Chief Operating Officer

0001214659-21-011475.txt : 20211112 0001214659-21-011475.hdr.sgml : 20211112 20211112062918 ACCESSION NUMBER: 0001214659-21-011475 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harborview Advisors, LLC CENTRAL INDEX KEY: 0001730890 IRS NUMBER: 471967585 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18350 FILM NUMBER: 211399236 BUSINESS ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: (207) 775-4900 MAIL ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730890 XXXXXXXX 09-30-2021 09-30-2021 false Harborview Advisors, LLC

ONE CITY CENTER - 8TH FLOOR PORTLAND ME 04101

13F HOLDINGS REPORT 028-18350 N Daryl Stong Chief Operating Officer 877-550-4900 /Daryl T. Stong/ Portland ME 11-10-2021 0 106 178538 INFORMATION TABLE 2 infotable.xml AT&T INC COM 00206R102 321 11898 SH SOLE 11898 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 507 34199 SH SOLE 34199 0 0 ALPHABET INC CAP STK CL A 02079K305 377 141 SH SOLE 141 0 0 ALPHABET INC CAP STK CL C 02079K107 267 100 SH SOLE 100 0 0 AMAZON COM INC COM 023135106 723 220 SH SOLE 220 0 0 APPLE INC COM 037833100 2946 20818 SH SOLE 20818 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 286 1048 SH SOLE 1048 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 144 14729 SH SOLE 14729 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 144 23413 SH SOLE 23413 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 372 6286 SH SOLE 6286 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 676 31377 SH SOLE 31377 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1667 21739 SH SOLE 21739 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 262 5743 SH SOLE 5743 0 0 CVS HEALTH CORP COM 126650100 321 3778 SH SOLE 3778 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 363 2185 SH SOLE 2185 0 0 GLOBAL X FDS RUSSELL 2000 37954Y459 253 10152 SH SOLE 10152 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 224 10156 SH SOLE 10156 0 0 IDEXX LABS INC COM 45168D104 774 1245 SH SOLE 1245 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 418 2290 SH SOLE 2290 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 358 20371 SH SOLE 20371 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 293 11186 SH SOLE 11186 0 0 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 7107 296760 SH SOLE 296760 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 278 6257 SH SOLE 6257 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 818 5168 SH SOLE 5168 0 0 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 554 28427 SH SOLE 28427 0 0 ISHARES TR CORE MSCI INTL 46435G326 2484 37173 SH SOLE 37173 0 0 ISHARES TR CORE S&P MCP ETF 464287507 329 1252 SH SOLE 1252 0 0 ISHARES TR CORE S&P SCP ETF 464287804 449 4108 SH SOLE 4108 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 1989 25380 SH SOLE 25380 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 208 5027 SH SOLE 5027 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 731 26572 SH SOLE 26572 0 0 ISHARES U S ETF TR INT RT HDG C B 46431W705 15406 160795 SH SOLE 160795 0 0 ISHARES TR JPMORGAN USD EMG 464288281 247 2240 SH SOLE 2240 0 0 ISHARES TR MICRO-CAP ETF 464288869 3072 21283 SH SOLE 21283 0 0 ISHARES TR MSCI EAFE ETF 464287465 481 6166 SH SOLE 6166 0 0 ISHARES TR EAFE SML CP ETF 464288273 2790 37495 SH SOLE 37495 0 0 ISHARES TR MSCI KLD400 SOC 464288570 385 4630 SH SOLE 4630 0 0 ISHARES INC MSCI EQUAL WEITE 464286681 424 5071 SH SOLE 5071 0 0 ISHARES TR MSCI USA ESG SLC 464288802 609 6352 SH SOLE 6352 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 677 2469 SH SOLE 2469 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 962 6147 SH SOLE 6147 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 498 2275 SH SOLE 2275 0 0 ISHARES TR RUS MD CP GR ETF 464287481 280 2500 SH SOLE 2500 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1544 20891 SH SOLE 20891 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1023 7037 SH SOLE 7037 0 0 ISHARES TR S&P MC 400GR ETF 464287606 938 11844 SH SOLE 11844 0 0 ISHARES TR S&P MC 400VL ETF 464287705 864 8386 SH SOLE 8386 0 0 ISHARES TR SP SMCP600VL ETF 464287879 746 7413 SH SOLE 7413 0 0 ISHARES TR S&P SML 600 GWT 464287887 889 6838 SH SOLE 6838 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 374 7408 SH SOLE 7408 0 0 JPMORGAN CHASE & CO COM 46625H100 297 1812 SH SOLE 1812 0 0 JOHNSON & JOHNSON COM 478160104 306 1897 SH SOLE 1897 0 0 MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 288 12357 SH SOLE 12357 0 0 MICROSOFT CORP COM 594918104 215 761 SH SOLE 761 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 638 22497 SH SOLE 22497 0 0 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 960 28336 SH SOLE 28336 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 1111 16980 SH SOLE 16980 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 1121 29901 SH SOLE 29901 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 681 12517 SH SOLE 12517 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 782 21541 SH SOLE 21541 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1093 25141 SH SOLE 25141 0 0 PEPSICO INC COM 713448108 409 2716 SH SOLE 2716 0 0 PFIZER INC COM 717081103 368 8557 SH SOLE 8557 0 0 PIMCO ETF TR ENHANCD SHORT 72201R643 369 3670 SH SOLE 3670 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 646 11453 SH SOLE 11453 0 0 PROSHARES TR MSCI EAFE DIVD 74347B839 379 8200 SH SOLE 8200 0 0 QUEST DIAGNOSTICS INC COM 74834L100 335 2303 SH SOLE 2303 0 0 ROYCE MICRO-CAP TR INC COM 780915104 383 33529 SH SOLE 33529 0 0 ROYCE VALUE TR INC COM 780910105 200 11105 SH SOLE 11105 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2053 67366 SH SOLE 67366 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 17271 446291 SH SOLE 446291 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 589 11498 SH SOLE 11498 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 816 15041 SH SOLE 15041 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 621 5976 SH SOLE 5976 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 796 10727 SH SOLE 10727 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 886 8513 SH SOLE 8513 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 10544 71198 SH SOLE 71198 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 8305 123078 SH SOLE 123078 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1568 15660 SH SOLE 15660 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 705 18775 SH SOLE 18775 0 0 SPDR GOLD TR GOLD SHS 78463V107 5825 35469 SH SOLE 35469 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 1222 23699 SH SOLE 23699 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 202 3372 SH SOLE 3372 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 4389 58019 SH SOLE 58019 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 4943 74629 SH SOLE 74629 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1593 24877 SH SOLE 24877 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 1739 44577 SH SOLE 44577 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 3411 39152 SH SOLE 39152 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 3772 46027 SH SOLE 46027 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1445 48772 SH SOLE 48772 0 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 381 5774 SH SOLE 5774 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1872 49315 SH SOLE 49315 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 433 900 SH SOLE 900 0 0 VANECK ETF TRUST CEF MUNI INCOME 92189F460 945 32177 SH SOLE 32177 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 364 5972 SH SOLE 5972 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 282 971 SH SOLE 971 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1313 5555 SH SOLE 5555 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1452 10399 SH SOLE 10399 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 833 2975 SH SOLE 2975 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 902 5332 SH SOLE 5332 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 4242 31338 SH SOLE 31338 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 144 14575 SH SOLE 14575 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 9404 251986 SH SOLE 251986 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 12229 260907 SH SOLE 260907 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 946 22811 SH SOLE 22811 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 668 21658 SH SOLE 21658 0 0