0001732399-21-000004.txt : 20210716
0001732399-21-000004.hdr.sgml : 20210716
20210716150911
ACCESSION NUMBER: 0001732399-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210716
DATE AS OF CHANGE: 20210716
EFFECTIVENESS DATE: 20210716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Midwest Financial, LLC
CENTRAL INDEX KEY: 0001732399
IRS NUMBER: 465012548
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20442
FILM NUMBER: 211095324
BUSINESS ADDRESS:
STREET 1: 706 MONTANA ST.
CITY: GLIDDEN
STATE: IA
ZIP: 51443
BUSINESS PHONE: 7126592156
MAIL ADDRESS:
STREET 1: 706 MONTANA ST.
CITY: GLIDDEN
STATE: IA
ZIP: 51443
13F-HR
1
primary_doc.xml
13F-HR
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0001732399
XXXXXXXX
06-30-2021
06-30-2021
Johnson Midwest Financial, LLC
706 MONTANA ST.
GLIDDEN
IA
51443
13F HOLDINGS REPORT
028-20442
N
Brian Johnson
Managing Member
712-659-2156
Brian Johnson
Glidden
IA
07-16-2021
0
304
101636
true
INFORMATION TABLE
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form13f.xml
AGCO CORP
COM
001084102
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107
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SOLE
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107
AMC ENTMT HLDGS INC
CL A COM
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155
SH
SOLE
0
0
155
AT&T INC
COM
00206R102
146
5061
SH
SOLE
0
0
5061
ABBOTT LABS
COM
002824100
50
431
SH
SOLE
0
0
431
AKERO THERAPEUTICS INC
COM
00973Y108
3
103
SH
SOLE
0
0
103
ALBEMARLE CORP
COM
012653101
8
47
SH
SOLE
0
0
47
ALLETE INC
COM NEW
018522300
60
856
SH
SOLE
0
0
856
ALLIANCE DATA SYSTEMS CORP
COM
018581108
2
21
SH
SOLE
0
0
21
ALLIANT ENERGY CORP
COM
018802108
811
14547
SH
SOLE
0
0
14547
ALPHABET INC
CAP STK CL C
02079K107
25
10
SH
SOLE
0
0
10
ALPHABET INC
CAP STK CL A
02079K305
68
28
SH
SOLE
0
0
28
ALTRIA GROUP INC
COM
02209S103
283
5928
SH
SOLE
0
0
5928
AMAZON COM INC
COM
023135106
62
18
SH
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0
0
18
AMERICAN CAMPUS CMNTYS INC
COM
024835100
12
253
SH
SOLE
0
0
253
AMERICAN ELEC PWR CO INC
COM
025537101
138
1627
SH
SOLE
0
0
1627
AMERICAN FIN TR INC
COM CLASS A
02607T109
26
3026
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AMPLIFY ETF TR
AMPLIFY LITHIUM
032108805
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121
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COM
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102
11528
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ANTARES PHARMA INC
COM
036642106
2
500
SH
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0
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500
APPLE INC
COM
037833100
1402
10234
SH
SOLE
0
0
10234
ARCHER DANIELS MIDLAND CO
COM
039483102
61
1000
SH
SOLE
0
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1000
ARCTURUS THERAPEUTICS HLDGS
COM
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ARES CAPITAL CORP
COM
04010L103
400
20402
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ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
16
15000
PRN
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0
15000
AURORA CANNABIS INC
COM
05156X884
4
494
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COM
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100
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BCE INC
COM NEW
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279
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BP PLC
SPONSORED ADR
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BK OF AMERICA CORP
COM
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COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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1026
3692
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0
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COM
09248D104
19
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0
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732
BOEING CO
COM
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0
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102
BOSTON SCIENTIFIC CORP
COM
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18
416
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0
0
416
BRIGHTHOUSE FINL INC
COM
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SOLE
0
0
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BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
8
833
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BRISTOL-MYERS SQUIBB CO
COM
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11
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COM
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BROADCOM INC
COM
11135F101
15
32
SH
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0
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CDK GLOBAL INC
COM
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2
33
SH
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0
0
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CF INDS HLDGS INC
COM
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110
SH
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0
0
110
CSX CORP
COM
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8027
SH
SOLE
0
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CVS HEALTH CORP
COM
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CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
