0001140361-21-016038.txt : 20210505 0001140361-21-016038.hdr.sgml : 20210505 20210505212035 ACCESSION NUMBER: 0001140361-21-016038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merton Carl A CENTRAL INDEX KEY: 0001860546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 21895425 MAIL ADDRESS: STREET 1: C/O TILRAY, INC. STREET 2: 745 FIFTH AVENUE, SUITE 1602 CITY: NEW YORK STATE: NY ZIP: 10151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 form4.xml FORM 4 X0306 4 2021-04-30 0001731348 Tilray, Inc. TLRY 0001860546 Merton Carl A C/O TILRAY, INC. 745 FIFTH AVENUE, SUITE 1602 NEW YORK NY 10151 true Chief Financial Officer Employee Stock Option (Right to Buy) 14.2 2021-04-30 4 A 0 41500 0 A 2021-06-01 Class 2 Common Stock 41500 41500 D Restricted Stock Units 2021-04-30 4 A 0 20750 0 A Class 2 Common Stock 20750 20750 D Restricted Stock Units 2021-04-30 4 A 0 23089 0 A Class 2 Common Stock 23089 23089 D Restricted Stock Units 2021-04-30 4 A 0 96628 0 A Class 2 Common Stock 96628 96628 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 18260 0 A Class 2 Common Stock 18260 18260 D 100% of the options are vested. Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. 100% of the restricted stock units are vested. Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021. Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022. Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock. The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held. /s/ Carl A Merton 2021-05-05