Chief Compliance Officer

0001104659-22-109665.txt : 20221018 0001104659-22-109665.hdr.sgml : 20221018 20221018152550 ACCESSION NUMBER: 0001104659-22-109665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221018 DATE AS OF CHANGE: 20221018 EFFECTIVENESS DATE: 20221018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Income Strategies, LLC CENTRAL INDEX KEY: 0001730960 IRS NUMBER: 471933889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18555 FILM NUMBER: 221315924 BUSINESS ADDRESS: STREET 1: 500 WEST CYPRESS CREEK ROAD STREET 2: SUITE 290 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 954-487-1860 MAIL ADDRESS: STREET 1: 500 WEST CYPRESS CREEK ROAD STREET 2: SUITE 290 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730960 XXXXXXXX 09-30-2022 09-30-2022 false Sound Income Strategies, LLC

500 West Cypress Creek Road Suite 290 Ft Lauderdale FL 33309

13F HOLDINGS REPORT 028-18555 N Charles Radlauer Chief Compliance Officer 954-487-1860 /s/ Charles Radlauer Ft Lauderdale FL 10-18-2022 0 962 687581 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 210 1903 SH SOLE 0 0 1903 ABB LTD SPONSORED ADR 000375204 1 32 SH SOLE 0 0 32 ABBOTT LABS COM 002824100 128 1318 SH SOLE 0 0 1318 ABBVIE INC COM 00287Y109 12545 93472 SH SOLE 0 0 93472 ABIOMED INC COM 003654100 0 1 SH SOLE 0 0 1 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9 35 SH SOLE 0 0 35 ACTIVISION BLIZZARD INC COM 00507V109 2 33 SH SOLE 0 0 33 ADAMS DIVERSIFIED EQUITY FD COM 006212104 9 615 SH SOLE 0 0 615 ADOBE SYSTEMS INCORPORATED COM 00724F101 35 128 SH SOLE 0 0 128 ADVANCED MICRO DEVICES INC COM 007903107 80 1267 SH SOLE 0 0 1267 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 41 909 SH SOLE 0 0 909 AECOM COM 00766T100 179 2620 SH SOLE 0 0 2620 AFLAC INC COM 001055102 138 2460 SH SOLE 0 0 2460 AGILENT TECHNOLOGIES INC COM 00846U101 9 76 SH SOLE 0 0 76 AGREE REALTY CORP COM 008492100 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181716 SH SOLE 0 0 181716 GROUP 1 AUTOMOTIVE INC COM 398905109 7 50 SH SOLE 0 0 50 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 1 40 SH SOLE 0 0 40 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 34 2150 SH SOLE 0 0 2150 HANCOCK JOHN PFD INCOME FD I COM 41013X106 3 200 SH SOLE 0 0 200 HANESBRANDS INC COM 410345102 5308 762610 SH SOLE 0 0 762610 HANNON ARMSTRONG SUST INFR C COM 41068X100 6 203 SH SOLE 0 0 203 HANOVER INS GROUP INC COM 410867105 90 706 SH SOLE 0 0 706 HARLEY DAVIDSON INC COM 412822108 10 280 SH SOLE 0 0 280 HARTFORD FINL SVCS GROUP INC COM 416515104 12 188 SH SOLE 0 0 188 HEALTHPEAK PROPERTIES INC COM 42250P103 9 404 SH SOLE 0 0 404 HELMERICH & PAYNE INC COM 423452101 8 217 SH SOLE 0 0 217 HERCULES CAPITAL INC COM 427096508 25546 2206047 SH SOLE 0 0 2206047 HERSHEY CO COM 427866108 1 3 SH SOLE 0 0 3 HESS CORP COM 42809H107 1 9 SH SOLE 0 0 9 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 4 382 SH SOLE 0 0 382 HIGHWOODS PPTYS INC COM 431284108 8 315 SH SOLE 0 0 315 HOME DEPOT INC COM 437076102 478 1733 SH SOLE 0 0 1733 HONEYWELL INTL INC COM 438516106 69 415 SH SOLE 0 0 415 HORIZON TECHNOLOGY FIN CORP COM 44045A102 1 50 SH SOLE 0 0 50 HORMEL FOODS CORP COM 440452100 4 90 SH SOLE 0 0 90 HP INC COM 40434L105 27 1086 SH SOLE 0 0 1086 HUAZHU GROUP LTD SPONSORED ADS 44332N106 1 20 SH SOLE 0 0 20 HUNTINGTON BANCSHARES INC COM 446150104 8 600 SH SOLE 0 0 600 ILLINOIS TOOL WKS INC COM 452308109 35 195 SH SOLE 0 0 195 INDEPENDENCE RLTY TR INC COM 45378A106 45 2711 SH SOLE 0 0 2711 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 2 297 SH SOLE 0 0 297 INGERSOLL RAND INC COM 45687V106 1 19 SH SOLE 0 0 19 INNOVATOR ETFS TR S&P 500 PWR 45782C656 59 2106 SH SOLE 0 0 2106 INNOVATOR ETFS TR S&P 500 PWR BU 45782C680 7 243 SH SOLE 0 0 243 INNOVATOR ETFS TR S&P 500 BUFFER 45782C581 6 220 SH SOLE 0 0 220 INNOVATORETFS TR NASDAQ 100 PWR 45782C466 26 768 SH SOLE 0 0 768 INTEL CORP COM 458140100 116 4493 SH SOLE 0 0 4493 INTERCONTINENTAL EXCHANGE IN COM 45866F104 4 49 SH SOLE 0 0 49 INTERNATIONAL BUSINESS MACHS COM 459200101 8678 73038 SH SOLE 0 0 73038 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2 25 SH SOLE 0 0 25 INTERNATIONAL PAPER CO COM 460146103 25 777 SH SOLE 0 0 777 INTERPUBLIC GROUP COS INC COM 460690100 2 86 SH SOLE 0 0 86 INTUIT COM 461202103 4 11 SH SOLE 0 0 11 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 183 11313 SH SOLE 0 0 11313 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 6 281 SH SOLE 0 0 281 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 5 109 SH SOLE 0 0 109 INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 46138E339 1 27 SH SOLE 0 0 27 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 6 294 SH SOLE 0 0 294 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 3091 260149 SH SOLE 0 0 260149 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 24372 1438721 SH SOLE 0 0 1438721 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 39 683 SH SOLE 0 0 683 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1 61 SH SOLE 0 0 