0001732399-21-000005.txt : 20211008
0001732399-21-000005.hdr.sgml : 20211008
20211008121117
ACCESSION NUMBER: 0001732399-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211008
DATE AS OF CHANGE: 20211008
EFFECTIVENESS DATE: 20211008
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Midwest Financial, LLC
CENTRAL INDEX KEY: 0001732399
IRS NUMBER: 465012548
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20442
FILM NUMBER: 211314528
BUSINESS ADDRESS:
STREET 1: 706 MONTANA ST.
CITY: GLIDDEN
STATE: IA
ZIP: 51443
BUSINESS PHONE: 7126592156
MAIL ADDRESS:
STREET 1: 706 MONTANA ST.
CITY: GLIDDEN
STATE: IA
ZIP: 51443
13F-HR
1
primary_doc.xml
13F-HR
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0001732399
XXXXXXXX
09-30-2021
09-30-2021
Johnson Midwest Financial, LLC
706 MONTANA ST.
GLIDDEN
IA
51443
13F HOLDINGS REPORT
028-20442
N
Brian Johnson
Managing Member
712-659-2156
Brian Johnson
Glidden
IA
10-08-2021
0
322
122358
true
INFORMATION TABLE
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form13f.xml
AGCO CORP
COM
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SOLE
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AMC ENTMT HLDGS INC
CL A COM
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SOLE
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AT&T INC
COM
00206R102
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3981
SH
SOLE
0
0
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ARK ETF TR
INNOVATION ETF
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214
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SOLE
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0
214
ARK ETF TR
GENOMIC REV ETF
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14
SH
SOLE
0
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14
ABBOTT LABS
COM
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51
432
SH
SOLE
0
0
432
AKERO THERAPEUTICS INC
COM
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2
103
SH
SOLE
0
0
103
ALBEMARLE CORP
COM
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10
47
SH
SOLE
0
0
47
ALCOA CORP
COM
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443
9047
SH
SOLE
0
0
9047
ALLETE INC
COM NEW
018522300
51
856
SH
SOLE
0
0
856
ALLIANCE DATA SYSTEMS CORP
COM
018581108
2
21
SH
SOLE
0
0
21
ALLIANT ENERGY CORP
COM
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815
14557
SH
SOLE
0
0
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ALPHABET INC
CAP STK CL C
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27
10
SH
SOLE
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0
10
ALPHABET INC
CAP STK CL A
02079K305
75
28
SH
SOLE
0
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28
ALTRIA GROUP INC
COM
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274
6027
SH
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AMAZON COM INC
COM
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0
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21
AMERICAN CAMPUS CMNTYS INC
COM
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255
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255
AMERICAN ELEC PWR CO INC
COM
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132
1627
SH
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AMERICAN FIN TR INC
COM CLASS A
02607T109
17
2053
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AMPLIFY ETF TR
AMPLIFY LITHIUM
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COM
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COM
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APPLE INC
COM
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ARCHER DANIELS MIDLAND CO
COM
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1000
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1000
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COM
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ARES CAPITAL CORP
COM
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20410
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ARES CAPITAL CORP
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COM
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COM NEW
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BNY MELLON STRATEGIC MUNS IN
COM
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BK OF AMERICA CORP
COM
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BARRICK GOLD CORP
COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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3733
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BLACKROCK UTILS INFRASTRUCTU
COM
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19
742
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0
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BLACKSTONE INC
COM
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0
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BOEING CO
COM
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0
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BOSTON SCIENTIFIC CORP
COM
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BRIGHTHOUSE FINL INC
COM
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BRIGHTSPIRE CAPITAL INC
COM CL A
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BRISTOL-MYERS SQUIBB CO
COM
110122108
10
167
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COM
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BROADCOM INC
COM
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SH
