0001140361-21-016038.txt : 20210505
0001140361-21-016038.hdr.sgml : 20210505
20210505212035
ACCESSION NUMBER: 0001140361-21-016038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merton Carl A
CENTRAL INDEX KEY: 0001860546
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 21895425
MAIL ADDRESS:
STREET 1: C/O TILRAY, INC.
STREET 2: 745 FIFTH AVENUE, SUITE 1602
CITY: NEW YORK
STATE: NY
ZIP: 10151
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
4
1
form4.xml
FORM 4
X0306
4
2021-04-30
0001731348
Tilray, Inc.
TLRY
0001860546
Merton Carl A
C/O TILRAY, INC.
745 FIFTH AVENUE, SUITE 1602
NEW YORK
NY
10151
true
Chief Financial Officer
Employee Stock Option (Right to Buy)
14.2
2021-04-30
4
A
0
41500
0
A
2021-06-01
Class 2 Common Stock
41500
41500
D
Restricted Stock Units
2021-04-30
4
A
0
20750
0
A
Class 2 Common Stock
20750
20750
D
Restricted Stock Units
2021-04-30
4
A
0
23089
0
A
Class 2 Common Stock
23089
23089
D
Restricted Stock Units
2021-04-30
4
A
0
96628
0
A
Class 2 Common Stock
96628
96628
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
18260
0
A
Class 2 Common Stock
18260
18260
D
100% of the options are vested.
Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.
100% of the restricted stock units are vested.
Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.
Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.
Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.
The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.
/s/ Carl A Merton
2021-05-05