Chief Operating Officer

0001214659-20-000608.txt : 20200127 0001214659-20-000608.hdr.sgml : 20200127 20200127140219 ACCESSION NUMBER: 0001214659-20-000608 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 EFFECTIVENESS DATE: 20200127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harborview Advisors, LLC CENTRAL INDEX KEY: 0001730890 IRS NUMBER: 471967585 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18350 FILM NUMBER: 20548761 BUSINESS ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: (207) 775-4900 MAIL ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730890 XXXXXXXX 12-31-2019 12-31-2019 false Harborview Advisors, LLC

One City Center - 8th Floor Portland ME 04101

13F HOLDINGS REPORT 028-18350 N Daryl Stong Chief Operating Officer 877-550-4900 /s/ Daryl Stong Portland ME 01-24-2020 0 88 130471 INFORMATION TABLE 2 infotable.xml ALLIANZGI NFJ DIVID INT & PR COM 01883A107 131 10086 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 203 2162 SH SOLE 0 0 0 ISHARES TR ULTR SH TRM BD 46434V878 204 4052 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 207 1508 SH SOLE 0 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 215 9105 SH SOLE 0 0 0 GLOBAL X FDS RUSSELL 2000 37954Y459 222 8702 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF 464287481 222 1456 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 226 1518 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 226 1100 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 229 3289 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 233 3263 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 252 1381 SH SOLE 0 0 0 PFIZER INC COM 717081103 253 6454 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 253 3404 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 255 5729 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 258 1140 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 259 15178 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 265 4968 SH SOLE 0 0 0 STANLEY BLACK & DECKER INC COM 854502101 268 1616 SH SOLE 0 0 0 ISHARES TR ESG MSCI EAFE 46435G516 270 3930 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 278 2329 SH SOLE 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 290 2162 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 299 2485 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 301 6539 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 306 3650 SH SOLE 0 0 0 ROYCE MICRO-CAP TR INC COM 780915104 316 37025 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 323 9165 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 325 7840 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 344 916 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 348 18053 SH SOLE 0 0 0 AT&T INC COM 00206R102 348 8914 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 353 2133 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 364 12060 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 372 5352 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 384 14881 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 396 2899 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 398 6205 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 401 9707 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 420 15367 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 422 12857 SH SOLE 0 0 0 IDEXX LABS INC COM 45168D104 423 1618 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 436 14160 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 548 17587 SH SOLE 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 565 10568 SH SOLE 0 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 612 21344 SH SOLE 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 650 4042 SH SOLE 0 0 0 ISHARES TR ESG USD CORPT 46435G193 665 25139 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 670 8724 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 689 3914 SH SOLE 0 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 706 29364 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 731 14483 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 771 10029 SH SOLE 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 789 23350 SH SOLE 0 0 0 ISHARES TR S&P SML 600 GWT 464287887 793 4103 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 801 37623 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 803 37353 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 805 37502 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 807 39231 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 811 4752 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 828 21757 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 870 3655 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 901 6603 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 922 7278 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1065 18393 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1095 8415 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1168 36385 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1215 16065 SH SOLE 0 0 0 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 1241 24526 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1375 22865 SH SOLE 0 0 0 APPLE INC COM 037833100 1475 5022 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1490 7697 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1492 37121 SH SOLE 0 0 0 VANECK VECTORS ETF TRUST CEF MUN INCOME E 92189F460 1630 59126 SH SOLE 0 0 0 ISHARES TR MICRO-CAP ETF 464288869 2955 29698 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 3451 53485 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 3570 54323 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 4487 78601 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 4931 90007 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 5518 118471 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 7314 313766 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8441 308411 SH SOLE 0 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 10690 222394 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 11014 118540 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 11471 190808 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 14552 432716 SH SOLE 0 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 109 18426 SH SOLE 0 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 108 10860 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 379 205 SH SOLE 0 0 0