0001437749-23-013812.txt : 20230511 0001437749-23-013812.hdr.sgml : 20230511 20230511114935 ACCESSION NUMBER: 0001437749-23-013812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230509 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feinglass Howard CENTRAL INDEX KEY: 0001732866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 23909828 MAIL ADDRESS: STREET 1: 6011 UNIVERSITY BOULEVARD STREET 2: SUITE 370 CITY: ELLICOTT CITY STATE: MD ZIP: 21043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Priam Capital Fund II, L.P. CENTRAL INDEX KEY: 0001874961 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 23909827 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVE, SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 215 864 8518 MAIL ADDRESS: STREET 1: 745 FIFTH AVE, SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10151 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Priam Capital Associates II LLC CENTRAL INDEX KEY: 0001875134 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 23909826 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVE, SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 215 864 8518 MAIL ADDRESS: STREET 1: 745 FIFTH AVE, SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USCB FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001901637 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 874070846 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 BUSINESS PHONE: (305) 715-5200 MAIL ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-09 0001901637 USCB FINANCIAL HOLDINGS, INC. USCB 0001732866 Feinglass Howard 745 FIFTH AVENUE, SUITE 1702 NEW YORK NY 10151 1 1 0001874961 Priam Capital Fund II, L.P. C/O USCB FINANCIAL HOLDINGS, INC. 2301 N.W. 87TH AVENUE MIAMI FL 33172 1 0001875134 Priam Capital Associates II LLC 745 FIFTH AVENUE, SUITE 1702 NEW YORK NY 10151 1 0 Class A Voting Common Stock 2023-05-09 4 P 0 5100 8.9869 A 45491009 I By Priam Capital Fund II, LP Class A Voting Common Stock 2023-05-10 4 P 0 7300 8.985 A 45498309 I By Priam Capital Fund II, LP Class A Voting Common Stock 6314 D Option to Purchase Class A Voting Stock 7.5000 2016-03-01 Class A Voting Common Stock 7500 7500 D Option to Purchase Class A Voting Stock 11.3500 2019-09-23 Class A Voting Common Stock 4000 4000 D Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16. The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer. /s/ Jalal Shehadeh by P.O.A. for Howard P. Feinglass 2023-05-11 /s/ Priam Capital Associates II, LLC Jalal Shehadeh by P.O.A. for Howard P. Feinglass, the managing member of Priam Capital Associates II, LLC 2023-05-11 /s/ Priam Capital Fund II, L.P. Jalal Shehadeh by P.O.A. Howard P. Feinglass, the managing member of Priam Capital Associates II LLC, the general partner of Priam Capital Fund II, L.P. 2023-05-11