0000899243-20-008926.txt : 20200318
0000899243-20-008926.hdr.sgml : 20200318
20200318181536
ACCESSION NUMBER: 0000899243-20-008926
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190911
FILED AS OF DATE: 20200318
DATE AS OF CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK VISION FUND (AIV M2) L.P.
CENTRAL INDEX KEY: 0001805808
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39035
FILM NUMBER: 20725850
BUSINESS ADDRESS:
STREET 1: 251 LITTLE FALLS DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
BUSINESS PHONE: 650.562.8211
MAIL ADDRESS:
STREET 1: 251 LITTLE FALLS DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SB INVESTMENT ADVISERS (UK) LTD
CENTRAL INDEX KEY: 0001731509
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39035
FILM NUMBER: 20725851
BUSINESS ADDRESS:
STREET 1: 69 GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 3JW
BUSINESS PHONE: 44 2076290431
MAIL ADDRESS:
STREET 1: 69 GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 3JW
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 10x Genomics, Inc.
CENTRAL INDEX KEY: 0001770787
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 455614458
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6230 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: (925) 401-7300
MAIL ADDRESS:
STREET 1: 6230 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: 10X Genomics, Inc.
DATE OF NAME CHANGE: 20190315
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-09-11
0
0001770787
10x Genomics, Inc.
TXG
0001805808
SOFTBANK VISION FUND (AIV M2) L.P.
251 LITTLE FALLS DRIVE
WILMINGTON
DE
19808
0
0
1
0
0001731509
SB INVESTMENT ADVISERS (UK) LTD
69 GROSVENOR STREET
LONDON
X0
W1K 3JW
UNITED KINGDOM
0
0
1
0
Series C Convertible Preferred Stock
Class B Common Stock
2791300
I
See footnote
Series D Convertible Preferred Stock
Class B Common Stock
1044932
I
See footnote
The Series C Convertible Preferred Stock and Series D Convertible Preferred Stock (the "Convertible Preferred Stock") automatically converts into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. There is no expiration date for the Convertible Preferred Stock.
The Class B Common Stock is convertible at any time at the option of the holder into Class A Common Stock on a 1:1 basis and has no expiration date. Additionally, all outstanding shares of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions), and upon the occurrence of certain other events set forth in the Issuer's Amended and Restated Certificate of Incorporation.
Represents securities held directly by SoftBank Vision Fund (AIV M2) L.P. ("SVF"). SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SVF in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of SVF, SBIA UK is exclusively responsible for portfolio management and risk management. SBIA UK disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that any reporting person is the beneficial owner of such shares for purposes of the Securities Exchange Act of 1934 or for any other purpose.
/s/ Brian Wheeler, General Counsel of SB Investment Advisers (UK) Limited, manager of SoftBank Vision Fund (AIV M2) L.P.
2020-03-18
/s/ Brian Wheeler, General Counsel of SB Investment Advisers (UK) Limited
2020-03-18