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53212 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2023-01-03 0 0001912938 First Trust Private Assets Fund N/A 0001732966 PECK MICHAEL D 225 W WACKER DRIVE SUITE 2100 CHICAGO IL 60606 0 1 0 0 Principal Common Shares 10000 I First Trust Capital Management L.P. Common Shares 3974304 I VFT Holdings LP Amount is estimated using the net asset value at September 30, 2022, which is the latest net asset value available. Marc Bassewitz 2023-01-09 EX-24 2 michaelpeckpoajan2023.txt UPDATED POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Marc Bassewitz and Jennifer Yong, or either of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: 1. prepare, execute in the undersigned?s name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2. execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director, investment adviser and/or affiliate of an investment adviser of any registered investment company advised by First Trust Capital Management L.P. (the "Companies"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney- in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do it personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in -fact, in serving in such capacity at the request of the undersigned, are not assuming, nor are the Companies assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Companies, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9 day of January, 2023. /s/ Michael Peck Chief Executive Officer