0001140361-21-015809.txt : 20210504
0001140361-21-015809.hdr.sgml : 20210504
20210504215229
ACCESSION NUMBER: 0001140361-21-015809
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Persofsky Renah
CENTRAL INDEX KEY: 0001835209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 21890958
MAIL ADDRESS:
STREET 1: 55 PRINCE ARTHUR AVENUE
STREET 2: #604
CITY: TORONTO
STATE: A6
ZIP: M5R 1B3
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
4
1
form4.xml
FORM 4
X0306
4
2021-04-30
0001731348
Tilray, Inc.
TLRY
0001835209
Persofsky Renah
C/O TILRAY, INC.
745 FIFTH AVENUE, SUITE 1602
NEW YORK
NY
10151
true
Employee Stock Option (Right to Buy)
8.32
2021-04-30
4
A
0
30710
0
A
2022-10-25
Class 2 Common Stock
30710
30710
D
Restricted Stock Units
2021-04-30
4
A
0
664
0
A
Class 2 Common Stock
664
664
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
6640
0
A
Class 2 Common Stock
6640
6640
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
501
0
A
Class 2 Common Stock
501
501
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
576
0
A
Class 2 Common Stock
576
576
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
5810
0
A
Class 2 Common Stock
5810
5810
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
390
0
A
Class 2 Common Stock
390
390
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
631
0
A
Class 2 Common Stock
631
631
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
486
0
A
Class 2 Common Stock
486
486
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
3485
0
A
Class 2 Common Stock
3485
3485
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
3709
0
A
Class 2 Common Stock
3709
3709
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
4947
0
A
Class 2 Common Stock
4947
4947
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
6274
0
A
Class 2 Common Stock
6274
6274
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
5329
0
A
Class 2 Common Stock
5329
5329
D
Restricted (Deferred) Stock Units
2021-04-30
4
A
0
20750
0
A
Class 2 Common Stock
20750
20750
D
The options are 100% vested.
Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.
Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on April 29, 2020 with the remaining 50% vesting on April 29, 2021.
Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.
The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.
The restricted (deferred) stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.
/s/ Renah Persofsky
2021-05-04