61 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2 94 SH SOLE 0 0 94 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 0 19 SH SOLE 0 0 19 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 0 15 SH SOLE 0 0 15 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 1 57 SH SOLE 0 0 57 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 10 75 SH SOLE 0 0 75 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 3052 202928 SH SOLE 0 0 202928 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 898 29994 SH SOLE 0 0 29994 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 60 813 SH SOLE 0 0 813 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 33 239 SH SOLE 0 0 239 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 5 120 SH SOLE 0 0 120 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 9 508 SH SOLE 0 0 508 INVESCO LTD SHS G491BT108 7 505 SH SOLE 0 0 505 INVESCO QQQ TR UNIT SER 1 46090E103 183 684 SH SOLE 0 0 684 INVESCO QUALITY MUN INCOME T COM 46133G107 16 1785 SH SOLE 0 0 1785 IQVIA HLDGS INC COM 46266C105 2 10 SH SOLE 0 0 10 IRON MTN INC NEW COM 46284V101 40 899 SH SOLE 0 0 899 ISHARES INC EM MKTS DIV ETF 464286319 2 83 SH SOLE 0 0 83 ISHARES INC JP MRGN EM HI BD 464286285 27859 859059 SH SOLE 0 0 859059 ISHARES INC MSCI BRAZIL ETF 464286400 4 125 SH SOLE 0 0 125 ISHARES INC CORE MSCI EMKT 46434G103 115 2686 SH SOLE 0 0 2686 ISHARES INC MSCI EMERG MRKT 464286533 20 402 SH SOLE 0 0 402 ISHARES INC ESG AWR MSCI EM 46434G863 1 27 SH SOLE 0 0 27 ISHARES INC MSCI GLB SLV&MTL 464286327 1 129 SH SOLE 0 0 129 ISHARES SILVER TR ISHARES 46428Q109 51 2900 SH SOLE 0 0 2900 ISHARES TR TIPS BD ETF 464287176 6 58 SH SOLE 0 0 58 ISHARES TR IBOXX INV CP ETF 464287242 45 436 SH SOLE 0 0 436 ISHARES TR RUS 1000 VAL ETF 464287598 2 12 SH SOLE 0 0 12 ISHARES TR RUS 2000 VAL ETF 464287630 26 202 SH SOLE 0 0 202 ISHARES TR RUS 2000 GRW ETF 464287648 0 2 SH SOLE 0 0 2 ISHARES TR SELECT DIVID ETF 464287168 13 120 SH SOLE 0 0 120 ISHARES TR CORE S&P MCP ETF 464287507 2 9 SH SOLE 0 0 9 ISHARES TR CORE S&P SCP ETF 464287804 3 40 SH SOLE 0 0 40 ISHARES TR CORE S&P500 ETF 464287200 1201 3348 SH SOLE 0 0 3348 ISHARES TR 0-5 YR TIPS ETF 46429B747 1 6 SH SOLE 0 0 6 ISHARES TR CORE US AGGBD ET 464287226 270 2800 SH SOLE 0 0 2800 ISHARES TR JPMORGAN USD EMG 464288281 12 156 SH SOLE 0 0 156 ISHARES TR 3 7 YR TREAS BD 464288661 17 147 SH SOLE 0 0 147 ISHARES TR 1 3 YR TREAS BD 464287457 16 192 SH SOLE 0 0 192 ISHARES TR U.S. REAL ES ETF 464287739 5 65 SH SOLE 0 0 65 ISHARES TR IBOXX HI YD ETF 464288513 33 456 SH SOLE 0 0 456 ISHARES TR PFD AND INCM SEC 464288687 372 11731 SH SOLE 0 0 11731 ISHARES TR USD INV GRDE ETF 464288620 305 6344 SH SOLE 0 0 6344 ISHARES TR MSCI USA QLT FCT 46432F339 3 25 SH SOLE 0 0 25 ISHARES TR RUS TP200 VL ETF 464289420 346 6002 SH SOLE 0 0 6002 ISHARES TR RUS TP200 GR ETF 464289438 409 3424 SH SOLE 0 0 3424 ISHARES TR GLOBAL 100 ETF 464287572 2 34 SH SOLE 0 0 34 ISHARES TR MSCI USA MMENTM 46432F396 10 78 SH SOLE 0 0 78 ISHARES TR CORE S&P TTL STK 464287150 34 433 SH SOLE 0 0 433 ISHARES TR NORTH AMERN NAT 464287374 0 5 SH SOLE 0 0 5 ISHARES TR GLOBAL TECH ETF 464287291 12 285 SH SOLE 0 0 285 ISHARES TR MSCI ACWI EX US 464288240 1 13 SH SOLE 0 0 13 ISHARES TR CORE MSCI EURO 46434V738 1 15 SH SOLE 0 0 15 ISHARES TR US TREAS BD ETF 46429B267 11 483 SH SOLE 0 0 483 ISHARES TR SHORT TREAS BD 464288679 223 2032 SH SOLE 0 0 2032 ISHARES TR EAFE VALUE ETF 464288877 130 3370 SH SOLE 0 0 3370 ISHARES TR CORE MSCI EAFE 46432F842 25 466 SH SOLE 0 0 466 ISHARES TR CORE MSCI TOTAL 46432F834 1 29 SH SOLE 0 0 29 ISHARES TR U.S. CNSM SV ETF 464287580 0 5 SH SOLE 0 0 5 ISHARES TR EAFE GRWTH ETF 464288885 97 1337 SH SOLE 0 0 1337 ISHARES TR ISHS 5-10YR INVT 464288638 8 158 SH SOLE 0 0 158 ISHARES TR ISHS 1-5YR INVS 464288646 37 754 SH SOLE 0 0 754 ISHARES TR BROAD USD HIGH 46435U853 22 667 SH SOLE 0 0 667 ISHARES TR CORE DIV GRWTH 46434V621 11 243 SH SOLE 0 0 243 ISHARES TR NATIONAL MUN ETF 464288414 17 166 SH SOLE 0 0 166 ISHARES TR AGENCY BOND ETF 464288166 30 281 SH SOLE 0 0 281 ISHARES TR EAFE SML CP ETF 464288273 4 80 SH SOLE 0 0 80 ISHARES TR MSCI USA MIN VOL 46429B697 25 384 SH SOLE 0 0 384 ISHARES TR RUS MD CP GR ETF 464287481 123 1564 SH SOLE 0 0 1564 ISHARES TR INTRM GOV CR ETF 464288612 23 230 SH SOLE 0 0 230 ISHARES TR S&P 500 GRWT ETF 464287309 0 8 SH SOLE 0 0 8 ISHARES TR MSCI EAFE MIN VL 46429B689 29 515 SH SOLE 0 0 515 ISHARES TR MSCI EMG MKT ETF 464287234 11 304 SH SOLE 0 0 304 ISHARES TR SP SMCP600VL ETF 464287879 4 48 SH SOLE 0 0 48 ISHARES TR S&P SML 600 GWT 464287887 2 24 SH SOLE 0 0 24 ISHARES TR INTL SEL DIV ETF 464288448 0 15 SH SOLE 0 0 15 ISHARES TR CORE HIGH DV ETF 46429B663 4 39 SH SOLE 0 0 39 ISHARES TR CORE LT USDB ETF 464289479 48 951 SH SOLE 0 0 951 ISHARES TR CORE TOTAL USD 46434V613 80 1789 SH SOLE 0 0 1789 ISHARES TR RUS MDCP VAL ETF 464287473 263 2734 SH SOLE 0 0 2734 ISHARES TR BARCLAYS 7 10 YR 464287440 32 329 SH SOLE 0 0 329 ISHARES TR 10+ YR INVST GRD 464289511 330 6835 SH SOLE 0 0 