0001140361-21-015809.txt : 20210504 0001140361-21-015809.hdr.sgml : 20210504 20210504215229 ACCESSION NUMBER: 0001140361-21-015809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Persofsky Renah CENTRAL INDEX KEY: 0001835209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 21890958 MAIL ADDRESS: STREET 1: 55 PRINCE ARTHUR AVENUE STREET 2: #604 CITY: TORONTO STATE: A6 ZIP: M5R 1B3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 form4.xml FORM 4 X0306 4 2021-04-30 0001731348 Tilray, Inc. TLRY 0001835209 Persofsky Renah C/O TILRAY, INC. 745 FIFTH AVENUE, SUITE 1602 NEW YORK NY 10151 true Employee Stock Option (Right to Buy) 8.32 2021-04-30 4 A 0 30710 0 A 2022-10-25 Class 2 Common Stock 30710 30710 D Restricted Stock Units 2021-04-30 4 A 0 664 0 A Class 2 Common Stock 664 664 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 6640 0 A Class 2 Common Stock 6640 6640 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 501 0 A Class 2 Common Stock 501 501 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 576 0 A Class 2 Common Stock 576 576 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 5810 0 A Class 2 Common Stock 5810 5810 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 390 0 A Class 2 Common Stock 390 390 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 631 0 A Class 2 Common Stock 631 631 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 486 0 A Class 2 Common Stock 486 486 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 3485 0 A Class 2 Common Stock 3485 3485 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 3709 0 A Class 2 Common Stock 3709 3709 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 4947 0 A Class 2 Common Stock 4947 4947 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 6274 0 A Class 2 Common Stock 6274 6274 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 5329 0 A Class 2 Common Stock 5329 5329 D Restricted (Deferred) Stock Units 2021-04-30 4 A 0 20750 0 A Class 2 Common Stock 20750 20750 D The options are 100% vested. Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on April 29, 2020 with the remaining 50% vesting on April 29, 2021. Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock. The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held. The restricted (deferred) stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held. /s/ Renah Persofsky 2021-05-04