The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CHINDATA GROUP HOLDING ADR REP 2 ORD | ADS | 16955F107 | 487 | 30,000 | SH | DFND | 0 | 30,000 | 0 | 0 | |
YOUDAO 1 ADR REP 1 CL A ORD | SPONSORED ADS | 98741T104 | 4,134 | 160,000 | SH | DFND | 0 | 160,000 | 0 | 0 | |
KE HOLDINGS ADR REP 3 CL A ORD | SPONSORED ADS | 482497104 | 96,441 | 1,573,257 | SH | DFND | 0 | 1,573,257 | 0 | 0 | |
IQIYI ADS REP 7 CL A ORD | SPONSORED ADS | 46267X108 | 3,942 | 174,600 | SH | DFND | 0 | 174,600 | 0 | 0 | |
AMERICAN WELL CL A ORD | CL A | 03044L105 | 148 | 5,000 | SH | DFND | 0 | 5,000 | 0 | 0 | |
PINDUODUO ADR REP 4 ORD | SPONSORED ADS | 722304102 | 2,843 | 38,345 | SH | DFND | 0 | 38,345 | 0 | 0 | |
SUMO LOGIC ORD | COM | 86646P103 | 76 | 3,500 | SH | DFND | 0 | 3,500 | 0 | 0 | |
STAAR SURGICAL ORD | COM | 852312305 | 56,860 | 1,005,298 | SH | DFND | 0 | 10,000 | 0 | 0 | |
VANECK VECTORS GOLD MINERS ETF | GOLD MINERS ETF | 92189F106 | 4,719 | 120,500 | SH | DFND | 0 | 120,500 | 0 | 0 | |
TESLA ORD | COM | 88160R101 | 317,300 | 739,610 | SH | DFND | 0 | 739,610 | 0 | 0 |