6835 ISHARES TR 0-5YR HI YL CP 46434V407 41038 1027480 SH SOLE 0 0 1027480 ISHARES TR FALN ANGLS USD 46435G474 4427 185212 SH SOLE 0 0 185212 ISHARES TR 20 YR TR BD ETF 464287432 422 4117 SH SOLE 0 0 4117 ISHARES TR S&P MC 400GR ETF 464287606 20 312 SH SOLE 0 0 312 ISHARES TR RUSSELL 2000 ETF 464287655 1 6 SH SOLE 0 0 6 ISHARES TR NASDAQ BIOTECH 464287556 8 65 SH SOLE 0 0 65 ISHARES TR MBS ETF 464288588 3 29 SH SOLE 0 0 29 ISHARES TR GLOB HLTHCRE ETF 464287325 16 208 SH SOLE 0 0 208 ISHARES TR US TELECOM ETF 464287713 0 6 SH SOLE 0 0 6 ISHARES TR U.S. ENERGY ETF 464287796 1 16 SH SOLE 0 0 16 ISHARES TR MSCI AC ASIA ETF 464288182 6 100 SH SOLE 0 0 100 ISHARES TR MSCI USA VALUE 46432F388 0 5 SH SOLE 0 0 5 ISHARES TR CORE 1 5 YR USD 46432F859 13 276 SH SOLE 0 0 276 ISHARES TR CORE S&P US GWT 464287671 57 705 SH SOLE 0 0 705 ISHARES TR MRGSTR MD CP ETF 464288208 15 280 SH SOLE 0 0 280 ISHARES TR MRGSTR MD CP VAL 464288406 3 54 SH SOLE 0 0 54 ISHARES TR RESIDENTIAL MULT 464288562 427 5941 SH SOLE 0 0 5941 ISHARES TR ESG AWR MSCI USA 46435G425 4 53 SH SOLE 0 0 53 ISHARES TR BLACKROCK ULTRA 46434V878 6 129 SH SOLE 0 0 129 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 1 27 SH SOLE 0 0 27 J P MORGAN EXCHANGE-TRADED F BETBULD MSCI 46641Q738 38 479 SH SOLE 0 0 479 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 83 1658 SH SOLE 0 0 1658 JBG SMITH PPTYS COM 46590V100 1 27 SH SOLE 0 0 27 JOHNSON & JOHNSON COM 478160104 6408 39225 SH SOLE 0 0 39225 JOHNSON CTLS INTL PLC SHS G51502105 2 32 SH SOLE 0 0 32 JPMORGAN CHASE & CO COM 46625H100 457 4376 SH SOLE 0 0 4376 KAR AUCTION SVCS INC COM 48238T109 3 302 SH SOLE 0 0 302 KBR INC COM 48242W106 17 400 SH SOLE 0 0 400 KEYCORP COM 493267108 2 150 SH SOLE 0 0 150 KILROY RLTY CORP COM 49427F108 2 40 SH SOLE 0 0 40 KIMBERLY-CLARK CORP COM 494368103 65 579 SH SOLE 0 0 579 KIMCO RLTY CORP COM 49446R109 13 679 SH SOLE 0 0 679 KINDER MORGAN INC DEL COM 49456B101 56 3380 SH SOLE 0 0 3380 KITE RLTY GROUP TR COM NEW 49803T300 6 377 SH SOLE 0 0 377 KKR & CO INC COM 48251W104 42 980 SH SOLE 0 0 980 KLA CORP COM NEW 482480100 5 17 SH SOLE 0 0 17 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 0 7 SH SOLE 0 0 7 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 4 288 SH SOLE 0 0 288 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 1 44 SH SOLE 0 0 44 KONTOOR BRANDS INC COM 50050N103 1 16 SH SOLE 0 0 16 KRAFT HEINZ CO COM 500754106 4 130 SH SOLE 0 0 130 KROGER CO COM 501044101 9 197 SH SOLE 0 0 197 L3HARRIS TECHNOLOGIES INC COM 502431109 29 139 SH SOLE 0 0 139 LAM RESEARCH CORP COM 512807108 7 19 SH SOLE 0 0 19 LAMAR ADVERTISING CO NEW CL A 512816109 6 69 SH SOLE 0 0 69 LAMB WESTON HLDGS INC COM 513272104 6 76 SH SOLE 0 0 76 LAS VEGAS SANDS CORP COM 517834107 0 5 SH SOLE 0 0 5 LEGG MASON ETF INVT TR INT LW VTY HGH 52468L505 11 439 SH SOLE 0 0 439 LEGGETT & PLATT INC COM 524660107 1 33 SH SOLE 0 0 33 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 16 2935 SH SOLE 0 0 2935 LILLY ELI & CO COM 532457108 171 528 SH SOLE 0 0 528 LINDE PLC SHS G5494J103 50 186 SH SOLE 0 0 186 LITHIUM AMERS CORP NEW COM NEW 53680Q207 1 50 SH SOLE 0 0 50 LOCKHEED MARTIN CORP COM 539830109 198 513 SH SOLE 0 0 513 LOGITECH INTL S A SHS H50430232 0 5 SH SOLE 0 0 5 LOWES COS INC COM 548661107 23 125 SH SOLE 0 0 125 LPL FINL HLDGS INC COM 50212V100 2 7 SH SOLE 0 0 7 LTC PPTYS INC COM 502175102 7 180 SH SOLE 0 0 180 LULULEMON ATHLETICA INC COM 550021109 6 21 SH SOLE 0 0 21 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 1 200 SH SOLE 0 0 200 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 9836 130662 SH SOLE 0 0 130662 M & T BK CORP COM 55261F104 8947 50743 SH SOLE 0 0 50743 MACERICH CO COM 554382101 3 421 SH SOLE 0 0 421 MAGNA INTL INC COM 559222401 1 29 SH SOLE 0 0 29 MAIN STR CAP CORP COM 56035L104 12768 379560 SH SOLE 0 0 379560 MANULIFE FINL CORP COM 56501R106 2 150 SH SOLE 0 0 150 MARATHON OIL CORP COM 565849106 18 811 SH SOLE 0 0 811 MARATHON PETE CORP COM 56585A102 68 687 SH SOLE 0 0 687 MARRIOTT INTL INC NEW CL A 571903202 8 60 SH SOLE 0 0 60 MARSH & MCLENNAN COS INC COM 571748102 29 197 SH SOLE 0 0 197 MASCO CORP COM 574599106 6 138 SH SOLE 0 0 138 MASTERCARD INCORPORATED CL A 57636Q104 53 185 SH SOLE 0 0 185 MATTEL INC COM 577081102 2 130 SH SOLE 0 0 130 MAXAR TECHNOLOGIES INC COM 57778K105 1 49 SH SOLE 0 0 49 MCCORMICK & CO INC COM NON VTG 579780206 21 300 SH SOLE 0 0 300 MCDONALDS CORP COM 580135101 376 1628 SH SOLE 0 0 1628 MCKESSON CORP COM 58155Q103 20 59 SH SOLE 0 0 59 MEDICAL PPTYS TRUST INC COM 58463J304 3679 310174 SH SOLE 0 0 310174 MEDTRONIC PLC SHS G5960L103 35 437 SH SOLE 0 0 437 MERCK & CO. INC COM 58933Y105 390 4533 SH SOLE 0 0 4533 METLIFE INC COM 59156R108 11 179 SH SOLE 0 0 179 MFS MUN INCOME TR SH BEN INT 552738106 12 2500 SH SOLE 0 0 2500 MGM RESORTS INTERNATIONAL COM 552953101 6 200 SH SOLE 0 0 200 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 39 SH SOLE 0 0 39 MICROCHIP TECHNOLOGY INC. COM 595017104 0 4 SH SOLE 0 0 4 MICRON TECHNOLOGY INC COM 595112103 35 