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6022
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CANADIAN NATL RY CO
COM
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CANOPY GROWTH CORP
COM
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SOLE
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CAPITAL ONE FINL CORP
COM
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CARNIVAL CORP
UNIT 99/99/9999
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338
SH
SOLE
0
0
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CASEYS GEN STORES INC
COM
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10
SH
SOLE
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COM
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COM
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COM
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COM
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COM NEW
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COM
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CITIGROUP INC
COM NEW
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COM
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COM
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COM
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COM
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COM CL A
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CL A
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COM CL A
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COM
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COM
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COM
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COM NEW
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COM
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COM CL A
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COM
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DEERE & CO
COM
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COM
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COM NEW
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COM
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COM
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COM
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COM
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DOW INC
COM
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COM NEW
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COM
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DEFIANCE NEXT
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ETFMG ALTR HRVST
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COM
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COM
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COM
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EMERGENT BIOSOLUTIONS INC
COM
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COM
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COM
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ENERPLUS CORP
COM
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COM
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EPIPHANY TECHNOLOGY ACQUISIT
COM CL A
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EVERGY INC
COM
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EVERSOURCE ENERGY
COM
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EXELON CORP
COM
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EXXON MOBIL CORP
COM
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FS KKR CAP CORP
COM
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FACEBOOK INC
CL A
30303M102
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COM SHS
33734E103
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150
FST TR NEW OPPORT MLP & ENE
COM
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FISERV INC
COM
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COM
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COM REP LTD LIAB
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FREEPORT-MCMORAN INC
CL B
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COM
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COM
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UNIT LTD PARTN
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COM
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SPONSORED ADR
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NASDAQ 100 COVER
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LITHIUM BTRY ETF
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COM
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COM
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CL A NEW
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COM
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COM
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COM NEW
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM NEW
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S&P500 EQL ENR
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CORE US AGGBD ET
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S&P 500 VAL ETF
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RUS 2000 VAL ETF
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RUSSELL 2000 ETF
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IBOXX HI YD ETF
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ISHARES
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ESG AWR MSCI USA
