0000950170-24-081868.txt : 20240705 0000950170-24-081868.hdr.sgml : 20240705 20240705160505 ACCESSION NUMBER: 0000950170-24-081868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240702 FILED AS OF DATE: 20240705 DATE AS OF CHANGE: 20240705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II, LP CENTRAL INDEX KEY: 0001732533 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102643 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II-A, LP CENTRAL INDEX KEY: 0001732534 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102642 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II-B, LP CENTRAL INDEX KEY: 0001732535 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102644 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PANGIAM ULTIMATE HOLDINGS, LLC CENTRAL INDEX KEY: 0001832284 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102639 BUSINESS ADDRESS: STREET 1: 2500 N MILITARY TRAIL STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N MILITARY TRAIL STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROWE DAVID H. CENTRAL INDEX KEY: 0001880788 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102645 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE BBAI AGGREGATOR, LP CENTRAL INDEX KEY: 0001898298 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102640 BUSINESS ADDRESS: STREET 1: 1731 EMBARCADERO RD. STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 276-7040 MAIL ADDRESS: STREET 1: 1731 EMBARCADERO RD. STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEROEQUITY GP, LLC CENTRAL INDEX KEY: 0001880792 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102641 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AE INDUSTRIAL PARTNERS FUND II GP, LP CENTRAL INDEX KEY: 0001880808 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102647 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-372-7820 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENE MICHAEL ROBERT CENTRAL INDEX KEY: 0001881294 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102646 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL, SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BBAI Ultimate Holdings, LLC CENTRAL INDEX KEY: 0001886800 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40031 FILM NUMBER: 241102648 BUSINESS ADDRESS: STREET 1: 1731 EMBARCADERO RD. STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 276-7040 MAIL ADDRESS: STREET 1: 1731 EMBARCADERO RD. STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BigBear.ai Holdings, Inc. CENTRAL INDEX KEY: 0001836981 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 854164597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6811 BENJAMIN FRANKLIN DRIVE, SUITE 200 CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: (410) 967-0335 MAIL ADDRESS: STREET 1: 6811 BENJAMIN FRANKLIN DRIVE, SUITE 200 CITY: COLUMBIA STATE: MD ZIP: 21046 FORMER COMPANY: FORMER CONFORMED NAME: GigCapital4, Inc. DATE OF NAME CHANGE: 20201217 4 1 ownership.xml 4 X0508 4 2024-07-02 0001836981 BigBear.ai Holdings, Inc. BBAI 0001886800 BBAI Ultimate Holdings, LLC C/O BIGBEAR AI HOLDINGS, INC. 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001880808 AE INDUSTRIAL PARTNERS FUND II GP, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001881294 GREENE MICHAEL ROBERT C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001880788 ROWE DAVID H. C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001732535 AE INDUSTRIAL PARTNERS FUND II-B, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001732533 AE INDUSTRIAL PARTNERS FUND II, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001732534 AE INDUSTRIAL PARTNERS FUND II-A, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001880792 AEROEQUITY GP, LLC C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001898298 AE BBAI AGGREGATOR, LP C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false 0001832284 PANGIAM ULTIMATE HOLDINGS, LLC C/O AE INDUSTRIAL PARTNERS, LP 6700 BROKEN SOUND PARKWAY NW BOCA RATON FL 33487 true false true false false Common Stock 2024-07-02 4 A false 2144073 1.3439 A 144110438 I See footnotes The reported securities were received as a purchase price adjustment pursuant to the Agreement and Plan of Mergers, dated as of November 4, 2023, by and between the Issuer and the parties identified on the signature pages thereto. Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC, Pangiam Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP"). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC, Pangiam Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties." Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Kirk Michael Konert and Jeffrey Hart serve as Partners of AE Industrial Partners, LP. AE Industrial Partners and each AE Party may, therefore, be considered a director of the issuer by deputization. /s/ Sean Ricker, by Power of Attorney 2024-07-05