706 SH SOLE 0 0 706 MICROSOFT CORP COM 594918104 1904 8174 SH SOLE 0 0 8174 MID-AMER APT CMNTYS INC COM 59522J103 3 17 SH SOLE 0 0 17 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1 140 SH SOLE 0 0 140 MODERNA INC COM 60770K107 71 600 SH SOLE 0 0 600 MOELIS & CO CL A 60786M105 1 44 SH SOLE 0 0 44 MOLSON COORS BEVERAGE CO CL B 60871R209 2720 56674 SH SOLE 0 0 56674 MONDELEZ INTL INC CL A 609207105 51 927 SH SOLE 0 0 927 MONOLITHIC PWR SYS INC COM 609839105 1 2 SH SOLE 0 0 2 MONSTER BEVERAGE CORP NEW COM 61174X109 1 9 SH SOLE 0 0 9 MORGAN STANLEY COM NEW 617446448 63 795 SH SOLE 0 0 795 MOSAIC CO NEW COM 61945C103 2 40 SH SOLE 0 0 40 MPLX LP COM UNIT REP LTD 55336V100 72 2400 SH SOLE 0 0 2400 MSC INDL DIRECT INC CL A 553530106 3358 46122 SH SOLE 0 0 46122 MYRIAD GENETICS INC COM 62855J104 2 122 SH SOLE 0 0 122 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1 18 SH SOLE 0 0 18 NATIONAL HEALTH INVS INC COM 63633D104 11 202 SH SOLE 0 0 202 NATIONAL RETAIL PROPERTIES I COM 637417106 2 50 SH SOLE 0 0 50 NAVIDEA BIOPHARMACEUTICALS I COM NEW 63937X202 0 599 SH SOLE 0 0 599 NAVIENT CORPORATION COM 63938C108 1 85 SH SOLE 0 0 85 NCR CORP NEW COM 62886E108 1 36 SH SOLE 0 0 36 NEOGENOMICS INC COM NEW 64049M209 2 200 SH SOLE 0 0 200 NETFLIX INC COM 64110L106 1448 6149 SH SOLE 0 0 6149 NETSCOUT SYS INC COM 64115T104 12 398 SH SOLE 0 0 398 NEUBERGER BERMAN MLP & ENERG COM 64129H104 0 49 SH SOLE 0 0 49 NEW MTN FIN CORP COM 647551100 9 800 SH SOLE 0 0 800 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 2 250 SH SOLE 0 0 250 NEW YORK CITY REIT INC COM 649439205 1 312 SH SOLE 0 0 312 NEW YORK CMNTY BANCORP INC COM 649445103 6510 763152 SH SOLE 0 0 763152 NEW YORK MTG TR INC COM PAR $.02 649604501 2 1000 SH SOLE 0 0 1000 NEWELL BRANDS INC COM 651229106 3188 229484 SH SOLE 0 0 229484 NEWMONT CORP COM 651639106 0 9 SH SOLE 0 0 9 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 1 32 SH SOLE 0 0 32 NEXTERA ENERGY INC COM 65339F101 1443 18402 SH SOLE 0 0 18402 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 11 150 SH SOLE 0 0 150 NIKE INC CL B 654106103 49 585 SH SOLE 0 0 585 NIO INC SPON ADS 62914V106 5 300 SH SOLE 0 0 300 NISOURCE INC COM 65473P105 100 3969 SH SOLE 0 0 3969 NOKIA CORP SPONSORED ADR 654902204 15 3504 SH SOLE 0 0 3504 NORDIC AMERICAN TANKERS LIMI COM G65773106 0 134 SH SOLE 0 0 134 NORFOLK SOUTHN CORP COM 655844108 24 113 SH SOLE 0 0 113 NORTHERN LTS FD TR IV FRMLAFOLIOS TATL 66538H666 5 239 SH SOLE 0 0 239 NORTHERN LTS FD TR IV FRMLAFLIO TACT 66538H575 7 313 SH SOLE 0 0 313 NORTHROP GRUMMAN CORP COM 666807102 6 12 SH SOLE 0 0 12 NORTHWESTERN CORP COM NEW 668074305 3346 67903 SH SOLE 0 0 67903 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 27 2405 SH SOLE 0 0 2405 NOVANTA INC COM 67000B104 1 5 SH SOLE 0 0 5 NOVARTIS AG SPONSORED ADR 66987V109 1 10 SH SOLE 0 0 10 NOVAVAX INC COM NEW 670002401 1 50 SH SOLE 0 0 50 NOVO-NORDISK A S ADR 670100205 1 9 SH SOLE 0 0 9 NRG ENERGY INC COM NEW 629377508 4 106 SH SOLE 0 0 106 NUCOR CORP COM 670346105 25 233 SH SOLE 0 0 233 NUVEEN AMT FREE MUN CR INC F COM 67071L106 13 1133 SH SOLE 0 0 1133 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 5 451 SH SOLE 0 0 451 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 19 1851 SH SOLE 0 0 1851 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 27 3900 SH SOLE 0 0 3900 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 59 4765 SH SOLE 0 0 4765 NVIDIA CORPORATION COM 67066G104 127 1049 SH SOLE 0 0 1049 NXP SEMICONDUCTORS N V COM N6596X109 1 9 SH SOLE 0 0 9 OAKTREE SPECIALTY LENDING CO COM 67401P108 31 5187 SH SOLE 0 0 5187 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1 23 SH SOLE 0 0 23 OCCIDENTAL PETE CORP COM 674599105 48 787 SH SOLE 0 0 787 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 10 739 SH SOLE 0 0 739 OGE ENERGY CORP COM 670837103 1 39 SH SOLE 0 0 39 OKTA INC CL A 679295105 2 30 SH SOLE 0 0 30 OMEGA HEALTHCARE INVS INC COM 681936100 5286 179260 SH SOLE 0 0 179260 OMNICOM GROUP INC COM 681919106 10019 158810 SH SOLE 0 0 158810 ON SEMICONDUCTOR CORP COM 682189105 0 1 SH SOLE 0 0 1 ONE LIBERTY PPTYS INC COM 682406103 32 1538 SH SOLE 0 0 1538 ONEOK INC NEW COM 682680103 5056 98668 SH SOLE 0 0 98668 ORACLE CORP COM 68389X105 87 1419 SH SOLE 0 0 1419 OREILLY AUTOMOTIVE INC COM 67103H107 122 173 SH SOLE 0 0 173 ORGANON & CO COMMON STOCK 68622V106 9 386 SH SOLE 0 0 386 OSHKOSH CORP COM 688239201 0 4 SH SOLE 0 0 4 OSISKO GOLD ROYALTIES LTD COM 68827L101 2 200 SH SOLE 0 0 200 OTIS WORLDWIDE CORP COM 68902V107 17 274 SH SOLE 0 0 274 OTTER TAIL CORP COM 689648103 31 500 SH SOLE 0 0 500 OWENS CORNING NEW COM 690742101 0 6 SH SOLE 0 0 6 OWL ROCK CAPITAL CORPORATION COM 69121K104 38 3663 SH SOLE 0 0 3663 OXFORD SQUARE CAP CORP COM 69181V107 11 3512 SH SOLE 0 0 3512 PACCAR INC COM 693718108 36 425 SH SOLE 0 0 425 PACER FDS TR TRENDP US LAR CP 69374H105 101 2679 SH SOLE 0 0 2679 PACER FDS TR TRENDPILOT INTL 69374H683 17 693 SH SOLE 0 0 693 PACKAGING CORP AMER COM 695156109 1 9 SH SOLE 0 0 9 PALANTIR