Compliance Consultant

0001731731-23-000002.txt : 20230509 0001731731-23-000002.hdr.sgml : 20230509 20230509163253 ACCESSION NUMBER: 0001731731-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWS Partners CENTRAL INDEX KEY: 0001731731 IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18639 FILM NUMBER: 23902693 BUSINESS ADDRESS: STREET 1: 985 NORTH HIGH STREET STREET 2: SUITE 220 CITY: COLUMBUS STATE: OH ZIP: 43201 BUSINESS PHONE: 614-670-5733 MAIL ADDRESS: STREET 1: 985 NORTH HIGH STREET STREET 2: SUITE 220 CITY: COLUMBUS STATE: OH ZIP: 43201 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001731731 XXXXXXXX 03-31-2023 03-31-2023 SWS Partners

985 NORTH HIGH STREET SUITE 220 COLUMBUS OH 43201

13F HOLDINGS REPORT 028-18639 000281838 801-107254 N Sarah Schmidt Compliance Consultant 5135621671 Sarah Schmidt Covington KY 05-09-2023 0 117 268624942 false INFORMATION TABLE 2 sws.xml iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 16392030 39876 SH SOLE 0 0 39876 Schwab International Equity ETF INTL EQTY ETF 808524805 15927502 457687 SH SOLE 0 0 457687 Schwab US Large Cap ETF US LRG CAP ETF 808524201 9632503 199142 SH SOLE 0 0 199142 Schwab Intermediate Term US TRS ETF INT-TRM U.S TRES 808524854 7968714 158015 SH SOLE 0 0 158015 SPDR S&P 500 High Dividend ETF PRTFLO S&P500 HI 78468R788 7171982 188736 SH SOLE 0 0 188736 iShares Core S&P Mid Cap ETF CORE S&P MCP ETF 464287507 6715365 26844 SH SOLE 0 0 26844 Natera, Inc COM 632307104 4457035 80278 SH SOLE 0 0 80278 iShares Core S&P Small Cap ETF CORE S&P SCP ETF 464287804 4395981 45460 SH SOLE 0 0 45460 Vanguard Mortgage Backed Sec ETF MTG-BKD SECS ETF 92206C771 3892024 83610 SH SOLE 0 0 83610 Ambarella Inc SHS G037AX101 3735592 48251 SH SOLE 0 0 48251 iShares National Muni Bond ETF NATIONAL MUN ETF 464288414 3673326 34094 SH SOLE 0 0 34094 Purecycle Technologies Inc COM 74623V103 3637690 519670 SH SOLE 0 0 519670 Tapestry Inc COM 876030107 3453742 80115 SH SOLE 0 0 80115 Alphabet Inc. Class A CAP STK CL A 02079K305 3405663 32832 SH SOLE 0 0 32832 Accenture PLC Class A SHS CLASS A G1151C101 3356267 11743 SH SOLE 0 0 11743 Uber Technologies Inc COM 90353T100 3239645 102197 SH SOLE 0 0 102197 JPMorgan Chase COM 46625H100 3209774 24632 SH SOLE 0 0 24632 UnitedHealth Group COM 91324P102 3191916 6754 SH SOLE 0 0 6754 SPDR Intrmdt TRM Crprate BND ETF PORTFOLIO INTRMD 78464A375 3150375 96964 SH SOLE 0 0 96964 SPDR Nuveen BLMBRG Barclays Mun BD ETF NUVEEN BLMBRG MU 78468R721 3025692 64624 SH SOLE 0 0 64624 Marathon Petroleum Corp COM 56585A102 3022510 22417 SH SOLE 0 0 22417 iShares Core MSCI Totl Intl STCK ETF CORE MSCI TOTAL 46432F834 2990628 48275 SH SOLE 0 0 48275 Phillips 66 COM 718546104 2976872 29364 SH SOLE 0 0 29364 BlackRock Inc COM 09247X101 2894561 4326 SH SOLE 0 0 4326 Cloudflare Inc Class A CL A COM 18915M107 2821438 45758 SH SOLE 0 0 45758 Amazon Com Inc COM 023135106 2808809 27193 SH SOLE 0 0 27193 MetLife, Inc. COM 59156R108 2802629 48371 SH SOLE 0 0 48371 Abbvie Inc COM 00287Y109 2747022 17237 SH SOLE 0 0 17237 Fidelity Natl Finl FNF GROUP COM 31620R303 2746073 78616 SH SOLE 0 0 78616 Intel