Chief Compliance Officer

0001104659-22-044601.txt : 20220411 0001104659-22-044601.hdr.sgml : 20220411 20220411145247 ACCESSION NUMBER: 0001104659-22-044601 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220411 DATE AS OF CHANGE: 20220411 EFFECTIVENESS DATE: 20220411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Income Strategies, LLC CENTRAL INDEX KEY: 0001730960 IRS NUMBER: 471933889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18555 FILM NUMBER: 22819468 BUSINESS ADDRESS: STREET 1: 6550 N FEDERAL HIGHWAY STREET 2: SUITE 510 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-487-1860 MAIL ADDRESS: STREET 1: 6550 N FEDERAL HIGHWAY STREET 2: SUITE 510 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730960 XXXXXXXX 03-31-2022 03-31-2022 false Sound Income Strategies, LLC

6550 N Federal Highway Suite 510 Ft Lauderdale FL 33308

13F HOLDINGS REPORT 028-18555 N Charles Radlauer Chief Compliance Officer 954-487-1860 /s/ Charles Radlauer Ft Lauderdale FL 04-08-2022 0 933 868896 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 139 931 SH SOLE 0 0 931 ABBOTT LABS COM 002824100 188 1590 SH SOLE 0 0 1590 ABBVIE INC COM 00287Y109 13424 82808 SH SOLE 0 0 82808 ABIOMED INC COM 003654100 0 1 SH SOLE 0 0 1 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 18 54 SH SOLE 0 0 54 ACELRX PHARMACEUTICALS INC COM 00444T100 0 100 SH SOLE 0 0 100 ACTIVISION BLIZZARD INC COM 00507V109 0 2 SH SOLE 0 0 2 ADOBE SYSTEMS INCORPORATED COM 00724F101 60 131 SH SOLE 0 0 131 ADVANCED MICRO DEVICES INC COM 007903107 75 687 SH SOLE 0 0 687 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 43 909 SH SOLE 0 0 909 AECOM COM 00766T100 201 2620 SH SOLE 0 0 2620 AES CORP COM 00130H105 2 59 SH SOLE 0 0 59 AFLAC INC COM 001055102 113 1761 SH SOLE 0 0 1761 AGILENT TECHNOLOGIES INC COM 00846U101 11 84 SH SOLE 0 0 84 AGREE REALTY CORP COM 008492100 27 405 SH SOLE 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COM 704326107 31 227 SH SOLE 0 0 227 PAYCOM SOFTWARE INC COM 70432V102 1 2 SH SOLE 0 0 2 PAYPAL HLDGS INC COM 70450Y103 65 563 SH SOLE 0 0 563 PEBBLEBROOK HOTEL TR COM 70509V100 2 95 SH SOLE 0 0 95 PENNANTPARK FLOATING RATE CA COM 70806A106 32199 2383340 SH SOLE 0 0 2383340 PENNANTPARK INVT CORP COM 708062104 12 1550 SH SOLE 0 0 1550 PEOPLES UNITED FINANCIAL INC COM 712704105 7307 365536 SH SOLE 0 0 365536 PEPSICO INC COM 713448108 676 4036 SH SOLE 0 0 4036 PERP PFD CNV AWELLS FARGO CO NEW Preferred Stock 949746804 19 14 SH SOLE 0 0 14 PFIZER INC COM 717081103 11256 217415 SH SOLE 0 0 217415 PHILIP MORRIS INTL INC COM 718172109 186 1984 SH SOLE 0 0 1984 PHILLIPS 66 COM 718546104 11 133 SH SOLE 0 0 133 PHYSICIANS RLTY TR COM 71943U104 18 1052 SH SOLE 0 0 1052 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 33 1908 SH SOLE 0 0 1908 PIMCO DYNAMIC INCOME FD SHS 72201Y101 35 1428 SH SOLE 0 0 1428 PIMCO ETF TR ACTIVE BD ETF 72201R775 5 45 SH SOLE 0 0 45 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6 56 SH SOLE 0 0 56 PIMCO INCOME STRATEGY FD II COM 