TECHNOLOGIES INC CL A 69608A108 2 293 SH SOLE 0 0 293 PALO ALTO NETWORKS INC COM 697435105 1 9 SH SOLE 0 0 9 PARKER-HANNIFIN CORP COM 701094104 776 3202 SH SOLE 0 0 3202 PATTERSON COS INC COM 703395103 7206 299986 SH SOLE 0 0 299986 PAYCHEX INC COM 704326107 16 146 SH SOLE 0 0 146 PAYCOM SOFTWARE INC COM 70432V102 1 2 SH SOLE 0 0 2 PAYPAL HLDGS INC COM 70450Y103 50 586 SH SOLE 0 0 586 PEBBLEBROOK HOTEL TR COM 70509V100 1 95 SH SOLE 0 0 95 PENNANTPARK FLOATING RATE CA COM 70806A106 24775 2580738 SH SOLE 0 0 2580738 PENNANTPARK INVT CORP COM 708062104 8 1550 SH SOLE 0 0 1550 PEPSICO INC COM 713448108 714 4375 SH SOLE 0 0 4375 PERP PFD CNV AWELLS FARGO CO NEW Preferred Stock 949746804 12 10 SH SOLE 0 0 10 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 0 2 SH SOLE 0 0 2 PFIZER INC COM 717081103 9515 217437 SH SOLE 0 0 217437 PHILIP MORRIS INTL INC COM 718172109 184 2211 SH SOLE 0 0 2211 PHILLIPS 66 COM 718546104 22 269 SH SOLE 0 0 269 PHYSICIANS RLTY TR COM 71943U104 23 1540 SH SOLE 0 0 1540 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 20 1908 SH SOLE 0 0 1908 PIMCO DYNAMIC INCOME FD SHS 72201Y101 15 750 SH SOLE 0 0 750 PIMCO ETF TR ACTIVE BD ETF 72201R775 4 45 SH SOLE 0 0 45 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 66 672 SH SOLE 0 0 672 PIMCO INCOME STRATEGY FD II COM 72201J104 33 4786 SH SOLE 0 0 4786 PINNACLE WEST CAP CORP COM 723484101 1 22 SH SOLE 0 0 22 PINTEREST INC CL A 72352L106 3 126 SH SOLE 0 0 126 PIONEER NAT RES CO COM 723787107 15 68 SH SOLE 0 0 68 PITNEY BOWES INC COM 724479100 3 1501 SH SOLE 0 0 1501 PJT PARTNERS INC COM CL A 69343T107 0 3 SH SOLE 0 0 3 PLUG POWER INC COM NEW 72919P202 2 96 SH SOLE 0 0 96 PLYMOUTH INDL REIT INC COM 729640102 1469 87386 SH SOLE 0 0 87386 PNC FINL SVCS GROUP INC COM 693475105 13 88 SH SOLE 0 0 88 POLARIS INC COM 731068102 19 194 SH SOLE 0 0 194 PORTLAND GEN ELEC CO COM NEW 736508847 0 7 SH SOLE 0 0 7 PPG INDS INC COM 693506107 144 1299 SH SOLE 0 0 1299 PPL CORP COM 69351T106 3 107 SH SOLE 0 0 107 PRECISION BIOSCIENCES INC COM 74019P108 1 818 SH SOLE 0 0 818 PRICE T ROWE GROUP INC COM 74144T108 15 141 SH SOLE 0 0 141 PRIMERICA INC COM 74164M108 13 103 SH SOLE 0 0 103 PRINCIPAL EXCHANGE-TRADED FD PRNC INVT GRAD 74255Y821 81 3966 SH SOLE 0 0 3966 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12449 172546 SH SOLE 0 0 172546 PROCTER AND GAMBLE CO COM 742718109 632 5008 SH SOLE 0 0 5008 PROGRESSIVE CORP COM 743315103 5 43 SH SOLE 0 0 43 PROLOGIS INC. COM 74340W103 18 181 SH SOLE 0 0 181 PROSHARES TR S&P 500 DV ARIST 74348A467 12 150 SH SOLE 0 0 150 PROSHARES TR ULTRPRO DOW30 74347X823 0 10 SH SOLE 0 0 10 PROSHARES TR SHORT S&P 500 NE 74347B425 16 919 SH SOLE 0 0 919 PRUDENTIAL FINL INC COM 744320102 1342 15644 SH SOLE 0 0 15644 PTC INC COM 69370C100 2 21 SH SOLE 0 0 21 PUBLIC STORAGE COM 74460D109 48 165 SH SOLE 0 0 165 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 14 253 SH SOLE 0 0 253 PVH CORPORATION COM 693656100 0 6 SH SOLE 0 0 6 QORVO INC COM 74736K101 3 36 SH SOLE 0 0 36 QUALCOMM INC COM 747525103 41 363 SH SOLE 0 0 363 QUEST DIAGNOSTICS INC COM 74834L100 8 65 SH SOLE 0 0 65 RAYTHEON TECHNOLOGIES CORP COM 75513E101 136 1667 SH SOLE 0 0 1667 REALTY INCOME CORP COM 756109104 91 1571 SH SOLE 0 0 1571 REGENERON PHARMACEUTICALS COM 75886F107 22 32 SH SOLE 0 0 32 REGIONS FINANCIAL CORP NEW COM 7591EP100 15 727 SH SOLE 0 0 727 REINSURANCE GRP OF AMERICA I COM NEW 759351604 1 8 SH SOLE 0 0 8 RENASANT CORP COM 75970E107 2 54 SH SOLE 0 0 54 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 16 SH SOLE 0 0 16 RESTAURANT BRANDS INTL INC COM 76131D103 7 127 SH SOLE 0 0 127 RIGHT 10/13/2022BLACKROCK CORPOR HI YLD FD I None 09255L114 0 1701 SH SOLE 0 0 1701 RIO TINTO PLC SPONSORED ADR 767204100 8 137 SH SOLE 0 0 137 RITE AID CORP COM 767754872 0 100 SH SOLE 0 0 100 RMR GROUP INC CL A 74967R106 0 12 SH SOLE 0 0 12 ROBLOX CORP CL A 771049103 14 400 SH SOLE 0 0 400 ROKU INC COM CL A 77543R102 0 3 SH SOLE 0 0 3 ROPER TECHNOLOGIES INC COM 776696106 0 1 SH SOLE 0 0 1 ROYAL CARIBBEAN GROUP COM V7780T103 27 700 SH SOLE 0 0 700 ROYCE GLOBAL VALUE TR INC COM 78081T104 0 22 SH SOLE 0 0 22 RYDER SYS INC COM 783549108 12 165 SH SOLE 0 0 165 S&P GLOBAL INC COM 78409V104 7 24 SH SOLE 0 0 24 SABINE ROYALTY TR UNIT BEN INT 785688102 4 50 SH SOLE 0 0 50 SABRA HEALTH CARE REIT INC COM 78573L106 16 1214 SH SOLE 0 0 1214 SALESFORCE COM INC COM 79466L302 64 443 SH SOLE 0 0 443 SANOFI SPONSORED ADR 80105N105 15 393 SH SOLE 0 0 393 SAP SE SPON ADR 803054204 7 80 SH SOLE 0 0 80 SCHLUMBERGER LTD COM 806857108 84 2328 SH SOLE 0 0 2328 SCHWAB CHARLES CORP COM 808513105 2 23 SH SOLE 0 0 23 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 4 191 SH SOLE 0 0 191 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 54 819 SH SOLE 0 0 819 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 96 2260 SH SOLE 0 0 2260 SCHWAB STRATEGIC TR US REIT ETF 808524847 9 502 SH SOLE 0 0 502 SCHWAB STRATEGIC TR US TIPS ETF 808524870 5 103 SH SOLE 0 0 103 SCOTTS MIRACLE-GRO CO CL A 