0001179110-17-015828.txt : 20171222
0001179110-17-015828.hdr.sgml : 20171222
20171222075632
ACCESSION NUMBER: 0001179110-17-015828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171222
DATE AS OF CHANGE: 20171222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHBAUGH WILLIAM M
CENTRAL INDEX KEY: 0001182922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 171271231
MAIL ADDRESS:
STREET 1: 12900 PRESTON RD
STREET 2: STE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
edgar.xml
FORM 4 -
X0306
4
2017-11-10
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001182922
ASHBAUGH WILLIAM M
C/O CAPITAL SOUTHWEST CORPORATION
5400 LYNDON B. JOHNSON FWY, SUITE 1300
DALLAS
TX
75240
0
1
0
0
Sr. VP, Managing Director
Common Stock
2017-11-10
4
F
0
1049
16.99
D
43592
D
Common Stock
2017-11-15
4
F
0
524
16.95
D
48068
D
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on November 10, 2017.
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on November 15, 2017.
/s/ William M. Ashbaugh
2017-12-22