0001140361-16-058873.txt : 20160323 0001140361-16-058873.hdr.sgml : 20160323 20160323200019 ACCESSION NUMBER: 0001140361-16-058873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160321 FILED AS OF DATE: 20160323 DATE AS OF CHANGE: 20160323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHBAUGH WILLIAM M CENTRAL INDEX KEY: 0001182922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 161525183 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 doc1.xml FORM 4 X0306 4 2016-03-21 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001182922 ASHBAUGH WILLIAM M C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B. JOHNSON FWY, SUITE 1300 DALLAS TX 75240 0 1 0 0 Senior Vice President Common Stock 2016-03-21 4 M 0 3983 7.36 A 37522 D Common Stock 2016-03-21 4 M 0 1991 7.36 A 39513 D Incentive Stock Option 7.36 2016-03-21 4 M 0 3983 0 D 2016-05-15 Common Stock 3983 0 D Non-qualified Stock Option 7.36 2016-03-21 4 M 0 1991 0 D 2016-05-15 Common Stock 1991 0 D 100% of stock options are vested /s/ William M. Ashbaugh 2016-03-23