0001140361-16-058873.txt : 20160323
0001140361-16-058873.hdr.sgml : 20160323
20160323200019
ACCESSION NUMBER: 0001140361-16-058873
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160321
FILED AS OF DATE: 20160323
DATE AS OF CHANGE: 20160323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 9722338242
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHBAUGH WILLIAM M
CENTRAL INDEX KEY: 0001182922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 161525183
MAIL ADDRESS:
STREET 1: 12900 PRESTON RD
STREET 2: STE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
4
1
doc1.xml
FORM 4
X0306
4
2016-03-21
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001182922
ASHBAUGH WILLIAM M
C/O CAPITAL SOUTHWEST CORPORATION
5400 LYNDON B. JOHNSON FWY, SUITE 1300
DALLAS
TX
75240
0
1
0
0
Senior Vice President
Common Stock
2016-03-21
4
M
0
3983
7.36
A
37522
D
Common Stock
2016-03-21
4
M
0
1991
7.36
A
39513
D
Incentive Stock Option
7.36
2016-03-21
4
M
0
3983
0
D
2016-05-15
Common Stock
3983
0
D
Non-qualified Stock Option
7.36
2016-03-21
4
M
0
1991
0
D
2016-05-15
Common Stock
1991
0
D
100% of stock options are vested
/s/ William M. Ashbaugh
2016-03-23