COM 458140100 2663769 81536 SH SOLE 0 0 81536 Lyondellbasell Inds F Class A SHS - A - N53745100 2646795 28190 SH SOLE 0 0 28190 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 2612075 24759 SH SOLE 0 0 24759 United Parcel SRVC Class B CL B 911312106 2608006 13444 SH SOLE 0 0 13444 Wells Fargo & Co COM 949746101 2546268 68118 SH SOLE 0 0 68118 Westrock Co COM 96145D105 2506915 82275 SH SOLE 0 0 82275 Pfizer COM 717081103 2477839 60731 SH SOLE 0 0 60731 Twilio Inc Class A CL A 90138F102 2466643 37020 SH SOLE 0 0 37020 Charles Schwab US REIT ETF US REIT ETF 808524847 2461031 126207 SH SOLE 0 0 126207 Energy Select Sector SPDR ETF ENERGY 81369Y506 2436786 29419 SH SOLE 0 0 29419 Eaton Corp PLC F SHS G29183103 2433542 14203 SH SOLE 0 0 14203 Abbott Laboratories COM 002824100 2420752 23906 SH SOLE 0 0 23906 Snowflake Inc Class A CL A 833445109 2419576 15682 SH SOLE 0 0 15682 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 2375582 58802 SH SOLE 0 0 58802 XTRCKR MSCI EAFE HG DV YLD Eq ETF XTRACK MSCI EAFE 233051630 2364587 101528 SH SOLE 0 0 101528 Merck & Co Inc COM 58933Y105 2364183 22059 SH SOLE 0 0 22059 Invesco Preferred ETF PFD ETF 46138E511 2349176 204632 SH SOLE 0 0 204632 Genuine Parts Co COM 372460105 2339333 13906 SH SOLE 0 0 13906 iShares Broad Usd HG YLD CRP BND ETF BROAD USD HIGH 46435U853 2326937 65455 SH SOLE 0 0 65455 Corning Inc COM 219350105 2292929 64992 SH SOLE 0 0 64992 Cognizant Tech Solu Class A CL A 192446102 2282123 37455 SH SOLE 0 0 37455 iShares Intermedt Term Corp Bond ETF ISHS 5-10YR INVT 464288638 2266208 44193 SH SOLE 0 0 44193 Duke Energy Corp COM NEW 26441C204 2255133 23377 SH SOLE 0 0 23377 Dominion Energy Inc COM 25746U109 2242969 40117 SH SOLE 0 0 40117 MP Materials Corp Class A COM CL A 553368101 2224755 78920 SH SOLE 0 0 78920 Pinterest Inc Class A CL A 72352L106 2151385 78892 SH SOLE 0 0 78892 Paypal Holdings, Inc COM 70450Y103 2119030 27904 SH SOLE 0 0 27904 Meta Platforms Inc Class A CL A 30303M102 2066839 9752 SH SOLE 0 0 9752 New Relic Inc COM 64829B100 1957013 25993 SH SOLE 0 0 25993 Coca-Cola COM 191216100 1944911 31109 SH SOLE 0 0 31109 Kimberly-Clark Corp COM 494368103 1890753 13967 SH SOLE 0 0 13967 Interpublic GRP Cos COM 460690100 1867501 50148 SH SOLE 0 0 50148 Mondelez Intl Class A CL A 609207105 1860808 26543 SH SOLE 0 0 26543 Comcast Corporation Class A CL A 20030N101 1832970 48351 SH SOLE 0 0 48351 Marvell Technology Inc COM 573874104 1814963 41916 SH SOLE 0 0 41916 Lamar Advertising REIT CL A 512816109 1803262 18052 SH SOLE 0 0 18052 Cisco Systems COM 17275R102 1800172 34437 SH SOLE 0 0 34437 RH COM 74967X103 1797399 7380 SH SOLE 0 0 7380 American Tower Corp REIT COM 03027X100 1796156 8790 SH SOLE 0 0 8790 Vertex Pharmaceutica COM 92532F100 1779515 5648 SH SOLE 0 0 5648 Vail Resorts Inc COM 91879Q109 1683037 7138 SH SOLE 0 0 7138 Service Now Inc COM 81762P102 1647432 3545 SH SOLE 0 0 3545 Constellation Brand Class A CL A 21036P108 1600802 7087 SH SOLE 0 0 7087 Shopify Inc Class A CL A 82509L107 1585040 33063 SH SOLE 0 0 33063 Arista Networks Inc COM 040413106 1561602 9303 SH SOLE 0 0 9303 Lennox International