0001140361-21-016036.txt : 20210505 0001140361-21-016036.hdr.sgml : 20210505 20210505211941 ACCESSION NUMBER: 0001140361-21-016036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auerbach Michael CENTRAL INDEX KEY: 0001746080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 21895423 MAIL ADDRESS: STREET 1: 158 HESTER STREET STREET 2: APT 7F CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 form4.xml FORM 4 X0306 4 2021-04-30 true 0001731348 Tilray, Inc. TLRY 0001746080 Auerbach Michael C/O TILRAY, INC. 745 FIFTH AVENUE, SUITE 1602 NEW YORK NY 10151 true Class 2 Common Stock 2021-04-30 4 M 0 52622 A 333665 D Class 2 Common Stock 94090 I By: Murphy Ofutt LLC Class 2 Common Stock 36802 I By: Murphy Ofutt Common LLC Class 2 Common Stock 148568 I By: M3 Daat, LLC Class 2 Common Stock 42028 I By: M3 Ein Sof LLC Restricted Stock Units 2021-04-30 4 M 0 52622 0 D Class 2 Common Stock 52622 0 D Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC. The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC. RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021. /s/ Michael Auerbach 2021-05-05