0001140361-21-016051.txt : 20210505
0001140361-21-016051.hdr.sgml : 20210505
20210505212859
ACCESSION NUMBER: 0001140361-21-016051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herhalt Johann Michael
CENTRAL INDEX KEY: 0001860556
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 21895454
MAIL ADDRESS:
STREET 1: C/O TILRAY, INC.
STREET 2: 745 FIFTH AVENUE, SUITE 1602
CITY: NEW YORK
STATE: NY
ZIP: 10151
FORMER NAME:
FORMER CONFORMED NAME: Herhalt Johan Michael
DATE OF NAME CHANGE: 20210504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
4
1
form4.xml
FORM 4
X0306
4
2021-04-30
0001731348
Tilray, Inc.
TLRY
0001860556
Herhalt Johann Michael
C/O TILRAY, INC.
745 FIFTH AVENUE, SUITE 1602
NEW YORK
NY
10151
true
Restricted Stock Units
2021-04-30
4
A
0
6225
0
A
Class 2 Common Stock
6225
6225
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
209
0
A
Class 2 Common Stock
209
209
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
486
0
A
Class 2 Common Stock
486
486
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
3485
0
A
Class 2 Common Stock
3485
3485
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
3709
0
A
Class 2 Common Stock
3709
3709
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
4947
0
A
Class 2 Common Stock
4947
4947
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
6274
0
A
Class 2 Common Stock
6274
6274
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
5329
0
A
Class 2 Common Stock
5329
5329
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
20750
0
A
Class 2 Common Stock
20750
20750
D
Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.
Subject to the Reporting Person's continuing service the Company, 50% of the restricted stock units vested on April 29, 2020 and the remaining 50% vested on April 29, 2021.
Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.
The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.
The restricted (deferred) stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.
/s/ Johann M Herhalt
2021-05-05