0000017313-19-000107.txt : 20191118 0000017313-19-000107.hdr.sgml : 20191118 20191118161418 ACCESSION NUMBER: 0000017313-19-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIEHL BOWEN S CENTRAL INDEX KEY: 0001602998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 191227710 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 wf-form4_157411164215215.xml FORM 4 X0306 4 2019-11-15 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001602998 DIEHL BOWEN S C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B. JOHNSON FWY, SUITE 1300 DALLAS TX 75240 1 1 0 0 President and CEO Common Stock 2019-11-15 4 A 0 22500 0 A 141923 D Common Stock 241372 I By PHC Investments, LLC Represents a restricted stock award of 22,500 shares. PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse. /s/ Bowen S. Diehl 2019-11-18