810186106 3 74 SH SOLE 0 0 74 SELECT SECTOR SPDR TR ENERGY 81369Y506 35 492 SH SOLE 0 0 492 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1 7 SH SOLE 0 0 7 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 0 3 SH SOLE 0 0 3 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 90 SH SOLE 0 0 90 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1248 34665 SH SOLE 0 0 34665 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12 97 SH SOLE 0 0 97 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 0 1 SH SOLE 0 0 1 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 0 3 SH SOLE 0 0 3 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16 519 SH SOLE 0 0 519 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 12 186 SH SOLE 0 0 186 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2 34 SH SOLE 0 0 34 SEMPRA ENERGY COM 816851109 122 813 SH SOLE 0 0 813 SERVICE PPTYS TR COM SH BEN INT 81761L102 10 1861 SH SOLE 0 0 1861 SERVICENOW INC COM 81762P102 3 7 SH SOLE 0 0 7 SHERWIN WILLIAMS CO COM 824348106 15 75 SH SOLE 0 0 75 SHIFT TECHNOLOGIES INC CL A 82452T107 0 100 SH SOLE 0 0 100 SHOPIFY INC CL A 82509L107 2 90 SH SOLE 0 0 90 SILVERCORP METALS INC COM 82835P103 1 300 SH SOLE 0 0 300 SIMON PPTY GROUP INC NEW COM 828806109 4819 53693 SH SOLE 0 0 53693 SIRIUS XM HOLDINGS INC COM 82968B103 2 272 SH SOLE 0 0 272 SITE CTRS CORP COM 82981J109 1 86 SH SOLE 0 0 86 SIXTH STREET SPECIALTY LENDN COM 83012A109 24690 1511032 SH SOLE 0 0 1511032 SKYWORKS SOLUTIONS INC COM 83088M102 4 51 SH SOLE 0 0 51 SMUCKER J M CO COM NEW 832696405 1 5 SH SOLE 0 0 5 SNAP INC CL A 83304A106 0 15 SH SOLE 0 0 15 SNOWFLAKE INC CL A 833445109 1 6 SH SOLE 0 0 6 SOUTH ST CORP COM 840441109 38 480 SH SOLE 0 0 480 SOUTHERN CO COM 842587107 115 1687 SH SOLE 0 0 1687 SOUTHERN COPPER CORP COM 84265V105 1 20 SH SOLE 0 0 20 SOUTHWEST AIRLS CO COM 844741108 11 342 SH SOLE 0 0 342 SOUTHWESTERN ENERGY CO COM 845467109 1 227 SH SOLE 0 0 227 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2 7 SH SOLE 0 0 7 SPDR GOLD TR GOLD SHS 78463V107 341 2205 SH SOLE 0 0 2205 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 31 1014 SH SOLE 0 0 1014 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1 34 SH SOLE 0 0 34 SPDR S&P 500 ETF TR TR UNIT 78462F103 388 1086 SH SOLE 0 0 1086 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 28 70 SH SOLE 0 0 70 SPDR SER TR S&P REGL BKG 78464A698 12 200 SH SOLE 0 0 200 SPDR SER TR PORTFOLIO INTRMD 78464A375 70 2231 SH SOLE 0 0 2231 SPDR SER TR PORTFOLIO LN TSR 78464A664 34 1163 SH SOLE 0 0 1163 SPDR SER TR PRTFLO S&P500 HI 78468R788 11 314 SH SOLE 0 0 314 SPDR SER TR S&P INS ETF 78464A789 25 690 SH SOLE 0 0 690 SPDR SER TR PORTFOLI S&P1500 78464A805 2 50 SH SOLE 0 0 50 SPDR SER TR S&P 600 SMCP GRW 78464A201 3 42 SH SOLE 0 0 42 SPDR SER TR S&P 600 SMCP VAL 78464A300 3 40 SH SOLE 0 0 40 SPDR SER TR BLOOMBERG SRT TR 78468R408 9813 412671 SH SOLE 0 0 412671 SPDR SER TR PORTFOLIO LN COR 78464A367 63 2886 SH SOLE 0 0 2886 SPDR SER TR BLOOMBERG BRCLYS 78468R622 10002 113850 SH SOLE 0 0 113850 SPDR SER TR BLMBRG BRC CNVRT 78464A359 18 284 SH SOLE 0 0 284 SPDR SER TR S&P DIVID ETF 78464A763 8 70 SH SOLE 0 0 70 SPDR SER TR WELLS FG PFD ETF 78464A292 3146 90238 SH SOLE 0 0 90238 SPDR SER TR PORTFOLIO S&P400 78464A847 16 418 SH SOLE 0 0 418 SPDR SER TR PORTFLI INTRMDIT 78464A672 29 1028 SH SOLE 0 0 1028 SPDR SER TR PRTFLO S&P500 GW 78464A409 8 161 SH SOLE 0 0 161 SPDR SER TR PORTFOLIO S&P500 78464A854 30 704 SH SOLE 0 0 704 SPDR SER TR PORTFLI TIPS ETF 78464A656 100 3939 SH SOLE 0 0 3939 SPDR SER TR PRTFLO S&P500 VL 78464A508 3 85 SH SOLE 0 0 85 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 5125 141736 SH SOLE 0 0 141736 SPLUNK INC COM 848637104 1 18 SH SOLE 0 0 18 SPOTIFY TECHNOLOGY S A SHS L8681T102 1 16 SH SOLE 0 0 16 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 9 550 SH SOLE 0 0 550 SPROTT PHYSICAL GOLD TR UNIT 85207H104 13 1000 SH SOLE 0 0 1000 SQUARE INC CL A 852234103 15 268 SH SOLE 0 0 268 STAG INDL INC COM 85254J102 19 664 SH SOLE 0 0 664 STANLEY BLACK & DECKER INC COM 854502101 0 4 SH SOLE 0 0 4 STANTEC INC COM 85472N109 11 261 SH SOLE 0 0 261 STARBUCKS CORP COM 855244109 81 960 SH SOLE 0 0 960 STMICROELECTRONICS N V NY REGISTRY 861012102 5 171 SH SOLE 0 0 171 STONECASTLE FINL CORP COM 861780104 8 450 SH SOLE 0 0 450 STRATASYS LTD SHS M85548101 1 45 SH SOLE 0 0 45 STRYKER CORPORATION COM 863667101 3 15 SH SOLE 0 0 15 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 106 7061 SH SOLE 0 0 7061 SYNCHRONY FINANCIAL COM 87165B103 817 28967 SH SOLE 0 0 28967 SYNOPSYS INC COM 871607107 1 4 SH SOLE 0 0 4 SYSCO CORP COM 871829107 230 3258 SH SOLE 0 0 3258 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 18 260 SH SOLE 0 0 260 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2 18 SH SOLE 0 0 18 TAPESTRY INC COM 876030107 4 131 SH SOLE 0 0 131 TARGET CORP COM 87612E106 64 434 SH SOLE 0 0 434 TAYLOR MORRISON HOME CORP COM 87724P106 4 156 SH SOLE 0 0 156 TC ENERGY CORP COM 87807B107 1 20 SH SOLE 0 0 20 