0001209191-21-027599.txt : 20210420
0001209191-21-027599.hdr.sgml : 20210420
20210420173636
ACCESSION NUMBER: 0001209191-21-027599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210417
FILED AS OF DATE: 20210420
DATE AS OF CHANGE: 20210420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Brendan
CENTRAL INDEX KEY: 0001746070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 21838902
MAIL ADDRESS:
STREET 1: 1920 EASTLAKE AVENUE E.
CITY: SEATTLE
STATE: WA
ZIP: 98105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-17
0
0001731348
Tilray, Inc.
TLRY
0001746070
Kennedy Brendan
2701 EASTLAKE AVE E
3RD FLOOR
SEATTLE
WA
98102
1
1
0
0
President and CEO
Class 2 Common Stock
2021-04-17
4
M
0
37020
A
9903995
D
Class 2 Common Stock
2021-04-17
4
F
0
14568
D
9889427
D
Class 2 Common Stock
234940
I
By: Skyline & Mayfair LLC
Restricted Stock Units
2021-04-17
4
M
0
37020
0.00
D
Class 2 Common Stock
37020
73954
D
Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock.
Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.
The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC.
Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.
The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.
/s/ Julia Stark, Attorney-in-fact
2021-04-20