0001209191-20-045290.txt : 20200805
0001209191-20-045290.hdr.sgml : 20200805
20200805190527
ACCESSION NUMBER: 0001209191-20-045290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200803
FILED AS OF DATE: 20200805
DATE AS OF CHANGE: 20200805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auerbach Michael
CENTRAL INDEX KEY: 0001746080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 201079192
MAIL ADDRESS:
STREET 1: 158 HESTER STREET
STREET 2: APT 7F
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-03
0
0001731348
Tilray, Inc.
TLRY
0001746080
Auerbach Michael
1100 MAUGHAN ROAD
NANAIMO
A1
V9X IJ2
BRITISH COLUMBIA, CANADA
1
0
0
0
Class 2 Common Stock
2020-08-03
4
M
0
3168
0.1913
A
398611
D
Class 2 Common Stock
2020-08-03
4
M
0
107290
1.2477
A
505901
D
Class 2 Common Stock
2020-08-03
4
M
0
21458
1.2477
A
527359
D
Class 2 Common Stock
2020-08-03
4
M
0
21458
2.5137
A
548817
D
Class 2 Common Stock
2020-08-03
4
M
0
5717
2.5137
A
554534
D
Class 2 Common Stock
2020-08-03
4
S
0
279608
7.2751
D
274926
D
Class 2 Common Stock
2020-08-03
4
S
0
75526
7.2746
D
0
I
By: M3 Daat, LLC
Class 2 Common Stock
456315
I
By: Murphy Ofutt Common LLC
Class 2 Common Stock
1166634
I
By: Murphy Ofutt LLC
Class 2 Common Stock
42028
I
By: M3 Ein Sof LLC
Stock Option (Right to Buy)
0.1913
2020-08-03
4
M
0
3168
0.00
D
2024-06-17
Class 2 Common Stock
3168
0
D
Stock Option (Right to Buy)
1.2477
2020-08-03
4
M
0
107290
0.00
D
2024-11-10
Class 2 Common Stock
107290
0
D
Stock Option (Right to Buy)
1.2477
2020-08-03
4
M
0
21458
0.00
D
2024-11-10
Class 2 Common Stock
21458
0
D
Stock Option (Right to Buy)
2.5137
2020-08-03
4
M
0
21458
0.00
D
2025-09-17
Class 2 Common Stock
21458
0
D
Stock Option (Right to Buy)
2.5137
2020-08-03
4
M
0
5717
0.00
D
2025-09-17
Class 2 Common
5717
101573
D
The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.
The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.
Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.
The shares subject to this option are fully vested.
/s/ Sandra Dennis, Attorney-in-fact
2020-08-05