0001209191-20-020557.txt : 20200320 0001209191-20-020557.hdr.sgml : 20200320 20200320213408 ACCESSION NUMBER: 0001209191-20-020557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200318 FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pucher Andrew CENTRAL INDEX KEY: 0001785193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 20733421 MAIL ADDRESS: STREET 1: 49 SPADINA AVENUE STREET 2: SUITE 200 CITY: TORONTO STATE: Z4 ZIP: M5V 2J1 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-18 0 0001731348 Tilray, Inc. TLRY 0001785193 Pucher Andrew 49 SPADINA AVENUE, SUITE 200 TORONTO A6 M4V 3E3 ONTARIO, CANADA 0 1 0 0 Chief Corporate Dev Officer Class 2 Common Stock 2020-03-18 4 M 0 30024 A 30024 D Class 2 Common Stock 2020-03-18 4 F 0 16072 2.47 D 13952 D Restricted Stock Units 2020-03-18 4 M 0 30024 0.00 D 2020-03-18 Class 2 Common Stock 30024 59976 D Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. The Form 3 filed on August 14, 2019 reported the Vesting Commencement Date of May 16 ,2019, which was amended to be March 18, 2019, the Reporting Person's hire date, (the "Vest Date"), such that the RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of the Vesting Date, and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. /s/ Sandra Dennis, Attorney-in-fact 2020-03-20