0001628280-23-041390.txt : 20231213
0001628280-23-041390.hdr.sgml : 20231213
20231213063517
ACCESSION NUMBER: 0001628280-23-041390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231211
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II, LP
CENTRAL INDEX KEY: 0001732533
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482930
BUSINESS ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 372-7820
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II-A, LP
CENTRAL INDEX KEY: 0001732534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482929
BUSINESS ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 372-7820
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II-B, LP
CENTRAL INDEX KEY: 0001732535
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482931
BUSINESS ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 372-7820
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROWE DAVID H.
CENTRAL INDEX KEY: 0001880788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482932
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL
STREET 2: SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BBAI Ultimate Holdings, LLC
CENTRAL INDEX KEY: 0001886800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482935
BUSINESS ADDRESS:
STREET 1: 1731 EMBARCADERO RD.
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: (650) 276-7040
MAIL ADDRESS:
STREET 1: 1731 EMBARCADERO RD.
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEROEQUITY GP, LLC
CENTRAL INDEX KEY: 0001880792
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482928
BUSINESS ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 372-7820
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II GP, LP
CENTRAL INDEX KEY: 0001880808
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482934
BUSINESS ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 561-372-7820
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENE MICHAEL ROBERT
CENTRAL INDEX KEY: 0001881294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40031
FILM NUMBER: 231482933
MAIL ADDRESS:
STREET 1: 2500 N. MILITARY TRAIL, SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33431
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BigBear.ai Holdings, Inc.
CENTRAL INDEX KEY: 0001836981
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 854164597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6811 BENJAMIN FRANKLIN DRIVE, SUITE 200
CITY: COLUMBIA
STATE: MD
ZIP: 21046
BUSINESS PHONE: (410) 967-0335
MAIL ADDRESS:
STREET 1: 6811 BENJAMIN FRANKLIN DRIVE, SUITE 200
CITY: COLUMBIA
STATE: MD
ZIP: 21046
FORMER COMPANY:
FORMER CONFORMED NAME: GigCapital4, Inc.
DATE OF NAME CHANGE: 20201217
4
1
wk-form4_1702467309.xml
FORM 4
X0508
4
2023-12-11
0
0001836981
BigBear.ai Holdings, Inc.
BBAI
0001886800
BBAI Ultimate Holdings, LLC
C/O BIGBEAR AI HOLDINGS, INC.
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
1
0
1
0
0001880808
AE INDUSTRIAL PARTNERS FUND II GP, LP
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0001881294
GREENE MICHAEL ROBERT
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0001880788
ROWE DAVID H.
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0001732535
AE INDUSTRIAL PARTNERS FUND II-B, LP
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0001732533
AE INDUSTRIAL PARTNERS FUND II, LP
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0001732534
AE INDUSTRIAL PARTNERS FUND II-A, LP
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0001880792
AEROEQUITY GP, LLC
C/O AE INDUSTRIAL PARTNERS, LP
6700 BROKEN SOUND PARKWAY NW
BOCA RATON
FL
33487
0
0
1
0
0
Common Stock
2023-12-11
4
A
0
108100
1.79
A
102906167
I
See footnotes
The reported restricted stock units ("RSU") were granted to Kirk Michael Konert and Jeffrey Hart on December 11, 2023 in their capacity as members of the issuer's board of directors. Each RSU represents the right to
receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. 27,025 of the RSUs will vest on January 1, 2024, 27,026 of the RSUs will vest on March 30,
2024, 27,024 of the RSUs will vest on June 30, 2024, and 27,025 of the RSUs will vest on September 30, 2024. The reported RSUs will be assigned to AE Industrial Partners, LP. Prior to such vesting and assignment, Kirk
Michael Konert and Jeffrey Hart will hold the reported securities for the benefit of AE Industrial Partners, LP and they disclaim all right title and interest in such securities.
Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")
Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Kirk Michael Konert and Jeffrey Hart serve as a Partners of AE Industrial Partners, LP, AE Industrial Partners and each AE Party may, therefore, be considered a director of the issuer by deputization.
s/ Sean Ricker
2023-12-13