72201J104 42 4786 SH SOLE 0 0 4786 PINNACLE WEST CAP CORP COM 723484101 3 41 SH SOLE 0 0 41 PINTEREST INC CL A 72352L106 3 126 SH SOLE 0 0 126 PITNEY BOWES INC COM 724479100 8 1501 SH SOLE 0 0 1501 PJT PARTNERS INC COM CL A 69343T107 0 3 SH SOLE 0 0 3 PLUG POWER INC COM NEW 72919P202 3 96 SH SOLE 0 0 96 PLYMOUTH INDL REIT INC COM 729640102 3339 123193 SH SOLE 0 0 123193 PNC FINL SVCS GROUP INC COM 693475105 6 35 SH SOLE 0 0 35 POLARIS INC COM 731068102 20 193 SH SOLE 0 0 193 POOL CORP COM 73278L105 1 2 SH SOLE 0 0 2 PORTLAND GEN ELEC CO COM NEW 736508847 2 28 SH SOLE 0 0 28 PPG INDS INC COM 693506107 157 1200 SH SOLE 0 0 1200 PPL CORP COM 69351T106 3 109 SH SOLE 0 0 109 PRECISION BIOSCIENCES INC COM 74019P108 3 818 SH SOLE 0 0 818 PREFERRED APT CMNTYS INC COM 74039L103 12 467 SH SOLE 0 0 467 PRICE T ROWE GROUP INC COM 74144T108 24 161 SH SOLE 0 0 161 PRINCIPAL EXCHANGE-TRADED FD PRNC INVT GRAD 74255Y821 104 4297 SH SOLE 0 0 4297 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12209 166315 SH SOLE 0 0 166315 PROCTER AND GAMBLE CO COM 742718109 731 4785 SH SOLE 0 0 4785 PROGRESSIVE CORP COM 743315103 3 27 SH SOLE 0 0 27 PROLOGIS INC. COM 74340W103 26 161 SH SOLE 0 0 161 PROSHARES TR SHORT S&P 500 NE 74347B425 13 919 SH SOLE 0 0 919 PROSHARES TR ULTRPRO DOW30 74347X823 1 10 SH SOLE 0 0 10 PROSHARES TR S&P 500 DV ARIST 74348A467 24 250 SH SOLE 0 0 250 PRUDENTIAL FINL INC COM 744320102 1794 15181 SH SOLE 0 0 15181 PS BUSINESS PKS INC CALIF COM 69360J107 17 100 SH SOLE 0 0 100 PTC INC COM 69370C100 2 21 SH SOLE 0 0 21 PUBLIC STORAGE COM 74460D109 64 165 SH SOLE 0 0 165 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 16 234 SH SOLE 0 0 234 PVH CORPORATION COM 693656100 0 6 SH SOLE 0 0 6 QORVO INC COM 74736K101 4 36 SH SOLE 0 0 36 QUALCOMM INC COM 747525103 69 449 SH SOLE 0 0 449 QUEST DIAGNOSTICS INC COM 74834L100 9 65 SH SOLE 0 0 65 RAYTHEON TECHNOLOGIES CORP COM 75513E101 107 1079 SH SOLE 0 0 1079 REALTY INCOME CORP COM 756109104 107 1546 SH SOLE 0 0 1546 REGENERON PHARMACEUTICALS COM 75886F107 48 69 SH SOLE 0 0 69 REGIONS FINANCIAL CORP NEW COM 7591EP100 16 727 SH SOLE 0 0 727 REINSURANCE GRP OF AMERICA I COM NEW 759351604 1 8 SH SOLE 0 0 8 RENASANT CORP COM 75970E107 2 54 SH SOLE 0 0 54 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 16 SH SOLE 0 0 16 RETAIL VALUE INC COM 76133Q102 0 8 SH SOLE 0 0 8 RIO TINTO PLC SPONSORED ADR 767204100 11 137 SH SOLE 0 0 137 RITE AID CORP COM 767754872 1 100 SH SOLE 0 0 100 RMR GROUP INC CL A 74967R106 0 12 SH SOLE 0 0 12 ROBLOX CORP CL A 771049103 18 400 SH SOLE 0 0 400 ROCKWELL AUTOMATION INC COM 773903109 1 5 SH SOLE 0 0 5 ROKU INC COM CL A 77543R102 0 3 SH SOLE 0 0 3 ROPER TECHNOLOGIES INC COM 776696106 2 4 SH SOLE 0 0 4 ROYAL CARIBBEAN GROUP COM V7780T103 50 600 SH SOLE 0 0 600 ROYCE GLOBAL VALUE TR INC COM 78081T104 0 22 SH SOLE 0 0 22 RYDER SYS INC COM 783549108 0 4 SH SOLE 0 0 4 S&P GLOBAL INC COM 78409V104 10 25 SH SOLE 0 0 25 SABRA HEALTH CARE REIT INC COM 78573L106 13 881 SH SOLE 0 0 881 SALESFORCE COM INC