COM 526107107 1507949 5976 SH SOLE 0 0 5976 Nvidia Corp COM 67066G104 1485179 5347 SH SOLE 0 0 5347 Netflix Inc COM 64110L106 1436160 4157 SH SOLE 0 0 4157 Visteon Corp COM NEW 92839U206 1434681 9148 SH SOLE 0 0 9148 Vanguard Intermediate-Term Government Bond ETF INTER TERM TREAS 92206C706 1336448 22289 SH SOLE 0 0 22289 Charles Schwab US MC ETF US MID-CAP ETF 808524508 1284458 18931 SH SOLE 0 0 18931 Applied Materials COM 038222105 1266009 10307 SH SOLE 0 0 10307 Etsy Inc COM 29786A106 1212940 10895 SH SOLE 0 0 10895 Vanguard Internatnl HGH DIV YLD ETF INTL HIGH ETF 921946794 1170421 18893 SH SOLE 0 0 18893 Atlassian Corp Class A CL A 049468101 1108497 6476 SH SOLE 0 0 6476 SPDR Wells Fargo Preferred Stock ETF ICE PFD SEC ETF 78464A292 1098131 32336 SH SOLE 0 0 32336 Berkshire Hathaway Class B CL B NEW 084670702 1087488 3522 SH SOLE 0 0 3522 Apple COM 037833100 1085983 6586 SH SOLE 0 0 6586 Guardant Health Inc COM 40131M109 1042892 44492 SH SOLE 0 0 44492 Workday Inc Class A CL A 98138H101 991805 4802 SH SOLE 0 0 4802 Ciena Corp COM NEW 171779309 943784 17970 SH SOLE 0 0 17970 Intuitive Surgical COM NEW 46120E602 883468 3458 SH SOLE 0 0 3458 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 834829 11411 SH SOLE 0 0 11411 Block Inc Class A CL A 852234103 815768 11883 SH SOLE 0 0 11883 Match Group, Inc COM 57667L107 810029 21100 SH SOLE 0 0 21100 Microsoft COM 594918104 772486 2679 SH SOLE 0 0 2679 Global X MLP ETF GLBL X MLP ETF 37954Y343 688605 16553 SH SOLE 0 0 16553 Schwab US Small Cap ETF US SML CAP ETF 808524607 680802 16237 SH SOLE 0 0 16237 Vanguard REIT ETF REAL ESTATE ETF 922908553 641468 7725 SH SOLE 0 0 7725 Vaneck Vectors Semiconductor ETF SEMICONDUCTR ETF 92189F676 617806 2347 SH SOLE 0 0 2347 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 576495 23511 SH SOLE 0 0 23511 American Homes 4 Rent Class A CL A 02665T306 557011 17711 SH SOLE 0 0 17711 iShares MBS ETF MBS ETF 464288588 539203 5692 SH SOLE 0 0 5692 Illinois Tool Works COM 452308109 489600 2000 SH SOLE 0 0 2000 iShares iBoxx High Yield Bond ETF IBOXX HI YD ETF 464288513 381533 5050 SH SOLE 0 0 5050 Energy Transfer, LP COM UT LTD PTN 29273V100 368170 29524 SH SOLE 0 0 29524 iShares U.S. Preferred Stock ETF PFD AND INCM SEC 464288687 364025 11660 SH SOLE 0 0 11660 ExxonMobil COM 30231G102 352415 3214 SH SOLE 0 0 3214 iShares International Sel DIV ETF INTL SEL DIV ETF 464288448 336368 12236 SH SOLE 0 0 12236 Tesla Inc COM 88160R101 315754 1522 SH SOLE 0 0 1522 iShares iBoxx Invt Grade Bond ETF IBOXX INV CP ETF 464287242 264927 2417 SH SOLE 0 0 2417 iShares Esg MSCI USA Leaders ETF IV ESG MSCI LEADR 46435U218 236958 3325 SH SOLE 0 0 3325 Invesco FTSE Rafi US 1500 Small-Mid ETF FTSE RAFI 1500 46137V597 228542 1389 SH SOLE 0 0 1389 iShares Esg Aware MSCI USA ETF ESG AWARE MSCI 46435U663 226073 6651 SH SOLE 0 0 6651 Marinemax Inc COM 567908108 221404 7701 SH SOLE 0 0 7701 iShares International TRSRY BND ETF INTL TREA BD ETF 464288117 219627 5462 SH SOLE 0 0 5462 Akili Inc COMMON STOCK 00974B107 181581 113488 SH SOLE 0 0 113488 Vertex Energy Inc COM 92534K107 139308 14100 SH SOLE 0 0 14100