0001214659-20-000608.txt : 20200127
0001214659-20-000608.hdr.sgml : 20200127
20200127140219
ACCESSION NUMBER: 0001214659-20-000608
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200127
DATE AS OF CHANGE: 20200127
EFFECTIVENESS DATE: 20200127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harborview Advisors, LLC
CENTRAL INDEX KEY: 0001730890
IRS NUMBER: 471967585
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18350
FILM NUMBER: 20548761
BUSINESS ADDRESS:
STREET 1: ONE CITY CENTER - 8TH FLOOR
CITY: PORTLAND
STATE: ME
ZIP: 04101
BUSINESS PHONE: (207) 775-4900
MAIL ADDRESS:
STREET 1: ONE CITY CENTER - 8TH FLOOR
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001730890
XXXXXXXX
12-31-2019
12-31-2019
false
Harborview Advisors, LLC
One City Center - 8th Floor
Portland
ME
04101
13F HOLDINGS REPORT
028-18350
N
Daryl Stong
Chief Operating Officer
877-550-4900
/s/ Daryl Stong
Portland
ME
01-24-2020
0
88
130471
INFORMATION TABLE
2
infotable.xml
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
131
10086
SH
SOLE
0
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
203
2162
SH
SOLE
0
0
0
ISHARES TR
ULTR SH TRM BD
46434V878
204
4052
SH
SOLE
0
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
207
1508
SH
SOLE
0
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
215
9105
SH
SOLE
0
0
0
GLOBAL X FDS
RUSSELL 2000
37954Y459
222
8702
SH
SOLE
0
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
222
1456
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
226
1518
SH
SOLE
0
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
226
1100
SH
SOLE
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
229
3289
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
233
3263
SH
SOLE
0
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
252
1381
SH
SOLE
0
0
0
PFIZER INC
COM
717081103
253
6454
SH
SOLE
0
0
0
CVS HEALTH CORP
COM
126650100
253
3404
SH
SOLE
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
255
5729
SH
SOLE
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
258
1140
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
259
15178
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
265
4968
SH
SOLE
0
0
0
STANLEY BLACK & DECKER INC
COM
854502101
268
1616
SH
SOLE
0
0
0
ISHARES TR
ESG MSCI EAFE
46435G516
270
3930
SH
SOLE
0
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
278
2329
SH
SOLE
0
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
290
2162
SH
SOLE
0
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
299
2485
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
301
6539
SH
SOLE
0
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
306
3650
SH
SOLE
0
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
316
37025
SH
SOLE
0
0
0
NUSHARES ETF TR
NUVEEN ESG MIDCP
67092P409
323
9165
SH
SOLE
0
0
0
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
325
7840
SH
SOLE
0
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
344
916
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
FNDMNTL HY CRP
46138E719
348
18053
SH
SOLE
0
0
0
AT&T INC
COM
00206R102
348
8914
SH
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
353
2133
SH
SOLE
0
0
0
NUSHARES ETF TR
NUVEEN ESG MIDVL
67092P508
364
12060
SH
SOLE
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
372
5352
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
384
14881
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
396
2899
SH
SOLE
0
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
398
6205
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
401
9707
SH
SOLE
0
0
0
NUSHARES ETF TR
NUVEEN ESG EMRGN
67092P888
420
15367
SH
SOLE
0
0
0
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
422
12857
SH
SOLE
0
0
0
IDEXX LABS INC
COM
45168D104
423
1618
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
436
14160
SH
SOLE
0
0
0
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
548
17587
SH
SOLE
0
0
0
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
565
10568
SH
SOLE
0
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
612
21344
SH
SOLE
0
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
650
4042
SH
SOLE
0
0
0
ISHARES TR
ESG USD CORPT
46435G193
665
25139
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
670
8724
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
689
3914
SH
SOLE
0
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
706
29364
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
731
14483
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
771
10029
SH
SOLE
0
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051200
789
23350
SH
SOLE
0
0
0
ISHARES TR
S&P SML 600 GWT
464287887
793
4103
SH
SOLE
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
801
37623
SH
SOLE
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
803
37353
SH
SOLE
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
805
37502
SH
SOLE
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2026 CB
46138J791
807
39231
SH
SOLE
0
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
811
4752
SH
SOLE
0
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
828
21757
SH
SOLE
0
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
870
3655
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
901
6603
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
922
7278
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1065
18393
SH
SOLE
0
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
1095
8415
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
1168
36385
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1215
16065
SH
SOLE
0
0
0
SPDR SERIES TRUST
NUVEEN BRC MUNIC
78468R721
1241
24526
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
1375
22865
SH
SOLE
0
0
0
APPLE INC
COM
037833100
1475
5022
SH
SOLE
0
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
1490
7697
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
1492
37121
SH
SOLE
0
0
0
VANECK VECTORS ETF TRUST
CEF MUN INCOME E
92189F460
1630
59126
SH
SOLE
0
0
0
ISHARES TR
MICRO-CAP ETF
464288869
2955
29698
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
3451
53485
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
3570
54323
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
4487
78601
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
4931
90007
SH
SOLE
0
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
5518
118471
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
CEF INM COMPSI
46138E404
7314
313766
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
8441
308411
SH
SOLE
0
0
0
WISDOMTREE TR
INTRST RATE HDGE
97717W380
10690
222394
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
11014
118540
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
11471
190808
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
14552
432716
SH
SOLE
0
0
0
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
109
18426
SH
SOLE
0
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
108
10860
SH
SOLE
0
0
0
AMAZON COM INC
COM
023135106
379
205
SH
SOLE
0
0
0