COM 79466L302 55 261 SH SOLE 0 0 261 SANOFI SPONSORED ADR 80105N105 21 403 SH SOLE 0 0 403 SAP SE SPON ADR 803054204 6 53 SH SOLE 0 0 53 SCHLUMBERGER LTD COM 806857108 96 2326 SH SOLE 0 0 2326 SCHWAB CHARLES CORP COM 808513105 1 9 SH SOLE 0 0 9 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 6 191 SH SOLE 0 0 191 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 60 1645 SH SOLE 0 0 1645 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2 22 SH SOLE 0 0 22 SCHWAB STRATEGIC TR US TIPS ETF 808524870 9 151 SH SOLE 0 0 151 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 54 688 SH SOLE 0 0 688 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 9 180 SH SOLE 0 0 180 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 70 SH SOLE 0 0 70 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 122 2260 SH SOLE 0 0 2260 SCOTTS MIRACLE-GRO CO CL A 810186106 10 78 SH SOLE 0 0 78 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2 28 SH SOLE 0 0 28 SELECT SECTOR SPDR TR ENERGY 81369Y506 14 182 SH SOLE 0 0 182 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9 85 SH SOLE 0 0 85 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1480 30625 SH SOLE 0 0 30625 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13 93 SH SOLE 0 0 93 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11 300 SH SOLE 0 0 300 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3 40 SH SOLE 0 0 40 SEMPRA ENERGY COM 816851109 49 291 SH SOLE 0 0 291 SERVICE PPTYS TR COM SH BEN INT 81761L102 18 2051 SH SOLE 0 0 2051 SERVICENOW INC COM 81762P102 1 2 SH SOLE 0 0 2 SHERWIN WILLIAMS CO COM 824348106 19 78 SH SOLE 0 0 78 SHIFT TECHNOLOGIES INC CL A 82452T107 0 100 SH SOLE 0 0 100 SHOPIFY INC CL A 82509L107 6 9 SH SOLE 0 0 9 SIMON PPTY GROUP INC NEW COM 828806109 5870 44617 SH SOLE 0 0 44617 SIRIUS XM HOLDINGS INC COM 82968B103 7 1101 SH SOLE 0 0 1101 SITE CTRS CORP COM 82981J109 1 86 SH SOLE 0 0 86 SIXTH STREET SPECIALTY LENDN COM 83012A109 32051 1376160 SH SOLE 0 0 1376160 SKYWORKS SOLUTIONS INC COM 83088M102 7 51 SH SOLE 0 0 51 SMUCKER J M CO COM NEW 832696405 1 5 SH SOLE 0 0 5 SNAP INC CL A 83304A106 9 255 SH SOLE 0 0 255 SNOWFLAKE INC CL A 833445109 1 6 SH SOLE 0 0 6 SOUTH ST CORP COM 840441109 39 480 SH SOLE 0 0 480 SOUTHERN CO COM 842587107 124 1708 SH SOLE 0 0 1708 SOUTHERN COPPER CORP COM 84265V105 2 32 SH SOLE 0 0 32 SOUTHWEST AIRLS CO COM 844741108 4 91 SH SOLE 0 0 91 SOUTHWESTERN ENERGY CO COM 845467109 2 227 SH SOLE 0 0 227 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 19 54 SH SOLE 0 0 54 SPDR GOLD TR GOLD SHS 78463V107 189 1045 SH SOLE 0 0 1045 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 4 67 SH SOLE 0 0 67 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 0 1 SH SOLE 0 0 1 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 5 68 SH SOLE 0 0 68 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 3 112 SH SOLE 0 0 112 SPDR S&P 500 ETF TR TR UNIT 78462F103 851 1885 SH SOLE 0 0 1885 SPDR SER TR BLOOMBERG BRCLYS 78468R622 24756 241524 SH SOLE 