0001209191-19-046014.txt : 20190814
0001209191-19-046014.hdr.sgml : 20190814
20190814202952
ACCESSION NUMBER: 0001209191-19-046014
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190808
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pucher Andrew
CENTRAL INDEX KEY: 0001785193
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 191028219
MAIL ADDRESS:
STREET 1: 49 SPADINA AVENUE
STREET 2: SUITE 200
CITY: TORONTO
STATE: Z4
ZIP: M5V 2J1
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-08-08
0
0001731348
Tilray, Inc.
TLRY
0001785193
Pucher Andrew
49 SPADINA AVENUE, SUITE 200
TORONTO
A6
M4V 3E3
ONTARIO, CANADA
0
1
0
0
Chief Corporate Dev Officer
Restricted Stock Units
0.00
Class 2 Common Stock
90000
D
The restricted stock units (collectively, the "RSUs" and each individually, a "RSU") shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of May 16, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.
Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.
/s/ Alan Hambelton, Attorney-in-fact
2019-08-14
EX-24.3_868837
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents that the undersigned hereby constitutes and appoints
each of Brendan Kennedy and Mark Castaneda of Tilray, Inc. (the "Company") and
Alan Hambelton, Julia Stark, Shivani Agarwal and Sandra Dennis of Cooley LLP,
signing individually, as the undersigned's true and lawful attorneys-in fact and
agents to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities
Exchange Act of 1934, as amended (the "Exchange Act") or any rule or regulation
thereunder;
(2) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the SEC Forms 3, 4 and 5 (including amendments thereto and joint
filing agreements in connection therewith) with respect to the securities of the
Company in accordance with Section 16(a) of Exchange Act and the rules
thereunder;
(3) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to prepare and execute any such Form 3, 4 or 5
(including amendments thereto and joint filing agreements in connection
therewith) and file such Forms with the SEC and any stock exchange,
self-regulatory association or any other authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing that,in the opinion of such attorney-in-fact, may be of benefit to, in
the best interest of, or legally required of the undersigned, it being
understood that the documents executed by the attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as the attorney-in-fact may approve in the
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or substitutes, shall lawfully
do or cause to be done by virtue of this power of attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, and their substitutes, in serving in such capacity at the
request of the undersigned, are not assuming (nor is the Company assuming) any
of the undersigned's responsibilities to comply with Section 16 of the Exchange
Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the attorneys-in-fact. This Power of Attorney revokes any other
power of attorney that the undersigned has previously granted to representatives
of the Company and Cooley LLP.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date written below.
Dated: 8/9/2019
By:/s/ Andrew Pucher
Signature
Andrew Pucher
Printed Name