0000904454-21-000524.txt : 20210610
0000904454-21-000524.hdr.sgml : 20210610
20210610144502
ACCESSION NUMBER: 0000904454-21-000524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210608
FILED AS OF DATE: 20210610
DATE AS OF CHANGE: 20210610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MFN Partners Management, LP
CENTRAL INDEX KEY: 0001732811
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 211007782
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-443-2040
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MFN Partners, LP
CENTRAL INDEX KEY: 0001732960
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 211007784
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-443-2040
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MFN Partners Management, LLC
CENTRAL INDEX KEY: 0001814127
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 211007781
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-443-2040
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeMichele Michael
CENTRAL INDEX KEY: 0001814117
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 211007780
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MFN Partners GP, LLC
CENTRAL INDEX KEY: 0001814126
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 211007783
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-443-2040
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 13TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennyMac Financial Services, Inc.
CENTRAL INDEX KEY: 0001745916
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 831098934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: New PennyMac Financial Services, Inc.
DATE OF NAME CHANGE: 20180709
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-06-08
0001745916
PennyMac Financial Services, Inc.
PFSI
0001732960
MFN Partners, LP
222 BERKELEY STREET, 13TH FLOOR
BOSTON
MA
02116
1
0
0
0
0001814126
MFN Partners GP, LLC
222 BERKELEY STREET, 13TH FLOOR
BOSTON
MA
02116
1
0
0
0
0001732811
MFN Partners Management, LP
222 BERKELEY STREET, 13TH FLOOR
BOSTON
MA
02116
1
0
0
0
0001814127
MFN Partners Management, LLC
222 BERKELEY STREET, 13TH FLOOR
BOSTON
MA
02116
1
0
0
0
0001814117
DeMichele Michael
222 BERKELEY STREET, 13TH FLOOR
BOSTON
MA
02116
1
0
0
0
Common Stock
2021-06-08
4
P
0
38743
61.85
A
3008743
D
MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC but disclaim beneficial ownership of the securities held by the Partnership, except to the extent of their pecuniary interest, if any, therein.
Remarks:
Farhad Nanji, a managing member of each of MFN GP and MFN LLC, has been deputized to represent the Reporting Persons on the board of directors of the Issuer. By virtue of Mr. Nanji's representation, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons may be deemed directors by deputization of the Issuer. Mr. Nanji files separate Section 16 reports disclosing the securities of the Issuer that he may be deemed to beneficially own for purposes of Section 16. This filing shall not be deemed an admission that any Reporting Person beneficially owns the securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, or is subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein.
MFN PARTNERS, LP, By: /s/ Jonathan Reisman, Authorized Signatory
2021-06-10
MFN PARTNERS GP, LLC, By: /s/ Jonathan Reisman, Authorized Signatory
2021-06-10
MFN PARTNERS MANAGEMENT, LP, By: /s/ Jonathan Reisman, Authorized Signatory
2021-06-10
MFN PARTNERS MANAGEMENT, LLC, By: /s/ Jonathan Reisman, Authorized Signatory
2021-06-10
MICHAEL F. DEMICHELE, By: /s/ Michael F. DeMichele
2021-06-10