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CDK GLOBAL INC
COM
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SH
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CF INDS HLDGS INC
COM
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CSX CORP
COM
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CVS HEALTH CORP
COM
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CALAMOS CONV OPPORTUNITIES &
SH BEN INT
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6022
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COM
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COM
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CAPITAL ONE FINL CORP
COM
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CARNIVAL CORP
UNIT 99/99/9999
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COM
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COM
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COM
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COM
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COM
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CITIGROUP INC
COM NEW
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COM
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CLOUDFLARE INC
CL A COM
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COM
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COM
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COM CL A
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COM
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COM
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DOCUSIGN INC
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DOW INC
COM
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DRAFTKINGS INC
COM CL A
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COM NEW
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COM
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DEFIANCE NEXT
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ETFMG ALTR HRVST
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EMERGENT BIOSOLUTIONS INC
COM
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COM
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COM
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ENERPLUS CORP
COM
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COM
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COM
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COM
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COM
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COM
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FS KKR CAP CORP
COM
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FACEBOOK INC
CL A
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COM SHS
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COM SHS
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FST TR NEW OPPORT MLP & ENE
COM
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TCW OPPORTUNIS
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FISERV INC
COM
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COM
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COM REP LTD LIAB
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GENERAL ELECTRIC CO
COM NEW
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GENERAL MLS INC
COM
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6
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UNIT LTD PARTN
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300
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COM
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SPONSORED ADR
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NASDAQ 100 COVER
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COM
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COM
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CL A NEW
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COM
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COM
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COM NEW
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COM
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COM
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COM
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COM
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COM
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IRHYTHM TECHNOLOGIES INC
COM
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COM
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COM
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COM NEW
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S&P 500 HB ETF
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ISHARES TR
ESG AWR MSCI USA
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COM
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COM NEW
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COM
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COM
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COM
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KRAFT HEINZ CO
COM
500754106
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380
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COM C SIRIUSXM
531229607
10
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208
LOGICBIO THERAPEUTICS INC
COM
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715
SH
SOLE
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715
LUCID GROUP INC
COM
