0001628280-23-041390.txt : 20231213 0001628280-23-041390.hdr.sgml : 20231213 20231213063517 ACCESSION NUMBER: 0001628280-23-041390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II, LP CENTRAL INDEX KEY: 0001732533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482930 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II-A, LP CENTRAL INDEX KEY: 0001732534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482929 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II-B, LP CENTRAL INDEX KEY: 0001732535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482931 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROWE DAVID H. CENTRAL INDEX KEY: 0001880788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482932 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BBAI Ultimate Holdings, LLC CENTRAL INDEX KEY: 0001886800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482935 BUSINESS ADDRESS: STREET 1: 1731 EMBARCADERO RD. STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 276-7040 MAIL ADDRESS: STREET 1: 1731 EMBARCADERO RD. STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEROEQUITY GP, LLC CENTRAL INDEX KEY: 0001880792 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482928 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II GP, LP CENTRAL INDEX KEY: 0001880808 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482934 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENE MICHAEL ROBERT CENTRAL INDEX KEY: 0001881294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 231482933 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BigBear.ai Holdings, Inc. CENTRAL INDEX KEY: 0001836981 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 854164597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6811 BENJAMIN FRANKLIN DRIVE, SUITE 200 CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: (410) 967-0335 MAIL ADDRESS: STREET 1: 6811 BENJAMIN FRANKLIN DRIVE, SUITE 200 CITY: COLUMBIA STATE: MD ZIP: 21046 FORMER COMPANY: FORMER CONFORMED NAME: GigCapital4, Inc. DATE OF NAME CHANGE: 20201217 4 1 wk-form4_1702467309.xml FORM 4 X0508 4 2023-12-11 0 0001836981 BigBear.ai Holdings, Inc. BBAI 0001886800 BBAI Ultimate Holdings, LLC C/O BIGBEAR AI HOLDINGS, INC. 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 1 0 1 0 0001880808 AE INDUSTRIAL PARTNERS FUND II GP, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0001881294 GREENE MICHAEL ROBERT C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0001880788 ROWE DAVID H. C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0001732535 AE INDUSTRIAL PARTNERS FUND II-B, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0001732533 AE INDUSTRIAL PARTNERS FUND II, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0001732534 AE INDUSTRIAL PARTNERS FUND II-A, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0001880792 AEROEQUITY GP, LLC C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 0 0 1 0 0 Common Stock 2023-12-11 4 A 0 108100 1.79 A 102906167 I See footnotes The reported restricted stock units ("RSU") were granted to Kirk Michael Konert and Jeffrey Hart on December 11, 2023 in their capacity as members of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. 27,025 of the RSUs will vest on January 1, 2024, 27,026 of the RSUs will vest on March 30, 2024, 27,024 of the RSUs will vest on June 30, 2024, and 27,025 of the RSUs will vest on September 30, 2024. The reported RSUs will be assigned to AE Industrial Partners, LP. Prior to such vesting and assignment, Kirk Michael Konert and Jeffrey Hart will hold the reported securities for the benefit of AE Industrial Partners, LP and they disclaim all right title and interest in such securities. Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.") Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Kirk Michael Konert and Jeffrey Hart serve as a Partners of AE Industrial Partners, LP, AE Industrial Partners and each AE Party may, therefore, be considered a director of the issuer by deputization. s/ Sean Ricker 2023-12-13