The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 421 | 3,085 | SH | SOLE | 3,085 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,423 | 18,039 | SH | SOLE | 18,039 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 448 | 1,409 | SH | SOLE | 1,409 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 571 | 2,935 | SH | SOLE | 2,935 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,689 | 1,454 | SH | SOLE | 1,454 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 308 | 265 | SH | SOLE | 265 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 304 | 3,196 | SH | SOLE | 3,196 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 149 | 37,223 | SH | SOLE | 37,223 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,320 | 1,190 | SH | SOLE | 1,190 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 1,116 | 13,955 | SH | SOLE | 13,955 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 530 | 2,612 | SH | SOLE | 2,612 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 167 | 18,100 | SH | SOLE | 18,100 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,414 | 13,427 | SH | SOLE | 13,427 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 670 | 22,988 | SH | SOLE | 22,988 | 0 | 0 | ||
ATHENEX INC | COM | 04685N103 | 99 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 181 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 388 | 2,838 | SH | SOLE | 2,838 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 311 | 4,165 | SH | SOLE | 4,165 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 343 | 4,220 | SH | SOLE | 4,220 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 875 | 4,786 | SH | SOLE | 4,786 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,038 | 48,898 | SH | SOLE | 48,898 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 194 | 18,657 | SH | SOLE | 18,657 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 102 | 11,120 | SH | SOLE | 11,120 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 363 | 3,127 | SH | SOLE | 3,127 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 450 | 6,214 | SH | SOLE | 6,214 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 93 | 14,660 | SH | SOLE | 14,660 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 724 | 16,354 | SH | SOLE | 16,354 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 431 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 793 | 2,779 | SH | SOLE | 2,779 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 323 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 300 | 2,165 | SH | SOLE | 2,165 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 207 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,254 | 12,979 | SH | SOLE | 12,979 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 549 | 15,398 | SH | SOLE | 15,398 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 270 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 809 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,328 | 7,960 | SH | SOLE | 7,960 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 215 | 2,450 | SH | SOLE | 2,450 | 0 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 331 | 28,195 | SH | SOLE | 28,195 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,400 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 261 | 8,798 | SH | SOLE | 8,798 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,909 | 53,742 | SH | SOLE | 53,742 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 203 | 410 | SH | SOLE | 410 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | 834 | 15,449 | SH | SOLE | 15,449 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 343 | 20,481 | SH | SOLE | 20,481 | 0 | 0 | ||
INVESCO QQQ | TR UNIT SER 1 | 46090E103 | 2,200 | 11,554 | SH | SOLE | 11,554 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 213 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 229 | 3,686 | SH | SOLE | 3,686 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 2,690 | 49,801 | SH | SOLE | 49,801 | 0 | 0 | ||
ISHARES TR | MULTIFACTOR USA | 46434V290 | 419 | 14,072 | SH | SOLE | 14,072 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 232 | 6,322 | SH | SOLE | 6,322 | 0 | 0 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,170 | 16,456 | SH | SOLE | 16,456 | 0 | 0 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 326 | 5,942 | SH | SOLE | 5,942 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 255 | 4,551 | SH | SOLE | 4,551 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 395 | 3,449 | SH | SOLE | 3,449 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 205 | 2,062 | SH | SOLE | 2,062 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 346 | 8,022 | SH | SOLE | 8,022 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,585 | 10,004 | SH | SOLE | 10,004 | 0 | 0 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 221 | 2,077 | SH | SOLE | 2,077 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,631 | 12,441 | SH | SOLE | 12,441 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,381 | 26,446 | SH | SOLE | 26,446 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 817 | 6,390 | SH | SOLE | 6,390 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 185 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 107 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 346 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 248 | 1,307 | SH | SOLE | 1,307 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 292 | 153,855 | SH | SOLE | 153,855 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 386 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 603 | 3,647 | SH | SOLE | 3,647 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 989 | 12,858 | SH | SOLE | 12,858 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 302 | 7,191 | SH | SOLE | 7,191 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,520 | 15,976 | SH | SOLE | 15,976 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 492 | 5,941 | SH | SOLE | 5,941 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 615 | 2,334 | SH | SOLE | 2,334 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 202 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
PAVMED INC | COM | 70387R106 | 156 | 78,700 | SH | SOLE | 78,700 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 916 | 7,625 | SH | SOLE | 7,625 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 605 | 18,550 | SH | SOLE | 18,550 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 989 | 8,990 | SH | SOLE | 8,990 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 602 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 374 | 2,851 | SH | SOLE | 2,851 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 299 | 10,410 | SH | SOLE | 10,410 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 243 | 2,775 | SH | SOLE | 2,775 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 612 | 4,249 | SH | SOLE | 4,249 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 197 | 30,900 | SH | SOLE | 30,900 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 259 | 2,650 | SH | SOLE | 2,650 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 267 | 3,320 | SH | SOLE | 3,320 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 267 | 930 | SH | SOLE | 930 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 531 | 1,155 | SH | SOLE | 1,155 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 334 | 801 | SH | SOLE | 801 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 55 | 11,073 | SH | SOLE | 11,073 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 624 | 11,520 | SH | SOLE | 11,520 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 734 | 4,955 | SH | SOLE | 4,955 | 0 | 0 | ||
SPDR SER TR | S&P 400 MDCP GRW | 78464A821 | 399 | 9,318 | SH | SOLE | 9,318 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 216 | 4,115 | SH | SOLE | 4,115 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 291 | 4,425 | SH | SOLE | 4,425 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 710 | 7,632 | SH | SOLE | 7,632 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 | 362 | 23,593 | SH | SOLE | 23,593 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 210 | 1,490 | SH | SOLE | 1,490 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 168 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 237 | 950 | SH | SOLE | 950 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 403 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 307 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 214 | 2,459 | SH | SOLE | 2,459 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 6,952 | 67,242 | SH | SOLE | 67,242 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 404 | 12,131 | SH | SOLE | 12,131 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 426 | 6,019 | SH | SOLE | 6,019 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,257 | 41,998 | SH | SOLE | 41,998 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,555 | 9,651 | SH | SOLE | 9,651 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 1,675 | 14,743 | SH | SOLE | 14,743 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 545 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 370 | 15,295 | SH | SOLE | 15,295 | 0 | 0 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 2,544 | 49,261 | SH | SOLE | 49,261 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 205 | 1,572 | SH | SOLE | 1,572 | 0 | 0 |