0000017313-21-000087.txt : 20210610
0000017313-21-000087.hdr.sgml : 20210610
20210610211039
ACCESSION NUMBER: 0000017313-21-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210610
FILED AS OF DATE: 20210610
DATE AS OF CHANGE: 20210610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weinstein Joshua S.
CENTRAL INDEX KEY: 0001858765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 211009746
MAIL ADDRESS:
STREET 1: C/O CAPITAL SOUTHWEST CORPORATION
STREET 2: 5400 LYNDON B JOHNSON FREEWAY, SUITE 130
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
wf-form4_162337382173469.xml
FORM 4
X0306
4
2021-06-10
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001858765
Weinstein Joshua S.
C/O CAPITAL SOUTHWEST CORPORATION
5400 LYNDON B JOHNSON FWY STE 1300
DALLAS
TX
75240
0
1
0
0
Senior Managing Director
Common Stock
2021-06-10
4
A
0
33109
0
A
151894
D
Common Stock
2021-06-10
4
F
0
1965
27.65
D
149929
D
Common Stock
400
I
Held by the reporting person's daughter
Common Stock
650
I
Held by reporting person's son
Common Stock
500
I
Held by the reporting person's son
Shares issued under the Capital Southwest Corporation 2010 Restricted Stock Award Plan.
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
Joshua S. Weinstein
2021-06-10