0000017313-24-000041.txt : 20240611
0000017313-24-000041.hdr.sgml : 20240611
20240611160452
ACCESSION NUMBER: 0000017313-24-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240609
FILED AS OF DATE: 20240611
DATE AS OF CHANGE: 20240611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sarner Michael Scott
CENTRAL INDEX KEY: 0001648742
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 241035747
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
ORGANIZATION NAME:
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
wk-form4_1718136284.xml
FORM 4
X0508
4
2024-06-09
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001648742
Sarner Michael Scott
C/O CAPITAL SOUTHWEST CORPORATION
8333 DOUGLAS AVE, SUITE 1100
DALLAS
TX
75225
0
1
0
0
Chief Financial Officer
0
Common Stock
2024-06-09
4
F
0
4723
26.13
D
348033.704
D
Common Stock
2024-06-10
4
F
0
13607
26.13
D
334426.704
D
Common Stock
2024-06-10
4
A
0
75000
0
A
409426.704
D
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
/s/ Michael Scott Sarner
2024-06-11