0 0 241524 SPDR SER TR BLMBRG BRC CNVRT 78464A359 22 284 SH SOLE 0 0 284 SPDR SER TR WELLS FG PFD ETF 78464A292 3734 95711 SH SOLE 0 0 95711 SPDR SER TR BLOOMBERG SRT TR 78468R408 24730 942458 SH SOLE 0 0 942458 SPDR SER TR PORTFOLIO LN COR 78464A367 89 3193 SH SOLE 0 0 3193 SPDR SER TR PORTFOLIO INTRMD 78464A375 18 541 SH SOLE 0 0 541 SPDR SER TR PORTFOLIO AGRGTE 78464A649 0 1 SH SOLE 0 0 1 SPDR SER TR PORTFOLI S&P1500 78464A805 3 51 SH SOLE 0 0 51 SPDR SER TR PORTFLI INTRMDIT 78464A672 31 1028 SH SOLE 0 0 1028 SPDR SER TR PORTFOLIO S&P500 78464A854 37 704 SH SOLE 0 0 704 SPDR SER TR PRTFLO S&P500 GW 78464A409 11 161 SH SOLE 0 0 161 SPDR SER TR S&P INS ETF 78464A789 29 690 SH SOLE 0 0 690 SPDR SER TR PRTFLO S&P500 HI 78468R788 1 30 SH SOLE 0 0 30 SPDR SER TR S&P 600 SMCP GRW 78464A201 4 42 SH SOLE 0 0 42 SPDR SER TR S&P 600 SMCP VAL 78464A300 3 40 SH SOLE 0 0 40 SPDR SER TR PRTFLO S&P500 VL 78464A508 4 85 SH SOLE 0 0 85 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 5725 124409 SH SOLE 0 0 124409 SPLUNK INC COM 848637104 3 18 SH SOLE 0 0 18 SPOTIFY TECHNOLOGY S A SHS L8681T102 2 16 SH SOLE 0 0 16 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 11 550 SH SOLE 0 0 550 SQUARE INC CL A 852234103 34 251 SH SOLE 0 0 251 STAG INDL INC COM 85254J102 9 214 SH SOLE 0 0 214 STANLEY BLACK & DECKER INC COM 854502101 1 4 SH SOLE 0 0 4 STANTEC INC COM 85472N109 13 261 SH SOLE 0 0 261 STARBUCKS CORP COM 855244109 75 828 SH SOLE 0 0 828 STMICROELECTRONICS N V NY REGISTRY 861012102 3 71 SH SOLE 0 0 71 STONECASTLE FINL CORP COM 861780104 10 450 SH SOLE 0 0 450 STRATASYS LTD SHS M85548101 1 45 SH SOLE 0 0 45 STRYKER CORPORATION COM 863667101 11 40 SH SOLE 0 0 40 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 114 7061 SH SOLE 0 0 7061 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 4 107 SH SOLE 0 0 107 SYNCHRONY FINANCIAL COM 87165B103 1001 28768 SH SOLE 0 0 28768 SYNOPSYS INC COM 871607107 1 4 SH SOLE 0 0 4 SYSCO CORP COM 871829107 249 3055 SH SOLE 0 0 3055 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 24 231 SH SOLE 0 0 231 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1 6 SH SOLE 0 0 6 TAPESTRY INC COM 876030107 1 36 SH SOLE 0 0 36 TARGET CORP COM 87612E106 61 287 SH SOLE 0 0 287 TC ENERGY CORP COM 87807B107 1 20 SH SOLE 0 0 20 TCG BDC INC COM 872280102 13 891 SH SOLE 0 0 891 TE CONNECTIVITY LTD REG SHS H84989104 1 7 SH SOLE 0 0 7 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 8 500 SH SOLE 0 0 500 TEMPLETON EMERGING MKTS INCO COM 880192109 14 2000 SH SOLE 0 0 2000 TEMPLETON GLOBAL INCOME FD COM 880198106 5 1000 SH SOLE 0 0 1000 TERADATA CORP DEL COM 88076W103 2 36 SH SOLE 0 0 36 TERADYNE INC COM 880770102 5 40 SH SOLE 0 0 40 TESLA INC COM 88160R101 916 850 SH SOLE 0 0 850 TETRA TECH INC NEW COM 88162G103 48 290 SH SOLE 0 0 290 TEXAS INSTRS INC COM 882508104 126 689 SH SOLE 0 0 689 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 13 340 SH SOLE 0 0 340 THERMO FISHER SCIENTIFIC INC COM 883556102 3 5 SH SOLE 0 0 5 TIDAL ETF TR