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2
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COM
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COM
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COM NON VTG
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MCDONALDS CORP
COM
580135101
501
2077
SH
SOLE
0
0
2077
MEDICAL PPTYS TRUST INC
COM
58463J304
128
6385
SH
SOLE
0
0
6385
METLIFE INC
COM
59156R108
41
664
SH
SOLE
0
0
664
MICROSOFT CORP
COM
594918104
265
941
SH
SOLE
0
0
941
MODERNA INC
COM
60770K107
399
1037
SH
SOLE
0
0
1037
MONDELEZ INTL INC
CL A
609207105
5
87
SH
SOLE
0
0
87
MORGAN STANLEY
COM NEW
617446448
32
324
SH
SOLE
0
0
324
NASDAQ INC
COM
631103108
7
38
SH
SOLE
0
0
38
NATIONAL RETAIL PROPERTIES I
COM
637417106
12
277
SH
SOLE
0
0
277
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
63
13209
SH
SOLE
0
0
13209
NEW JERSEY RES CORP
COM
646025106
15
417
SH
SOLE
0
0
417
NEW YORK CMNTY BANCORP INC
COM
649445103
12
940
SH
SOLE
0
0
940
NEXSTAR MEDIA GROUP INC
CL A
65336K103
68
448
SH
SOLE
0
0
448
NEXTERA ENERGY INC
COM
65339F101
865
11018
SH
SOLE
0
0
11018
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
13
945
SH
SOLE
0
0
945
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
78
1260
SH
SOLE
0
0
1260
NISOURCE INC
COM
65473P105
73
3010
SH
SOLE
0
0
3010
NOKIA CORP
SPONSORED ADR
654902204
0
84
SH
SOLE
0
0
84
NORDSTROM INC
COM
655664100
0
4
SH
SOLE
0
0
4
NORTHWEST BANCSHARES INC MD
COM
667340103
8
600
SH
SOLE
0
0
600
NUCOR CORP
COM
670346105
353
3585
SH
SOLE
0
0
3585
NVIDIA CORPORATION
COM
67066G104
4
20
SH
SOLE
0
0
20
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
61
3906
SH
SOLE
0
0
3906
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
35
2447
SH
SOLE
0
0
2447
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
34
1967
SH
SOLE
0
0
1967
NUVEEN MUN VALUE FD INC
COM
670928100
1
52
SH
SOLE
0
0
52
OSI ETF TR
OSHARES US QUALT
67110P407
80
1930
SH
SOLE
0
0
1930
OAKTREE SPECIALTY LENDING CO
COM
67401P108
60
8550
SH
SOLE
0
0
8550
OCCIDENTAL PETE CORP
COM
674599105
11
362
SH
SOLE
0
0
362
ORACLE CORP
COM
68389X105
36
411
SH
SOLE
0
0
411
ORGANIGRAM HLDGS INC
COM
68620P101
4
1855
SH
SOLE
0
0
1855
OTTER TAIL CORP
COM
689648103
251
4482
SH
SOLE
0
0
4482
PAN AMERN SILVER CORP
COM
697900108
2
100
SH
SOLE
0
0
100
PAYPAL HLDGS INC
COM
70450Y103
13
50
SH
SOLE
0
0
50
PEPSICO INC
COM
713448108
67
445
SH
SOLE
0
0
445
PFIZER INC
COM
717081103
11
252
SH
SOLE
0
0
252
PHILIP MORRIS INTL INC
COM
718172109
21
226
SH
SOLE
0
0
226
PHILLIPS 66
COM
718546104
1
19
SH
SOLE
0
0
19
PHYSICIANS RLTY TR
COM
71943U104
28
1585
SH
SOLE
0
0
1585
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
20
1170
SH
SOLE
0
0
1170
PIMCO HIGH INCOME FD
COM SHS
722014107
12
1845
SH
SOLE
0
0
1845
PIMCO CORPORATE & INCOME OPP
COM
72201B101
97
5313
SH
SOLE
0
0
5313
PINTEREST INC
CL A
72352L106
9
180
SH
SOLE
0
0
180
POLARITYTE INC
COM
731094108
3
4000
SH
SOLE
0
0
4000
PRECISION BIOSCIENCES INC
COM
74019P108
10
840
SH
SOLE
0
0
840
PREFERRED APT CMNTYS INC
COM
74039L103
2
200
SH
SOLE
0
0
200
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
268
4156
SH
SOLE
0
0
4156
PROCTER AND GAMBLE CO
COM
742718109
63
453
SH
SOLE
0
0
453
PROCURE ETF TRUST II
SPACE ETF
74280R205
1
23
SH
SOLE
0
0
23
PROSHARES TR
PSHS ULT S&P 500
74347R107
711
5933
SH
SOLE
0
0
5933
PROSHARES TR
PSHS ULTRA QQQ
74347R206
358
4917
SH
SOLE
0
0
4917
PROSHARES TR
ULTRAPRO QQQ
74347X831
42
341
SH
SOLE
0
0
341
PROSHARES TR
ULTRPRO S&P500
74347X864
28
249
SH
SOLE
0
0
249
PROSPECT CAP CORP
COM
74348T102
77
10000
SH
SOLE
0
0
10000
PRUDENTIAL FINL INC
COM
744320102
11
104
SH
SOLE
0
0
104
QUALCOMM INC
COM
747525103
144
1116
SH
SOLE
0
0
1116
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
9
99
SH
SOLE
0
0
99
REALTY INCOME CORP
COM
756109104
143
2201
SH
SOLE
0
0
2201
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
55
1094
SH
SOLE
0
0
1094
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
25
1418
SH
SOLE
0
0
1418
RETAIL VALUE INC
COM
76133Q102
0
1
SH
SOLE
0
0
1
RIO TINTO PLC
SPONSORED ADR
767204100
7
100
SH
SOLE
0
0
100
ROKU INC
COM CL A
77543R102
47
150
SH
SOLE
0
0
150
ROYAL BK CDA
COM
780087102
50
500
SH
SOLE
0
0
500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19613
45702
SH
SOLE
0
0
45702
SPDR GOLD TR
GOLD SHS
78463V107
7
40
SH
SOLE
0
0
40
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
71
1186
SH
SOLE
0
0
1186
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
86
254
SH
SOLE
0
0
254
SPDR SER TR
SPDR BLOOMBERG
78468R663
95
1038
SH
SOLE
0
0
1038
SABRA HEALTH CARE REIT INC
COM
78573L106
2
139
SH
SOLE
0
0
139
SALESFORCE COM INC
COM
79466L302
1
5
SH
SOLE
0
0
5
SCHLUMBERGER LTD
COM STK
806857108
4
136
SH
SOLE
0
0
136
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
19
185
SH
SOLE
0
0
185
SELECT SECTOR SPDR TR
ENERGY
81369Y506
14
274
SH
SOLE
0
0
274
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2
32
SH
SOLE
0
0
32
SIRIUS XM HOLDINGS INC
COM
82968B103
5
811
SH
SOLE
0
0
811
SITE CTRS CORP
COM
82981J109
0
15
SH
SOLE
0
0
15
SKYWORKS SOLUTIONS INC
COM
83088M102
4
27
SH
SOLE
0
0
27
SOUTHWEST AIRLS CO
COM
844741108
10
185
SH
SOLE
0
0
185
SPIRIT AIRLS INC
COM
848577102
30
1170
SH
SOLE
0
0
1170
STARBUCKS CORP
COM
855244109
2
19
SH
SOLE
0
0
19
STARWOOD PPTY TR INC
COM
85571B105
28
1130
SH
SOLE
0
0
1130
STATE STR CORP
COM
857477103
8
100
SH
SOLE
0
0
100
STONEMOR INC
COM
86184W106
0
110
SH
SOLE
0
0
110
STONEX GROUP INC
COM
861896108
4
61
SH
SOLE
0
0
61
STURM RUGER & CO INC
COM
864159108
2
26
SH
SOLE
0
0
26
SUN LIFE FINANCIAL INC.
