0001209191-21-019244.txt : 20210309 0001209191-21-019244.hdr.sgml : 20210309 20210309184912 ACCESSION NUMBER: 0001209191-21-019244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin Jon Edward CENTRAL INDEX KEY: 0001800868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 21727494 MAIL ADDRESS: STREET 1: 2701 EASTLAKE AVE E STREET 2: 3RD FLOOR CITY: SEATTLE STATE: WA ZIP: 98102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-05 0 0001731348 Tilray, Inc. TLRY 0001800868 Levin Jon Edward 2701 EASTLAKE AVE E 3RD FLOOR SEATTLE WA 98102 0 1 0 0 Chief Operating Officer Class 2 Common Stock 2021-03-05 4 A 0 33360 0.00 A 63116 D Class 2 Common Stock 2021-03-05 4 F 0 15830 0.00 D 47286 D Restricted Stock Units 2021-03-05 4 M 0 33360 0.00 A 2021-03-05 Class 2 Common Stock 33360 66640 D Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. /s/ Julia Stark, Attorney-in-fact 2021-03-09