SOUND EQUITY INM 886364793 15194 562604 SH SOLE 0 0 562604 TIDAL ETF TR SOUND ENHANCED 886364819 22383 1137063 SH SOLE 0 0 1137063 TIVITY HEALTH INC COM 88870R102 0 1 SH SOLE 0 0 1 TJX COS INC NEW COM 872540109 47 784 SH SOLE 0 0 784 T-MOBILE US INC COM 872590104 20 159 SH SOLE 0 0 159 TOOTSIE ROLL INDS INC COM 890516107 0 7 SH SOLE 0 0 7 TORONTO DOMINION BK ONT COM NEW 891160509 27 343 SH SOLE 0 0 343 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 10 56 SH SOLE 0 0 56 TRANE TECHNOLOGIES PLC SHS G8994E103 11 75 SH SOLE 0 0 75 TRANSOCEAN LTD REG SHS H8817H100 0 34 SH SOLE 0 0 34 TRAVELERS COMPANIES INC COM 89417E109 10 56 SH SOLE 0 0 56 TREVENA INC COM 89532E109 0 500 SH SOLE 0 0 500 TRI CONTL CORP COM 895436103 3 85 SH SOLE 0 0 85 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 6963 398785 SH SOLE 0 0 398785 TRUIST FINL CORP COM 89832Q109 44 778 SH SOLE 0 0 778 TUPPERWARE BRANDS CORP COM 899896104 0 8 SH SOLE 0 0 8 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 0 100 SH SOLE 0 0 100 TWILIO INC CL A 90138F102 2 10 SH SOLE 0 0 10 TWITTER INC COM 90184L102 18 453 SH SOLE 0 0 453 TYLER TECHNOLOGIES INC COM 902252105 1 2 SH SOLE 0 0 2 TYSON FOODS INC CL A 902494103 0 4 SH SOLE 0 0 4 UBER TECHNOLOGIES INC COM 90353T100 26 737 SH SOLE 0 0 737 UBIQUITI INC COM 90353W103 40 139 SH SOLE 0 0 139 UBS AG LONDON BRANCH FI ENHANCD ETN 90274D218 36 146 SH SOLE 0 0 146 UBS GROUP AG SHS H42097107 8 434 SH SOLE 0 0 434 UGI CORP NEW COM 902681105 3 80 SH SOLE 0 0 80 UNDER ARMOUR INC CL C 904311206 2 116 SH SOLE 0 0 116 UNILEVER PLC SPON ADR NEW 904767704 1673 36722 SH SOLE 0 0 36722 UNION PAC CORP COM 907818108 343 1255 SH SOLE 0 0 1255 UNITED AIRLS HLDGS INC COM 910047109 1 20 SH SOLE 0 0 20 UNITED PARCEL SERVICE INC CL B 911312106 165 768 SH SOLE 0 0 768 UNITED RENTALS INC COM 911363109 1 3 SH SOLE 0 0 3 UNITED STATES STL CORP NEW COM 912909108 2 60 SH SOLE 0 0 60 UNITEDHEALTH GROUP INC COM 91324P102 260 510 SH SOLE 0 0 510 US BANCORP DEL COM NEW 902973304 36 685 SH SOLE 0 0 685 V F CORP COM 918204108 8 132 SH SOLE 0 0 132 VALARIS LIMITED CL A G9460G101 4 69 SH SOLE 0 0 69 VALE S A SPONSORED ADS 91912E105 2 109 SH SOLE 0 0 109 VALERO ENERGY CORP COM 91913Y100 11642 114653 SH SOLE 0 0 114653 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 19 493 SH SOLE 0 0 493 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 38196 1894667 SH SOLE 0 0 1894667 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 24039 790750 SH SOLE 0 0 790750 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 293 16351 SH SOLE 0 0 16351 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 12 44 SH SOLE 0 0 44 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 3659 178140 SH SOLE 0 0 178140 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 6 217 SH SOLE 0 0 217 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 11 206 SH SOLE 0 0 206 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 10 81 SH SOLE 0 0 81 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 2 10 SH SOLE 