Chief Operating Officer

0001214659-21-001259.txt : 20210204 0001214659-21-001259.hdr.sgml : 20210204 20210204160741 ACCESSION NUMBER: 0001214659-21-001259 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harborview Advisors, LLC CENTRAL INDEX KEY: 0001730890 IRS NUMBER: 471967585 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18350 FILM NUMBER: 21591217 BUSINESS ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: (207) 775-4900 MAIL ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730890 XXXXXXXX 12-31-2020 12-31-2020 false Harborview Advisors, LLC

ONE CITY CENTER - 8TH FLOOR PORTLAND ME 04101

13F HOLDINGS REPORT 028-18350 N Daryl Stong Chief Operating Officer 877-550-4900 /s/ Daryl Stong Portland ME 02-03-2021 0 94 149354 INFORMATION TABLE 2 infotable.xml ALPHABET INC CAP STK CL A 02079K305 230 131 SH SOLE 131 0 0 AMAZON COM INC COM 023135106 700 215 SH SOLE 215 0 0 APPLE INC COM 037833100 2778 20936 SH SOLE 20936 0 0 AT&T INC COM 00206R102 282 9816 SH SOLE 9816 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 159 10775 SH SOLE 10775 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 134 15823 SH SOLE 15823 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 163 27703 SH SOLE 27703 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 389 6273 SH SOLE 6273 0 0 CVS HEALTH CORP COM 126650100 257 3764 SH SOLE 3764 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 288 1713 SH SOLE 1713 0 0 GLOBAL X FDS RUSSELL 2000 37954Y459 238 10534 SH SOLE 10534 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 221 9679 SH SOLE 9679 0 0 IDEXX LABS INC COM 45168D104 802 1605 SH SOLE 1605 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 304 11710 SH SOLE 11710 0 0 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 6009 267890 SH SOLE 267890 0 0 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 358 18426 SH SOLE 18426 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 715 32852 SH SOLE 32852 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 362 2400 SH SOLE 2400 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 283 18443 SH SOLE 18443 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 326 8457 SH SOLE 8457 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 764 5732 SH SOLE 5732 0 0 ISHARES INC CORE MSCI EMKT 46434G103 671 10817 SH SOLE 10817 0 0 ISHARES TR CORE MSCI INTL 46435G326 1819 29508 SH SOLE 29508 0 0 ISHARES TR CORE S&P MCP ETF 464287507 342 1486 SH SOLE 1486 0 0 ISHARES TR CORE S&P SCP ETF 464287804 439 4780 SH SOLE 4780 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 1390 19033 SH SOLE 19033 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 797 28120 SH SOLE 28120 0 0 ISHARES TR MICRO-CAP ETF 464288869 2951 24870 SH SOLE 24870 0 0 ISHARES TR MSCI EAFE ETF 464287465 449 6156 SH SOLE 6156 0 0 ISHARES TR EAFE SML CP ETF 464288273 1583 23161 SH SOLE 23161 0 0 ISHARES TR MSCI KLD400 SOC 464288570 354 4946 SH SOLE 4946 0 0 ISHARES TR MSCI USA ESG SLC 464288802 478 5808 SH SOLE 5808 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 742 3076 SH SOLE 3076 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 875 6397 SH SOLE 6397 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 546 2783 SH SOLE 2783 0 0 ISHARES TR RUS MD CP GR ETF 464287481 257 2500 SH SOLE 2500 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1511 23672 SH SOLE 23672 0 0 ISHARES TR S&P 500 VAL ETF 464287408 926 7231 SH SOLE 7231 0 0 ISHARES TR S&P MC 400GR ETF 464287606 909 12586 SH SOLE 12586 0 0 ISHARES TR S&P MC 400VL ETF 464287705 757 8770 SH SOLE 8770 0 0 ISHARES TR SP SMCP600VL ETF 464287879 636 7821 SH SOLE 7821 0 0 ISHARES TR S&P SML 600 GWT 464287887 859 7527 SH SOLE 7527 0 0 ISHARES U S ETF TR INT RT HDG C B 46431W705 10625 111205 SH SOLE 111205 0 0 JOHNSON & JOHNSON COM 478160104 298 1896 SH SOLE 1896 0 0 JPMORGAN CHASE & CO COM 46625H100 229 1804 SH SOLE 1804 0 0 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 699 20892 SH SOLE 20892 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 878 15588 SH SOLE 15588 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 844 25625 SH SOLE 25625 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 589 11910 SH SOLE 11910 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 560 18634 SH SOLE 18634 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 841 21939 SH SOLE 21939 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 719 27625 SH SOLE 27625 0 0 PFIZER INC COM 717081103 277 7535 SH SOLE 7535 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 904 15928 SH SOLE 15928 0 0 PROSHARES TR MSCI EAFE DIVD 74347B839 261 6000 SH SOLE 6000 0 0 ROYCE MICRO-CAP TR INC COM 780915104 405 40023 SH SOLE 40023 0 0 ROYCE VALUE TR INC COM 780910105 200 12367 SH SOLE 12367 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1617 23711 SH SOLE 23711 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3108 101399 SH SOLE 101399 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 14145 392808 SH SOLE 392808 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 794 15450 SH SOLE 15450 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 248 4418 SH SOLE 4418 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 939 10315 SH SOLE 10315 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 743 11587 SH SOLE 11587 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 688 7567 SH SOLE 7567 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 9750 75927 SH SOLE 75927 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 7075 118840 SH SOLE 118840 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1534 17236 SH SOLE 17236 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 417 14160 SH SOLE 14160 0 0 SPDR GOLD TR GOLD SHS 78463V107 4985 27947 SH SOLE 27947 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1251 45063 SH SOLE 45063 0 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 310 5137 SH SOLE 5137 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1715 46903 SH SOLE 46903 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 420 1000 SH SOLE 1000 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 1328 25297 SH SOLE 25297 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 3896 56200 SH SOLE 56200 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 4053 73019 SH SOLE 73019 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1524 27560 SH SOLE 27560 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 1554 45186 SH SOLE 45186 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 2970 38892 SH SOLE 38892 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 3130 47286 SH SOLE 47286 0 0 STANLEY BLACK & DECKER INC COM 854502101 272 1526 SH SOLE 1526 0 0 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 1231 43171 SH SOLE 43171 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 367 1448 SH SOLE 1448 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1204 5679 SH SOLE 5679 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1278 10742 SH SOLE 10742 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 874 3265 SH SOLE 3265 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 873 6140 SH SOLE 6140 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 3286 27619 SH SOLE 27619 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 224 4464 SH SOLE 4464 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 6400 161324 SH SOLE 161324 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 10239 217253 SH SOLE 217253 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 886 25466 SH SOLE 25466 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 644 24210 SH SOLE 24210 0 0