TCG BDC INC COM 872280102 16 1366 SH SOLE 0 0 1366 TE CONNECTIVITY LTD REG SHS H84989104 1 12 SH SOLE 0 0 12 TECK RESOURCES LTD CL B 878742204 0 1 SH SOLE 0 0 1 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 6 500 SH SOLE 0 0 500 TEMPLETON EMERGING MKTS INCO COM 880192109 9 2000 SH SOLE 0 0 2000 TEMPLETON GLOBAL INCOME FD COM 880198106 4 1000 SH SOLE 0 0 1000 TERADATA CORP DEL COM 88076W103 1 36 SH SOLE 0 0 36 TERADYNE INC COM 880770102 3 40 SH SOLE 0 0 40 TESLA INC COM 88160R101 757 2854 SH SOLE 0 0 2854 TETRA TECH INC NEW COM 88162G103 37 290 SH SOLE 0 0 290 TEXAS INSTRS INC COM 882508104 112 721 SH SOLE 0 0 721 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 9 340 SH SOLE 0 0 340 THE TRADE DESK INC COM CL A 88339J105 0 1 SH SOLE 0 0 1 THERMO FISHER SCIENTIFIC INC COM 883556102 53 104 SH SOLE 0 0 104 TIDAL ETF TR SOUND EQUITY INM 886364793 14538 632684 SH SOLE 0 0 632684 TIDAL ETF TR SOUND ENHANCED 886364819 20238 1239679 SH SOLE 0 0 1239679 TJX COS INC NEW COM 872540109 42 668 SH SOLE 0 0 668 T-MOBILE US INC COM 872590104 24 178 SH SOLE 0 0 178 TOLL BROTHERS INC COM 889478103 1 29 SH SOLE 0 0 29 TOOTSIE ROLL INDS INC COM 890516107 0 7 SH SOLE 0 0 7 TORONTO DOMINION BK ONT COM NEW 891160509 16 258 SH SOLE 0 0 258 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7 56 SH SOLE 0 0 56 TRANE TECHNOLOGIES PLC SHS G8994E103 3 23 SH SOLE 0 0 23 TRANSOCEAN LTD REG SHS H8817H100 0 34 SH SOLE 0 0 34 TRAVELERS COMPANIES INC COM 89417E109 20 133 SH SOLE 0 0 133 TREVENA INC COM 89532E109 0 500 SH SOLE 0 0 500 TRI CONTL CORP COM 895436103 2 85 SH SOLE 0 0 85 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 5137 473033 SH SOLE 0 0 473033 TRUIST FINL CORP COM 89832Q109 44 1000 SH SOLE 0 0 1000 TUPPERWARE BRANDS CORP COM 899896104 0 8 SH SOLE 0 0 8 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 0 100 SH SOLE 0 0 100 TWITTER INC COM 90184L102 24 553 SH SOLE 0 0 553 TYSON FOODS INC CL A 902494103 1 14 SH SOLE 0 0 14 UBER TECHNOLOGIES INC COM 90353T100 22 845 SH SOLE 0 0 845 UBIQUITI INC COM 90353W103 41 139 SH SOLE 0 0 139 UBS AG LONDON BRANCH FI ENHANCD ETN 90274D218 24 146 SH SOLE 0 0 146 UBS GROUP AG SHS H42097107 6 434 SH SOLE 0 0 434 UGI CORP NEW COM 902681105 3 80 SH SOLE 0 0 80 UNDER ARMOUR INC CL C 904311206 1 94 SH SOLE 0 0 94 UNILEVER PLC SPON ADR NEW 904767704 4267 97336 SH SOLE 0 0 97336 UNION PAC CORP COM 907818108 253 1299 SH SOLE 0 0 1299 UNITED PARCEL SERVICE INC CL B 911312106 159 987 SH SOLE 0 0 987 UNITED RENTALS INC COM 911363109 1 3 SH SOLE 0 0 3 UNITED STATES STL CORP NEW COM 912909108 1 60 SH SOLE 0 0 60 UNITEDHEALTH GROUP INC COM 91324P102 348 690 SH SOLE 0 0 690 US BANCORP DEL COM NEW 902973304 44 1094 SH SOLE 0 0 1094 V F CORP COM 918204108 4 132 SH SOLE 0 0 132 VAIL RESORTS INC COM 91879Q109 2 9 SH SOLE 0 0 9 VALARIS LIMITED CL A G9460G101 3 69 SH SOLE 0 0 69 VALE S A SPONSORED ADS 91912E105 1 109 SH SOLE 0 0 109 VALERO ENERGY CORP COM 91913Y100 12445 116473 SH SOLE 0 0 116473 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 31165 1848459 SH SOLE 0 0 1848459 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 12 493 SH SOLE 0 0 493 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 2 70 SH SOLE 0 0 70 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 3334 127091 SH SOLE 0 0 127091 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 0 6 SH SOLE 0 0 6 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 2965 172357 SH SOLE 0 0 172357 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 180 13273 SH SOLE 0 0 13273 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 9 44 SH SOLE 0 0 44 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 0 4 SH SOLE 0 0 4 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 1 10 SH SOLE 0 0 10 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 111 1551 SH SOLE 0 0 1551 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 19 261 SH SOLE 0 0 261 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 256 3421 SH SOLE 0 0 3421 VANGUARD BD INDEX FDS INTERMED TERM 921937819 20 277 SH SOLE 0 0 277 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 68 1424 SH SOLE 0 0 1424 VANGUARD INDEX FDS GROWTH ETF 922908736 55 259 SH SOLE 0 0 259 VANGUARD INDEX FDS SMALL CP ETF 922908751 1 6 SH SOLE 0 0 6 VANGUARD INDEX FDS LARGE CAP ETF 922908637 26 157 SH SOLE 0 0 157 VANGUARD INDEX FDS VALUE ETF 922908744 10 78 SH SOLE 0 0 78 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 476 1450 SH SOLE 0 0 1450 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2 9 SH SOLE 0 0 9 VANGUARD INDEX FDS MID CAP ETF 922908629 2 13 SH SOLE 0 0 13 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1256 15666 SH SOLE 0 0 15666 VANGUARD INDEX FDS TOTAL STK MKT 922908769 84 466 SH SOLE 0 0 466 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4 81 SH SOLE 0 0 81 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 10 122 SH SOLE 0 0 122 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6 155 SH SOLE 0 0 155 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 