0 0 10 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 28 357 SH SOLE 0 0 357 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 22 287 SH SOLE 0 0 287 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 25 269 SH SOLE 0 0 269 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 54 1026 SH SOLE 0 0 1026 VANGUARD INDEX FDS GROWTH ETF 922908736 61 212 SH SOLE 0 0 212 VANGUARD INDEX FDS SMALL CP ETF 922908751 1 5 SH SOLE 0 0 5 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 887 2137 SH SOLE 0 0 2137 VANGUARD INDEX FDS MID CAP ETF 922908629 3 12 SH SOLE 0 0 12 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5 28 SH SOLE 0 0 28 VANGUARD INDEX FDS TOTAL STK MKT 922908769 67 296 SH SOLE 0 0 296 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4 25 SH SOLE 0 0 25 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1535 14162 SH SOLE 0 0 14162 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 33 569 SH SOLE 0 0 569 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 64 1384 SH SOLE 0 0 1384 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1 5 SH SOLE 0 0 5 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 53 1026 SH SOLE 0 0 1026 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 187 2252 SH SOLE 0 0 2252 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 259 4366 SH SOLE 0 0 4366 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 537 10719 SH SOLE 0 0 10719 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4 49 SH SOLE 0 0 49 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14 163 SH SOLE 0 0 163 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 352 5592 SH SOLE 0 0 5592 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 118 1471 SH SOLE 0 0 1471 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10 60 SH SOLE 0 0 60 VANGUARD STAR FDS VG TL INTL STK F 921909768 8 141 SH SOLE 0 0 141 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 65 1352 SH SOLE 0 0 1352 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 26 233 SH SOLE 0 0 233 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 6 60 SH SOLE 0 0 60 VANGUARD WORLD FD MEGA GRWTH IND 921910816 35 149 SH SOLE 0 0 149 VANGUARD WORLD FD MEGA CAP INDEX 921910873 8 50 SH SOLE 0 0 50 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2 12 SH SOLE 0 0 12 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2 7 SH SOLE 0 0 7 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 48 515 SH SOLE 0 0 515 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 40 SH SOLE 0 0 40 VANGUARD WORLD FDS INF TECH ETF 92204A702 14 33 SH SOLE 0 0 33 VEEVA SYS INC CL A COM 922475108 1 3 SH SOLE 0 0 3 VENTAS INC COM 92276F100 102 1655 SH SOLE 0 0 1655 VERISK ANALYTICS INC COM 92345Y106 1 4 SH SOLE 0 0 4 VERIZON COMMUNICATIONS INC COM 92343V104 317 6221 SH SOLE 0 0 6221 VERTEX PHARMACEUTICALS INC COM 92532F100 2 8 SH SOLE 0 0 8 VIATRIS INC COM 92556V106 1101 101161 SH SOLE 0 0 101161 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 87 1175 SH SOLE 0 0 1175 VIMEO INC