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM SR A
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COM C SIRIUSXM
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COM
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COM
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COM
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COM
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COM
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COM
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COM NON VTG
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COM
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COM
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COM
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COM
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CL A
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COM NEW
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COM
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CL A
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COM
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0
10996
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
13
945
SH
SOLE
0
0
945
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
69
1260
SH
SOLE
0
0
1260
NISOURCE INC
COM
65473P105
74
3010
SH
SOLE
0
0
3010
NOKIA CORP
SPONSORED ADR
654902204
4
785
SH
SOLE
0
0
785
NORDSTROM INC
COM
655664100
0
4
SH
SOLE
0
0
4
NORTHWEST BANCSHARES INC MD
COM
667340103
7
500
SH
SOLE
0
0
500
NUCOR CORP
COM
670346105
309
3223
SH
SOLE
0
0
3223
NVIDIA CORPORATION
COM
67066G104
2
3
SH
SOLE
0
0
3
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
62
3895
SH
SOLE
0
0
3895
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
35
2447
SH
SOLE
0
0
2447
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
35
1945
SH
SOLE
0
0
1945
NUVEEN MUN VALUE FD INC
COM
670928100
1
52
SH
SOLE
0
0
52
OSI ETF TR
OSHARES US QUALT
67110P407
81
1930
SH
SOLE
0
0
1930
OAKTREE SPECIALTY LENDING CO
COM
67401P108
57
8513
SH
SOLE
0
0
8513
OCCIDENTAL PETE CORP
COM
674599105
11
362
SH
SOLE
0
0
362
ORACLE CORP
COM
68389X105
32
410
SH
SOLE
0
0
410
ORGANIGRAM HLDGS INC
COM
68620P101
5
1855
SH
SOLE
0
0
1855
OTTER TAIL CORP
COM
689648103
219
4482
SH
SOLE
0
0
4482
PAN AMERN SILVER CORP
COM
697900108
3
100
SH
SOLE
0
0
100
PEPSICO INC
COM
713448108
65
442
SH
SOLE
0
0
442
PFIZER INC
COM
717081103
11
288
SH
SOLE
0
0
288
PHILIP MORRIS INTL INC
COM
718172109
22
225
SH
SOLE
0
0
225
PHILLIPS 66
COM
718546104
2
19
SH
SOLE
0
0
19
PHYSICIANS RLTY TR
COM
71943U104
29
1585
SH
SOLE
0
0
1585
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
21
1162
SH
SOLE
0
0
1162
PIMCO HIGH INCOME FD
COM SHS
722014107
12
1805
SH
SOLE
0
0
1805
PIMCO CORPORATE & INCOME OPP
COM
72201B101
105
5299
SH
SOLE
0
0
5299
POLARITYTE INC
COM
731094108
4
4000
SH
SOLE
0
0
4000
PRECISION BIOSCIENCES INC
COM
74019P108
11
840
SH
SOLE
0
0
840
PREFERRED APT CMNTYS INC
COM
74039L103
2
200
SH
SOLE
0
0
200
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
262
4148
SH
SOLE
0
0
4148
PROCTER AND GAMBLE CO
COM
742718109
61
452
SH
SOLE
0
0
452
PROCURE ETF TRUST II
SPACE ETF
74280R205
1
23
SH
SOLE
0
0
23
PROSHARES TR II
ULTA BLMBG 2017
74347Y888
2
22
SH
SOLE
0
0
22
PROSPECT CAP CORP
COM
74348T102
84
10000
SH
SOLE
0
0
10000
PRUDENTIAL FINL INC
COM
744320102
10
102
SH
SOLE
0
0
102
QUALCOMM INC
COM
747525103
159
1115
SH
SOLE
0
0
1115
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
8
99
SH
SOLE
0
0
99
REALTY INCOME CORP
COM
756109104
146
2185
SH
SOLE
0
0
2185
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
68
1094
SH
SOLE
0
0
1094
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
25
1409
SH
SOLE
0
0
1409
RETAIL VALUE INC
COM
76133Q102
0
1
SH
SOLE
0
0
1
ROKU INC
COM CL A
77543R102
69
150
SH
SOLE
0
0
150
ROYAL BK CDA
COM
780087102
51
500
SH
SOLE
0
0
500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38
88
SH
SOLE
0
0
88
SPDR GOLD TR
GOLD SHS
78463V107
7
40
SH
SOLE
0
0
40
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
2
41
SH
SOLE
0
0
41
SPDR SER TR
S&P 600 SMCP GRW
78464A201
49
907
SH
SOLE
0
0
907
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
72
1186
SH
SOLE
0
0
1186
SPDR SER TR
PORTFOLI S&P1500
78464A805
5
87
SH
SOLE
0
0
87
SPDR SER TR
S&P 400 MDCP GRW
78464A821
51
946
SH
SOLE
0
0
946
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
87
253
SH
SOLE
0
0
253
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
15751
32078
SH
SOLE
0
0
32078
SPDR SER TR
SPDR BLOOMBERG
78468R663
448
4899
SH
SOLE
0
0
4899
SABRA HEALTH CARE REIT INC
COM
78573L106
3
139
SH
SOLE
0
0
139
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
19
185
SH
SOLE
0
0
185
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
0
11
SH
SOLE
0
0
11
SELECT SECTOR SPDR TR
ENERGY
81369Y506
15
271
SH
SOLE
0
0
271
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2
32
SH
SOLE
0
0
32
SIRIUS XM HOLDINGS INC
COM
82968B103
5
809
SH
SOLE
0
0
809
SITE CTRS CORP
COM
82981J109
0
15
SH
SOLE
0
0
15
SKYWORKS SOLUTIONS INC
COM
83088M102
5
27
SH
SOLE
0
0
27
SOUTHWEST AIRLS CO
COM
844741108
10
185
SH
SOLE
0
0
185
SPIRIT AIRLS INC
COM
848577102
36
1170
SH
SOLE
0
0
1170
STARWOOD PPTY TR INC
COM
85571B105
30
1130
SH
SOLE
0
0
1130
STATE STR CORP
COM
857477103
8
100
SH
SOLE
0
0
100
STONEMOR INC
COM
86184W106
0
110
SH
SOLE
0
0
110
STONEX GROUP INC
COM
861896108
4
61
SH
SOLE
0
0
61
STURM RUGER & CO INC
COM
864159108
2
26
SH
SOLE
0
0
26
SUN LIFE FINANCIAL INC.