COM
866796105
76
1482
SH
SOLE
0
0
1482
TFS FINL CORP
COM
87240R107
8
400
SH
SOLE
0
0
400
TARGET CORP
COM
87612E106
19
84
SH
SOLE
0
0
84
TARGA RES CORP
COM
87612G101
12
253
SH
SOLE
0
0
253
TESLA INC
COM
88160R101
224
289
SH
SOLE
0
0
289
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
2
200
SH
SOLE
0
0
200
THERMO FISHER SCIENTIFIC INC
COM
883556102
87
152
SH
SOLE
0
0
152
TILRAY INC
COM CL 2
88688T100
35
3140
SH
SOLE
0
0
3140
TORTOISE ENERGY INFRA CORP
COM
89147L886
7
250
SH
SOLE
0
0
250
TRACTOR SUPPLY CO
COM
892356106
8
38
SH
SOLE
0
0
38
TRAVEL PLUS LEISURE CO
COM
894164102
2
36
SH
SOLE
0
0
36
TWITTER INC
COM
90184L102
3
50
SH
SOLE
0
0
50
II-VI INC
COM
902104108
3
50
SH
SOLE
0
0
50
TYSON FOODS INC
CL A
902494103
552
6995
SH
SOLE
0
0
6995
US BANCORP DEL
COM NEW
902973304
15
258
SH
SOLE
0
0
258
UNION PAC CORP
COM
907818108
77
393
SH
SOLE
0
0
393
UNITED PARCEL SERVICE INC
CL B
911312106
25
137
SH
SOLE
0
0
137
UNITED STS OIL FD LP
UNITS
91232N207
3
65
SH
SOLE
0
0
65
UNITED STATES STL CORP NEW
COM
912909108
11
514
SH
SOLE
0
0
514
UNITEDHEALTH GROUP INC
COM
91324P102
22
56
SH
SOLE
0
0
56
VANECK ETF TRUST
HIGH YLD MUNIETF
92189H409
70
1128
SH
SOLE
0
0
1128
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
3
20
SH
SOLE
0
0
20
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
9
175
SH
SOLE
0
0
175
VENTAS INC
COM
92276F100
30
538
SH
SOLE
0
0
538
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
86
1568
SH
SOLE
0
0
1568
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1169
8372
SH
SOLE
0
0
8372
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4
21
SH
SOLE
0
0
21
VANGUARD INDEX FDS
VALUE ETF
922908744
4
30
SH
SOLE
0
0
30
VERIZON COMMUNICATIONS INC
COM
92343V104
153
2827
SH
SOLE
0
0
2827
VERMILION ENERGY INC
COM
923725105
10
1024
SH
SOLE
0
0
1024
VIATRIS INC
COM
92556V106
0
32
SH
SOLE
0
0
32
VICI PPTYS INC
COM
925652109
2
79
SH
SOLE
0
0
79
VISA INC
COM CL A
92826C839
1
6
SH
SOLE
0
0
6
WEC ENERGY GROUP INC
COM
92939U106
231
2617
SH
SOLE
0
0
2617
WABTEC
COM
929740108
4
45
SH
SOLE
0
0
45
WALMART INC
COM
931142103
689
4945
SH
SOLE
0
0
4945
WALGREENS BOOTS ALLIANCE INC
COM
931427108
31
662
SH
SOLE
0
0
662
WELLS FARGO CO NEW
COM
949746101
60
1290
SH
SOLE
0
0
1290
WESTERN UN CO
COM
959802109
4
200
SH
SOLE
0
0
200
WEYERHAEUSER CO MTN BE
COM NEW
962166104
89
2500
SH
SOLE
0
0
2500
WHEATON PRECIOUS METALS CORP
COM
962879102
8
200
SH
SOLE
0
0
200
WHIRLPOOL CORP
COM
963320106
10
50
SH
SOLE
0
0
50
WHITING PETE CORP NEW
COM NEW
966387508
0
2
SH
SOLE
0
0
2
WILLIAMS COS INC
COM
969457100
3
97
SH
SOLE
0
0
97
XCEL ENERGY INC
COM
98389B100
351
5610
SH
SOLE
0
0
5610
LAZARD LTD
SHS A
G54050102
16
347
SH
SOLE
0
0
347
APTIV PLC
SHS
G6095L109
4
25
SH
SOLE
0
0
25
NOBLE CORP NEW
SHS
G6610J209
1
19
SH
SOLE
0
0
19
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
2
60
SH
SOLE
0
0
60
PROSPECTOR CAPITAL CORP
CL A
G7273A105
4
450
SH
SOLE
0
0
450
SFL CORPORATION LTD
SHS
G7738W106
5
600
SH
SOLE
0
0
600
TRANSOCEAN LTD
REG SHS
H8817H100
0
35
SH
SOLE
0
0
35
CASTOR MARITIME INC
SHS NEW
Y1146L125
1
300
SH
SOLE
0
0
300