COMMON STOCK 92719V100 0 17 SH SOLE 0 0 17 VIRNETX HLDG CORP COM 92823T108 13 8100 SH SOLE 0 0 8100 VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 7 342 SH SOLE 0 0 342 VISA INC COM CL A 92826C839 224 1008 SH SOLE 0 0 1008 VMWARE INC CL A COM 928563402 5 48 SH SOLE 0 0 48 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 6 365 SH SOLE 0 0 365 VONTIER CORPORATION COM 928881101 3 128 SH SOLE 0 0 128 VORNADO RLTY TR SH BEN INT 929042109 7 165 SH SOLE 0 0 165 WABTEC COM 929740108 10 103 SH SOLE 0 0 103 WALGREENS BOOTS ALLIANCE INC COM 931427108 3900 87119 SH SOLE 0 0 87119 WALMART INC COM 931142103 475 3188 SH SOLE 0 0 3188 WASTE MGMT INC DEL COM 94106L109 49 307 SH SOLE 0 0 307 WAYFAIR INC CL A 94419L101 4 35 SH SOLE 0 0 35 WEC ENERGY GROUP INC COM 92939U106 51 512 SH SOLE 0 0 512 WEIBO CORP SPONSORED ADR 948596101 0 2 SH SOLE 0 0 2 WELLS FARGO CO NEW COM 949746101 29 593 SH SOLE 0 0 593 WESBANCO INC COM 950810101 2 53 SH SOLE 0 0 53 WESTAMERICA BANCORPORATION COM 957090103 0 8 SH SOLE 0 0 8 WESTERN DIGITAL CORP. COM 958102105 2213 44574 SH SOLE 0 0 44574 WESTERN UN CO COM 959802109 1 74 SH SOLE 0 0 74 WESTLAKE CHEM CORP COM 960413102 2 15 SH SOLE 0 0 15 WESTROCK CO COM 96145D105 1456 30966 SH SOLE 0 0 30966 WEYERHAEUSER CO MTN BE COM NEW 962166104 6 170 SH SOLE 0 0 170 WHIRLPOOL CORP COM 963320106 1 3 SH SOLE 0 0 3 WHITEHORSE FIN INC COM 96524V106 4655 308664 SH SOLE 0 0 308664 WHITESTONE REIT COM 966084204 14 1065 SH SOLE 0 0 1065 WILLIAMS COS INC COM 969457100 69 2054 SH SOLE 0 0 2054 WILLIAMS SONOMA INC COM 969904101 9 60 SH SOLE 0 0 60 WINTRUST FINL CORP COM 97650W108 5 54 SH SOLE 0 0 54 WISDOMTREE TR US QTLY DIV GRT 97717X669 21 328 SH SOLE 0 0 328 WISDOMTREE TR US LARGECAP DIVD 97717W307 7 106 SH SOLE 0 0 106 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 14 191 SH SOLE 0 0 191 WISDOMTREE TR US TOTAL DIVIDND 97717W109 4 60 SH SOLE 0 0 60 WISDOMTREE TR US LARGECAP FUND 97717W588 26 536 SH SOLE 0 0 536 WORKDAY INC CL A 98138H101 11 47 SH SOLE 0 0 47 WORKHORSE GROUP INC COM NEW 98138J206 6 1175 SH SOLE 0 0 1175 WORLD GOLD TR SPDR GLD MINIS 98149E204 13 340 SH SOLE 0 0 340 WP CAREY INC COM 92936U109 110 1364 SH SOLE 0 0 1364 WPP PLC NEW ADR 92937A102 1 8 SH SOLE 0 0 8 WYNN RESORTS LTD COM 983134107 1 9 SH SOLE 0 0 9 XCEL ENERGY INC COM 98389B100 3 43 SH SOLE 0 0 43 XENIA HOTELS & RESORTS INC COM 984017103 24 1238 SH SOLE 0 0 1238 XEROX HOLDINGS CORP COM NEW 98421M106 4595 227837 SH SOLE 0 0 227837 XPRESSPA GROUP INC COM 98420U703 0 300 SH SOLE 0 0 300 YAMANA GOLD INC COM 98462Y100 4 800 SH SOLE 0 0 800 YUM BRANDS INC COM 988498101 26 221 SH SOLE 0 0 221 YUM CHINA HLDGS INC COM 98850P109 3 71 SH SOLE 0 0 71 ZENDESK INC COM 98936J101 4 32 SH SOLE 0 0 32 ZIMMER BIOMET HOLDINGS INC COM 98956P102 47 366 SH SOLE 0 0 366 ZOETIS INC CL A 98978V103 29 155 SH SOLE 0 0 155 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 34 294 SH SOLE 0 0 294 ZYNERBA PHARMACEUTICALS INC COM 98986X109 1 350 SH SOLE 0 0 350 ZYNGA INC CL A 98986T108 1 100 SH SOLE 0 0 100