0001213900-20-042125.txt : 20201210 0001213900-20-042125.hdr.sgml : 20201210 20201210215143 ACCESSION NUMBER: 0001213900-20-042125 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poole Andrew J. CENTRAL INDEX KEY: 0001732509 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39783 FILM NUMBER: 201382081 MAIL ADDRESS: STREET 1: 3601 N. INTERSTATE 10 SERVICE RD. W. CITY: METAIRIE STATE: LA ZIP: 70002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Delwinds Insurance Acquisition Corp. CENTRAL INDEX KEY: 0001812360 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 851050265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 1021 MAIN STREET, SUITE 1960 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 337-4077 MAIL ADDRESS: STREET 1: ONE CITY CENTRE STREET 2: 1021 MAIN STREET, SUITE 1960 CITY: HOUSTON STATE: TX ZIP: 77002 3 1 ownership.xml X0206 3 2020-12-10 0 0001812360 Delwinds Insurance Acquisition Corp. DWIN.U 0001732509 Poole Andrew J. ONE CITY CENTRE 1021 MAIN STREET, SUITE 1960 HOUSTON TX 77002 1 1 1 0 CEO and Chairman Class B Common Stock Class A Common Stock 5031250 I See Footnote As described in the registrant's registration statement on Form S-1 (File No. 333-248753) (the "Registration Statement") under the heading "Description of Securities--Founder Shares and Placement Shares," the shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. These shares represent Class B Common Stock held by DIAC Sponsor LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B Common Stock owned by the Sponsor includes up to 656,250 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise in full their over-allotment option as described in the Registration Statement. As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the shares of Class B Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. /s/ Andrew J. Poole 2020-12-10