0001209191-20-038329.txt : 20200622 0001209191-20-038329.hdr.sgml : 20200622 20200622200736 ACCESSION NUMBER: 0001209191-20-038329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200622 DATE AS OF CHANGE: 20200622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pucher Andrew CENTRAL INDEX KEY: 0001785193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 20980086 MAIL ADDRESS: STREET 1: 49 SPADINA AVENUE STREET 2: SUITE 200 CITY: TORONTO STATE: Z4 ZIP: M5V 2J1 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-18 0 0001731348 Tilray, Inc. TLRY 0001785193 Pucher Andrew 49 SPADINA AVENUE, SUITE 200 TORONTO A6 M4V 3E3 ONTARIO, CANADA 0 1 0 0 Chief Corporate Dev Officer Class 2 Common Stock 2020-06-18 4 M 0 7497 A 21449 D Class 2 Common Stock 2020-06-18 4 F 0 4009 0.00 D 17440 D Restricted Stock Units 2020-06-18 4 M 0 7497 0.00 D 2020-06-18 Class 2 Common Stock 7497 52479 D Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. /s/ Alan Hambelton, Attorney-in-fact 2020-06-22