COM
866796105
76
1478
SH
SOLE
0
0
1478
TFS FINL CORP
COM
87240R107
8
400
SH
SOLE
0
0
400
TAPESTRY INC
COM
876030107
328
7540
SH
SOLE
0
0
7540
TARGET CORP
COM
87612E106
20
84
SH
SOLE
0
0
84
TARGA RES CORP
COM
87612G101
11
253
SH
SOLE
0
0
253
TESLA INC
COM
88160R101
196
289
SH
SOLE
0
0
289
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
2
200
SH
SOLE
0
0
200
THERMO FISHER SCIENTIFIC INC
COM
883556102
77
152
SH
SOLE
0
0
152
TILRAY INC
COM CL 2
88688T100
57
3140
SH
SOLE
0
0
3140
TORTOISE ENERGY INFRA CORP
COM
89147L886
7
250
SH
SOLE
0
0
250
TWITTER INC
COM
90184L102
3
50
SH
SOLE
0
0
50
II-VI INC
COM
902104108
4
50
SH
SOLE
0
0
50
TYSON FOODS INC
CL A
902494103
516
6994
SH
SOLE
0
0
6994
US BANCORP DEL
COM NEW
902973304
15
256
SH
SOLE
0
0
256
U S CONCRETE INC
COM
90333L201
1
8
SH
SOLE
0
0
8
UNION PAC CORP
COM
907818108
86
393
SH
SOLE
0
0
393
UNITED PARCEL SERVICE INC
CL B
911312106
28
136
SH
SOLE
0
0
136
UNITED STS OIL FD LP
UNITS
91232N207
6
126
SH
SOLE
0
0
126
UNITED STATES STL CORP NEW
COM
912909108
12
514
SH
SOLE
0
0
514
UNITEDHEALTH GROUP INC
COM
91324P102
22
56
SH
SOLE
0
0
56
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
77
1217
SH
SOLE
0
0
1217
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
1
14
SH
SOLE
0
0
14
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
1
21
SH
SOLE
0
0
21
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
5
85
SH
SOLE
0
0
85
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10
175
SH
SOLE
0
0
175
VENTAS INC
COM
92276F100
31
534
SH
SOLE
0
0
534
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
87
1568
SH
SOLE
0
0
1568
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
5
33
SH
SOLE
0
0
33
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4
21
SH
SOLE
0
0
21
VANGUARD INDEX FDS
VALUE ETF
922908744
4
30
SH
SOLE
0
0
30
VERIZON COMMUNICATIONS INC
COM
92343V104
153
2724
SH
SOLE
0
0
2724
VERMILION ENERGY INC
COM
923725105
9
1024
SH
SOLE
0
0
1024
VIATRIS INC
COM
92556V106
0
32
SH
SOLE
0
0
32
WEC ENERGY GROUP INC
COM
92939U106
233
2617
SH
SOLE
0
0
2617
WABTEC
COM
929740108
4
45
SH
SOLE
0
0
45
WALMART INC
COM
931142103
697
4942
SH
SOLE
0
0
4942
WALGREENS BOOTS ALLIANCE INC
COM
931427108
35
662
SH
SOLE
0
0
662
WELLS FARGO CO NEW
COM
949746101
58
1285
SH
SOLE
0
0
1285
WESTERN UN CO
COM
959802109
5
200
SH
SOLE
0
0
200
WEYERHAEUSER CO MTN BE
COM NEW
962166104
86
2500
SH
SOLE
0
0
2500
WHIRLPOOL CORP
COM
963320106
11
50
SH
SOLE
0
0
50
WHITING PETE CORP NEW
COM NEW
966387508
0
2
SH
SOLE
0
0
2
WILLIAMS COS INC
COM
969457100
3
97
SH
SOLE
0
0
97
XCEL ENERGY INC
COM
98389B100
369
5600
SH
SOLE
0
0
5600
LAZARD LTD
SHS A
G54050102
16
343
SH
SOLE
0
0
343
APTIV PLC
SHS
G6095L109
3
200
SH
SOLE
0
0
200
NOBLE CORP NEW
SHS
G6610J209
0
19
SH
SOLE
0
0
19
PROSPECTOR CAPITAL CORP
CL A
G7273A105
4
450
SH
SOLE
0
0
450
SFL CORPORATION LTD
SHS
G7738W106
5
600
SH
SOLE
0
0
600
TRANSOCEAN LTD
REG SHS
H8817H100
0
35
SH
SOLE
0
0
35
CASTOR MARITIME INC
SHS NEW
Y1146L125
1
300
SH
SOLE
0
0
300