15 319 SH SOLE 0 0 319 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 93 1397 SH SOLE 0 0 1397 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 293 6488 SH SOLE 0 0 6488 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2 32 SH SOLE 0 0 32 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 12 163 SH SOLE 0 0 163 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 159 2749 SH SOLE 0 0 2749 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 194 3332 SH SOLE 0 0 3332 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 54 860 SH SOLE 0 0 860 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8 60 SH SOLE 0 0 60 VANGUARD STAR FDS VG TL INTL STK F 921909768 6 141 SH SOLE 0 0 141 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 10 281 SH SOLE 0 0 281 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 31 327 SH SOLE 0 0 327 VANGUARD WORLD FD MEGA GRWTH IND 921910816 26 149 SH SOLE 0 0 149 VANGUARD WORLD FD MEGA CAP INDEX 921910873 6 50 SH SOLE 0 0 50 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 6 33 SH SOLE 0 0 33 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9 40 SH SOLE 0 0 40 VANGUARD WORLD FDS INF TECH ETF 92204A702 12 39 SH SOLE 0 0 39 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2 7 SH SOLE 0 0 7 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 38 515 SH SOLE 0 0 515 VENTAS INC COM 92276F100 68 1704 SH SOLE 0 0 1704 VEON LTD SPONSORED ADR 91822M106 0 1000 SH SOLE 0 0 1000 VERISK ANALYTICS INC COM 92345Y106 0 1 SH SOLE 0 0 1 VERIZON COMMUNICATIONS INC COM 92343V104 294 7755 SH SOLE 0 0 7755 VERTEX PHARMACEUTICALS INC COM 92532F100 3 12 SH SOLE 0 0 12 VIATRIS INC COM 92556V106 887 104083 SH SOLE 0 0 104083 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 81 1264 SH SOLE 0 0 1264 VIRNETX HLDG CORP COM 92823T108 9 8100 SH SOLE 0 0 8100 VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 5 342 SH SOLE 0 0 342 VISA INC COM CL A 92826C839 166 937 SH SOLE 0 0 937 VMWARE INC CL A COM 928563402 7 70 SH SOLE 0 0 70 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 4 365 SH SOLE 0 0 365 VONTIER CORPORATION COM 928881101 2 126 SH SOLE 0 0 126 VORNADO RLTY TR SH BEN INT 929042109 4 165 SH SOLE 0 0 165 VULCAN MATLS CO COM 929160109 5 31 SH SOLE 0 0 31 WABTEC COM 929740108 8 103 SH SOLE 0 0 103 WALGREENS BOOTS ALLIANCE INC COM 931427108 6782 215977 SH SOLE 0 0 215977 WALMART INC COM 931142103 384 2959 SH SOLE 0 0 2959 WASTE MGMT INC DEL COM 94106L109 61 380 SH SOLE 0 0 380 WEC ENERGY GROUP INC COM 92939U106 48 534 SH SOLE 0 0 534 WEIBO CORP SPONSORED ADR 948596101 0 2 SH SOLE 0 0 2 WELLS FARGO CO NEW COM 949746101 37 911 SH SOLE 0 0 911 WESBANCO INC COM 950810101 2 53 SH SOLE 0 0 53 WESTAMERICA BANCORPORATION COM 957090103 0 8 SH SOLE 0 0 8 WESTERN DIGITAL CORP. COM 958102105 1494 45911 SH SOLE 0 0 45911 WESTERN UN CO COM 959802109 1 74 SH SOLE 0 0 74 WESTLAKE CHEM CORP COM 960413102 1 15 SH SOLE 0 0 15 WESTROCK CO COM 96145D105 985 31892 SH SOLE 0 0 31892 WEYERHAEUSER CO MTN BE COM NEW 962166104 5 170 SH SOLE 0 0 170 WHEATON PRECIOUS METALS CORP COM 962879102 3 100 SH SOLE 0 0 100 WHITEHORSE FIN INC COM 96524V106 4337 390695 SH SOLE 0 0 390695 WHITESTONE REIT COM 966084204 9 1065 SH SOLE 0 0 1065 WILLIAMS COS INC COM 969457100 76 2671 SH SOLE 0 0 2671 WINTRUST FINL CORP COM 97650W108 4 54 SH SOLE 0 0 54 WISDOMTREE TR BLMBG US BULL 97717W471 369 12407 SH SOLE 0 0 12407 WISDOMTREE TR US LARGECAP DIVD 97717W307 6 106 SH SOLE 0 0 106 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 12 191 SH SOLE 0 0 191 WISDOMTREE TR JAPN HEDGE EQT 97717W851 7 117 SH SOLE 0 0 117 WISDOMTREE TR EM LCL DEBT FD 97717X867 1 24 SH SOLE 0 0 24 WISDOMTREE TR US TOTAL DIVIDND 97717W109 8 155 SH SOLE 0 0 155 WISDOMTREE TR INTL SMCAP DIV 97717W760 1 12 SH SOLE 0 0 12 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1 17 SH SOLE 0 0 17 WISDOMTREE TR US QTLY DIV GRT 97717X669 18 328 SH SOLE 0 0 328 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1 33 SH SOLE 0 0 33 WISDOMTREE TR US LARGECAP FUND 97717W588 21 536 SH SOLE 0 0 536 WORKDAY INC CL A 98138H101 10 66 SH SOLE 0 0 66 WORKHORSE GROUP INC COM NEW 98138J206 3 1175 SH SOLE 0 0 1175 WORLD GOLD TR SPDR GLD MINIS 98149E204 9 286 SH SOLE 0 0 286 WP CAREY INC COM 92936U109 113 1616 SH SOLE 0 0 1616 WPP PLC NEW ADR 92937A102 0 8 SH SOLE 0 0 8 WYNN RESORTS LTD COM 983134107 1 9 SH SOLE 0 0 9 XCEL ENERGY INC COM 98389B100 3 43 SH SOLE 0 0 43 XENIA HOTELS & RESORTS INC COM 984017103 18 1300 SH SOLE 0 0 1300 XEROX HOLDINGS CORP COM NEW 98421M106 3778 288875 SH SOLE 0 0 288875 YAMANA GOLD INC COM 98462Y100 4 800 SH SOLE 0 0 800 YUM BRANDS INC COM 988498101 232 2179 SH SOLE 0 0 2179 YUM CHINA HLDGS INC COM 98850P109 82 1737 SH SOLE 0 0 1737 ZENDESK INC COM 98936J101 2 32 SH SOLE 0 0 32 ZIMMER BIOMET HOLDINGS INC COM 98956P102 34 328 SH SOLE 0 0 328 ZOETIS INC CL A 98978V103 30 205 SH SOLE 0 0 205 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 21 289 SH SOLE 0 0 289 ZYNERBA PHARMACEUTICALS INC COM 98986X109 0 350 SH SOLE 0 0 350